DaveManuel.com · Institutional Ownership · Who Owns It
ETHAN ALLEN INTERIORS INC (ETD)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
217
Reporting holders
$487.4M
Reported value
0.5%
Calls
0.2%
Puts
+7
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| BlackRock, Inc. | $54.2M | 2,424,472 | 0.00% | 8q | -36.3%-$30.9M |
| DIMENSIONAL FUND ADVISORS LP | $36.6M | 1,636,663 | 0.01% | 31q | -3.9%-$1.5M |
| VANGUARD CAPITAL MANAGEMENT LLC | $23.9M | 1,068,774 | 0.00% | 2q | +2.8%+$656.7K |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $23.8M | 1,063,720 | 0.00% | 31q | +7.9%+$1.7M |
| AMERICAN CENTURY COMPANIES INC | $20.5M | 917,280 | 0.01% | 25q | +7.7%+$1.5M |
| ROYCE & ASSOCIATES LP | $20.4M | 914,280 | 0.16% | 31q | +11.2%+$2.1M |
| MILLENNIUM MANAGEMENT LLC | $14.5M | 649,069 | 0.01% | 17q | +494.9%+$12.1M |
| GEODE CAPITAL MANAGEMENT, LLC | $13.7M | 612,645 | 0.00% | 31q | +7.1%+$906.6K |
| STATE STREET CORP | $12.9M | 576,156 | 0.00% | 31q | -38.5%-$8.1M |
| GOLDMAN SACHS GROUP INC | $11.3M | 504,794 | 0.00% | 31q | +90.1%+$5.3M |
| AMERIPRISE FINANCIAL INC | $9.9M | 441,045 | 0.00% | 31q | +3.4%+$320.1K |
| Cambria Investment Management, L.P. | $9.5M | 425,012 | 0.47% | 18q | +2.2%+$208.1K |
| HRT FINANCIAL LP | $9.2M | 412,531 | 0.02% | new | NEW |
| JACOBS LEVY EQUITY MANAGEMENT, INC | $8.6M | 386,299 | 0.03% | 6q | -4.4%-$398.7K |
| Gilman Hill Asset Management, LLC | $8.5M | 380,925 | 1.16% | 5q | +3.8%+$309.7K |
| FMR LLC | $8.2M | 365,853 | 0.00% | 22q | +42.0%+$2.4M |
| NORTHERN TRUST CORP | $7.6M | 339,263 | 0.00% | 31q | -1.4%-$109.6K |
| Bank of New York Mellon Corp | $7.5M | 336,245 | 0.00% | 31q | -14.7%-$1.3M |
| JANE STREET GROUP, LLC | $7.4M incl. $985.2K options CALL+PUT | 285,101 | 0.00% | 14q | HELD |
| AQR CAPITAL MANAGEMENT LLC | $7.3M | 325,614 | 0.00% | 23q | +125.7%+$4.1M |
| VANGUARD PORTFOLIO MANAGEMENT LLC | $7.1M | 316,403 | 0.00% | 2q | -48.6%-$6.7M |
| TEACHER RETIREMENT SYSTEM OF TEXAS | $6.6M | 296,750 | 0.02% | 8q | -5.9%-$414.4K |
| MORGAN STANLEY | $6.4M | 286,312 | 0.00% | 35q | -22.7%-$1.9M |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $6.2M incl. $1.9M options CALL+PUT | 191,011 | 0.00% | 23q | +675.4%+$5.4M |
| Nuveen, LLC | $6.1M | 273,530 | 0.00% | 6q | +445.8%+$5.0M |
| BANK OF AMERICA CORP /DE/ | $5.4M | 243,754 | 0.00% | 31q | +60.4%+$2.0M |
| UBS Group AG | $5.3M | 235,822 | 0.00% | 31q | -46.1%-$4.5M |
| First Eagle Investment Management, LLC | $5.1M | 230,462 | 0.00% | 10q | -32.8%-$2.5M |
| Creative Planning | $4.8M | 212,871 | 0.00% | 4q | +38.6%+$1.3M |
| Hodges Capital Management Inc. | $4.5M | 201,585 | 0.30% | 24q | -4.9%-$230.6K |
| CITADEL ADVISORS LLC | $4.5M | 199,597 | 0.00% | 31q | -40.7%-$3.1M |
| North Star Investment Management Corp. | $4.4M | 197,250 | 0.24% | 31q | -2.0%-$89.4K |
| LSV ASSET MANAGEMENT | $3.9M | 175,700 | 0.01% | 31q | HELD |
| RENAISSANCE TECHNOLOGIES LLC | $3.8M | 168,401 | 0.01% | 31q | -35.5%-$2.1M |
| TUDOR INVESTMENT CORP ET AL | $3.7M | 165,917 | 0.01% | new | NEW |
| VANGUARD FIDUCIARY TRUST CO | $3.5M | 154,740 | 0.00% | 2q | +1.2%+$42.3K |
| Russell Investments Group, Ltd. | $3.1M | 139,064 | 0.00% | 31q | +87.6%+$1.5M |
| WELLS FARGO & COMPANY/MN | $3.1M | 138,078 | 0.00% | 31q | +19.1%+$494.9K |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | $3.0M | 135,495 | 0.05% | 31q | +4.7%+$136.2K |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | $2.8M | 123,623 | 0.18% | 5q | +27.2%+$590.5K |
| Squarepoint Ops LLC | $2.5M | 113,781 | 0.00% | new | NEW |
| Balyasny Asset Management L.P. | $2.5M | 113,178 | 0.00% | 5q | -42.4%-$1.9M |
| Atom Investors LP | $2.4M | 108,129 | 0.21% | new | NEW |
| SCOPUS ASSET MANAGEMENT, L.P. | $2.2M | 100,000 | 0.03% | 2q | HELD |
| Empowered Funds, LLC | $2.1M | 94,027 | 0.01% | 2q | +6.9%+$135.2K |
| PDT Partners, LLC | $2.1M | 92,343 | 0.11% | new | NEW |
| TWO SIGMA INVESTMENTS, LP | $2.0M | 91,562 | 0.00% | 15q | +38.5%+$568.2K |
| Linden Thomas Advisory Services, LLC | $2.0M | 89,995 | 0.16% | 13q | +9.9%+$181.9K |
| BNP PARIBAS FINANCIAL MARKETS | $2.0M | 88,067 | 0.00% | 31q | +2.0%+$39.3K |
| JPMORGAN CHASE & CO | $1.9M | 87,638 | 0.00% | 31q | +33.0%+$480.9K |
| Jain Global LLC | $1.9M | 86,163 | 0.01% | new | NEW |
| BARCLAYS PLC | $1.9M | 85,073 | 0.00% | 31q | -16.1%-$363.6K |
| Janney Montgomery Scott LLC | $1.9M | 82,906 | 0.00% | 5q | -5.1%-$100.0K |
| ExodusPoint Capital Management, LP | $1.7M | 77,679 | 0.01% | new | NEW |
| Pacer Advisors, Inc. | $1.6M | 73,724 | 0.00% | 31q | +1.7%+$28.1K |
| Y-Intercept (Hong Kong) Ltd | $1.6M | 73,114 | 0.03% | new | NEW |
| First Dallas Securities Inc. | $1.6M | 71,681 | 0.53% | 23q | +20.4%+$271.6K |
| Invesco Ltd. | $1.3M | 58,226 | 0.00% | 31q | -83.9%-$6.8M |
| Schonfeld Strategic Advisors LLC | $1.1M | 49,905 | 0.00% | new | NEW |
| Swiss National Bank | $1.1M | 48,500 | 0.00% | 31q | +3.4%+$35.7K |
| Engineers Gate Manager LP | $1.0M | 46,721 | 0.01% | 7q | +192.9%+$687.4K |
| Campbell & CO Investment Adviser LLC | $1.0M | 45,256 | 0.05% | 6q | +51.0%+$341.7K |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | $966.2K | 43,249 | 0.01% | 12q | +15.1%+$126.6K |
| Jump Financial, LLC | $942.4K | 42,186 | 0.01% | new | NEW |
| RHUMBLINE ADVISERS | $920.4K | 41,199 | 0.00% | 31q | -44.4%-$734.2K |
| SEI INVESTMENTS CO | $895.9K | 40,101 | 0.00% | 2q | -4.9%-$45.9K |
| STIFEL FINANCIAL CORP | $797.9K | 35,713 | 0.00% | 18q | +26.1%+$165.1K |
| Focus Partners Wealth | $792.0K | 35,451 | 0.00% | 3q | -29.7%-$334.3K |
| Ellevest, Inc. | $759.6K | 34,000 | 0.09% | 2q | HELD |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | $747.6K | 33,466 | 0.00% | 31q | +0.5%+$4.0K |
| TRED AVON FAMILY WEALTH, LLC | $744.1K | 33,309 | 0.23% | 4q | HELD |
| Unison Advisors LLC | $740.9K | 33,164 | 0.05% | 31q | +1.7%+$12.5K |
| Vanguard Global Advisers, LLC | $723.4K | 32,381 | 0.00% | 2q | +7.2%+$48.7K |
| FEDERATED HERMES, INC. | $716.5K | 32,072 | 0.00% | 31q | +13.0%+$82.6K |
| Weiss Asset Management LP | $693.0K | 31,019 | 0.01% | new | NEW |
| CITIGROUP INC | $687.4K | 30,771 | 0.00% | 31q | +51.4%+$233.3K |
| Inspire Investing, LLC | $682.4K | 30,547 | 0.03% | 10q | +32.1%+$165.8K |
| PRICE T ROWE ASSOCIATES INC /MD/ | $681.0K | 30,450 | 0.00% | 23q | +11.0%+$67.5K |
| Hennion & Walsh Asset Management, Inc. | $674.6K | 30,198 | 0.02% | 17q | HELD |
| Cerity Partners LLC | $668.7K | 29,996 | 0.00% | 2q | +56.3%+$240.9K |
| SG Americas Securities, LLC | $651.0K | 29,143 | 0.00% | 5q | -19.4%-$157.0K |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | $629.9K | 28,198 | 0.00% | 31q | -12.1%-$86.7K |
| D. E. Shaw & Co., Inc. | $596.3K | 26,694 | 0.00% | 3q | -78.3%-$2.1M |
| Dakota Wealth Management | $593.2K | 26,555 | 0.01% | 5q | -2.9%-$17.6K |
| Investors Research Corp | $579.2K | 25,925 | 0.10% | 30q | -1.8%-$10.6K |
| GAMCO INVESTORS, INC. ET AL | $565.2K | 25,300 | 0.01% | 31q | HELD |
| Tidal Investments LLC | $559.3K | 25,038 | 0.00% | new | NEW |
| GABELLI FUNDS LLC | $558.5K | 25,000 | 0.00% | 5q | -54.5%-$670.2K |
| FRANKLIN RESOURCES INC | $558.3K | 24,989 | 0.00% | 6q | -68.7%-$1.2M |
| Essex Financial Services, Inc. | $555.6K | 24,871 | 0.03% | 5q | +4.1%+$21.8K |
| DEUTSCHE BANK AG\ | $547.6K | 24,511 | 0.00% | 34q | +29.2%+$123.7K |
| Significant Wealth Partners LLC | $546.2K | 24,449 | 0.59% | 2q | +1.8%+$9.6K |
| Quantinno Capital Management LP | $522.0K | 23,365 | 0.00% | 2q | +22.3%+$95.2K |
| SummerHaven Investment Management, LLC | $522.0K | 23,364 | 0.28% | 16q | HELD |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | $518.0K | 23,186 | 0.00% | 31q | -3.0%-$16.2K |
| ALLIANCEBERNSTEIN L.P. | $504.5K | 22,664 | 0.00% | 31q | +79.0%+$222.7K |
| Rafferty Asset Management, LLC | $489.4K | 21,909 | 0.00% | 5q | +21.3%+$86.0K |
| Sanctuary Advisors, LLC | $477.8K | 21,386 | 0.00% | new | NEW |
| D.A. DAVIDSON & CO. | $461.1K | 20,640 | 0.00% | 2q | +63.8%+$179.6K |
| Quantbot Technologies LP | $459.8K | 20,581 | 0.02% | 2q | +711.2%+$403.1K |
Showing the largest 100 of 217 reported holders.
What the company announced
Form 8-K filings from the last 120 days, showing only the items worth a reader's attention. Earnings releases, exhibit attachments and general disclosures are filed constantly and are left out. Filed is when the SEC received it; event is the date the company says the thing happened.
| Filed | Event date | What | Source |
|---|---|---|---|
| 2026-09-21 | 2026-09-21 | Directors or officers departed or appointed | filing |
What the insiders did
Open market purchases and sales reported on Form 4 in the last 180 days. Grants, option exercises and shares surrendered to cover tax are left out: they are compensation rather than a decision to buy or sell. Where a broker filled one order in tranches the lines are summed, because it was one decision.
Officers and directors
| Date | Insider | Role | Side | Shares | Value |
|---|---|---|---|---|---|
| 2026-09-02 | KATHWARI M FAROOQ | Chairman, President & CEO | Sold | 23,874 | $597.8K ×5 |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 45 | $22.1M | 1,058,103 | 9 | 14 | 14 | 0.0% |
| Q2 2026 | 217 | $487.4M | 21,672,651 | 59 | 79 | 50 | 0.7% |
| Q1 2026 | 210 | $495.1M | 22,076,507 | 35 | 82 | 43 | 0.7% |
| Q4 2025 | 205 | $478.0M | 20,820,427 | 22 | 60 | 85 | 0.5% |
| Q3 2025 | 229 | $625.0M | 21,106,166 | 34 | 79 | 67 | 0.5% |
| Q2 2025 | 212 | $595.6M | 21,280,724 | 33 | 66 | 74 | 0.5% |
| Q1 2025 | 208 | $599.0M | 21,564,262 | 26 | 71 | 77 | 0.3% |
| Q4 2024 | 218 | $618.6M | 21,884,482 | 14 | 75 | 70 | 0.5% |
| Q3 2024 | 226 | $693.7M | 21,650,939 | 41 | 72 | 65 | 0.5% |
| Q2 2024 | 199 | $599.2M | 21,344,758 | 20 | 68 | 69 | 0.7% |
| Q1 2024 | 215 | $767.6M | 22,040,594 | 28 | 67 | 73 | 0.8% |
| Q4 2023 | 213 | $694.6M | 21,659,008 | 18 | 59 | 89 | 0.5% |
| Q3 2023 | 213 | $643.6M | 21,342,241 | 23 | 65 | 83 | 0.8% |
| Q2 2023 | 208 | $645.1M | 22,017,004 | 20 | 65 | 77 | 2.7% |
| Q1 2023 | 211 | $620.3M | 22,259,002 | 24 | 65 | 70 | 0.7% |
| Q4 2022 | 217 | $587.1M | 21,943,631 | 45 | 59 | 73 | 1.2% |
| Q3 2022 | 179 | $500.8M | 23,272,207 | 21 | 77 | 49 | 1.7% |
| Q2 2022 | 180 | $493.2M | 23,996,164 | 19 | 71 | 56 | 1.7% |
| Q1 2022 | 197 | $643.0M | 24,278,085 | 43 | 59 | 56 | 1.8% |
| Q4 2021 | 176 | $717.9M | 26,948,521 | 28 | 51 | 55 | 1.8% |
| Q3 2021 | 161 | $653.1M | 27,164,593 | 13 | 56 | 57 | 1.4% |
| Q2 2021 | 177 | $796.3M | 28,514,483 | 30 | 63 | 51 | 1.0% |
| Q1 2021 | 164 | $782.6M | 28,129,702 | 35 | 43 | 56 | 0.6% |
| Q4 2020 | 141 | $593.6M | 29,149,474 | 23 | 43 | 47 | 0.3% |
| Q3 2020 | 138 | $2.0B | 146,264,680 | 22 | 38 | 51 | 0.1% |
| Q2 2020 | 130 | $2.3B | 191,291,079 | 18 | 38 | 49 | 0.0% |
| Q1 2020 | 139 | $1.9B | 183,013,234 | 17 | 37 | 55 | 0.0% |
| Q4 2019 | 152 | $2.8B | 144,280,408 | 18 | 45 | 58 | 0.1% |
| Q3 2019 | 158 | $2.3B | 119,606,484 | 20 | 53 | 51 | 0.1% |
| Q2 2019 | 166 | $2.1B | 98,649,744 | 29 | 58 | 39 | 0.1% |
| Q1 2019 | 159 | $648.9M | 33,224,031 | 29 | 49 | 42 | 2.1% |
| Q4 2018 | 156 | $940.4M | 52,999,109 | 6 | 2 | 2 | 0.9% |