DaveManuel.com · Institutional Ownership · Who Owns It
FIRST TR EXCHANGE-TRADED ALP (FAB)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
66
Reporting holders
$66.2M
Reported value
0.0%
Calls
0.0%
Puts
-2
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| LPL Financial LLC | $7.9M | 77,533 | 0.00% | 31q | +39.7%+$2.2M |
| RAYMOND JAMES FINANCIAL INC | $6.7M | 65,528 | 0.00% | 7q | HELD |
| MORGAN STANLEY | $6.2M | 61,416 | 0.00% | 35q | HELD |
| WELLS FARGO & COMPANY/MN | $4.6M | 45,544 | 0.00% | 31q | +1.3%+$58.2K |
| OSAIC HOLDINGS, INC. | $4.4M | 43,249 | 0.01% | 26q | -0.9%-$37.9K |
| ROYAL BANK OF CANADA | $3.7M | 36,600 | 0.00% | 31q | +10.9%+$364.7K |
| 626 Financial, LLC | $3.6M | 35,205 | 1.39% | 20q | -1.4%-$52.5K |
| CITADEL ADVISORS LLC | $3.5M | 34,195 | 0.00% | 5q | +3.2%+$107.2K |
| STIFEL FINANCIAL CORP | $1.8M | 18,093 | 0.00% | 22q | -5.7%-$111.7K |
| Proactive Wealth Strategies LLC | $1.6M | 15,543 | 0.25% | 8q | -5.2%-$85.7K |
| Baird Financial Group, Inc. | $1.6M | 15,524 | 0.00% | 22q | -27.6%-$599.2K |
| COMMONWEALTH EQUITY SERVICES, LLC | $1.6M | 15,442 | 0.00% | 31q | -11.9%-$211.7K |
| Cambridge Investment Research Advisors, Inc. | $1.5M | 14,996 | 0.00% | 31q | +100.3%+$762.0K |
| GOLDMAN SACHS GROUP INC | $1.1M | 10,916 | 0.00% | 11q | -50.0%-$1.1M |
| Private Advisor Group, LLC | $1.1M | 10,463 | 0.00% | 25q | HELD |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $951.0K | 9,370 | 0.00% | 7q | -74.1%-$2.7M |
| HARBOUR INVESTMENTS, INC. | $947.4K | 9,334 | 0.01% | 21q | HELD |
| Quad-Cities Investment Group, LLC | $866.4K | 8,537 | 0.31% | 16q | -3.3%-$29.5K |
| UBS Group AG | $767.5K | 7,562 | 0.00% | 31q | +5.3%+$38.6K |
| Rockefeller Capital Management L.P. | $758.7K | 7,475 | 0.00% | 4q | -4.1%-$32.4K |
| Avidian Wealth Enterprises, LLC | $742.5K | 7,315 | 0.02% | 26q | HELD |
| ENVESTNET ASSET MANAGEMENT INC | $738.0K | 7,271 | 0.00% | 18q | +77.8%+$323.0K |
| JONES FINANCIAL COMPANIES LLLP | $734.2K | 7,174 | 0.00% | 10q | +37.0%+$198.4K |
| Janney Montgomery Scott LLC | $733.0K | 7,220 | 0.00% | 25q | -1.4%-$10.2K |
| Cetera Investment Advisers | $684.4K | 6,743 | 0.00% | 10q | -1.8%-$12.6K |
| Capital Investment Advisory Services, LLC | $641.1K | 6,317 | 0.04% | 22q | -3.9%-$25.9K |
| D.A. DAVIDSON & CO. | $588.2K | 5,795 | 0.00% | 31q | HELD |
| PRINCIPAL SECURITIES, INC. | $586.4K | 5,777 | 0.01% | 11q | -22.4%-$169.6K |
| COTTONWOOD CAPITAL ADVISORS, LLC | $492.5K | 4,852 | 0.30% | 18q | HELD |
| Stratos Wealth Partners, LTD. | $476.8K | 4,697 | 0.00% | 15q | HELD |
| PFG Investments, LLC | $443.2K | 4,366 | 0.02% | 9q | HELD |
| Virtu Financial LLC | $434.0K | 4,274 | 0.01% | new | NEW |
| HFG Advisors, Inc. | $415.6K | 4,095 | 0.26% | 19q | HELD |
| TRUIST FINANCIAL CORP | $406.1K | 4,001 | 0.00% | 7q | -3.0%-$12.7K |
| TCFG Investment Advisors, LLC | $365.6K | 3,602 | 0.12% | 2q | HELD |
| Apeiron RIA LLC | $328.2K | 3,234 | 0.08% | 19q | HELD |
| Creative Planning | $324.5K | 3,197 | 0.00% | 6q | HELD |
| Kestra Advisory Services, LLC | $244.3K | 2,407 | 0.00% | 3q | +2.8%+$6.7K |
| Clearstead Advisors, LLC | $235.2K | 2,317 | 0.00% | 4q | HELD |
| Moors & Cabot, Inc. | $228.8K | 2,254 | 0.01% | 3q | HELD |
| Pacific Sun Financial Corp | $214.2K | 2,110 | 0.09% | 25q | -32.2%-$101.5K |
| IFG Advisory, LLC | $197.8K | 1,949 | 0.01% | new | NEW |
| CENTAURUS FINANCIAL, INC. | $113.0K | 1,113 | 0.00% | 2q | HELD |
| Golden State Wealth Management, LLC | $100.0K | 985 | 0.01% | 7q | HELD |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $82.4K | 811 | 0.00% | 31q | HELD |
| FMR LLC | $80.1K | 789 | 0.00% | 10q | HELD |
| JPMORGAN CHASE & CO | $78.4K | 769 | 0.00% | 14q | +9.9%+$7.0K |
| Private Wealth Asset Management, LLC | $77.3K | 762 | 0.01% | new | NEW |
| IFP Advisors, Inc | $70.7K | 697 | 0.00% | 39q | HELD |
| Parkside Financial Bank & Trust | $60.9K | 600 | 0.00% | 12q | HELD |
| NewEdge Advisors, LLC | $32.5K | 320 | 0.00% | 15q | HELD |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $28.5K | 280 | 0.00% | 3q | HELD |
| Geneos Wealth Management Inc. | $25.0K | 246 | 0.00% | 15q | HELD |
| TRUST CO OF TOLEDO NA /OH/ | $20.3K | 200 | 0.00% | 5q | -42.5%-$15.0K |
| ASSETMARK, INC | $10.4K | 102 | 0.00% | new | NEW |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | $10.2K | 100 | 0.00% | 2q | HELD |
| Parallel Advisors, LLC | $10.2K | 100 | 0.00% | 6q | -45.7%-$8.5K |
| Godfrey Financial Associates, Inc. | $10.2K | 100 | 0.01% | 3q | HELD |
| PNC Financial Services Group, Inc. | $9.9K | 98 | 0.00% | 31q | HELD |
| LANARK FINANCIAL, INC. | $9.1K | 90 | 0.00% | 12q | -71.8%-$23.2K |
| Arax Advisory Partners | $7.6K | 75 | 0.00% | 3q | HELD |
| Allworth Financial LP | $7.1K | 70 | 0.00% | 7q | HELD |
| Larson Financial Group LLC | $4.3K | 42 | 0.00% | 19q | HELD |
| AdvisorNet Financial, Inc | $3.7K | 37 | 0.00% | 6q | HELD |
| Global Retirement Partners, LLC | $1.5K | 15 | 0.00% | 14q | HELD |
| CITIGROUP INC | $101 | 1 | 0.00% | 9q | -99.3%-$15.2K |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 11 | $3.4M | 34,381 | 0 | 0 | 3 | 0.0% |
| Q2 2026 | 66 | $66.2M | 651,894 | 4 | 10 | 20 | 0.0% |
| Q1 2026 | 68 | $64.0M | 677,160 | 4 | 13 | 15 | 0.0% |
| Q4 2025 | 65 | $53.5M | 599,886 | 5 | 10 | 25 | 0.0% |
| Q3 2025 | 63 | $55.4M | 634,836 | 5 | 13 | 18 | 0.0% |
| Q2 2025 | 60 | $56.1M | 690,242 | 3 | 8 | 26 | 0.0% |
| Q1 2025 | 61 | $55.6M | 697,844 | 7 | 13 | 19 | 0.0% |
| Q4 2024 | 62 | $63.9M | 773,911 | 6 | 15 | 18 | 0.0% |
| Q3 2024 | 64 | $68.0M | 861,075 | 3 | 11 | 28 | 0.0% |
| Q2 2024 | 65 | $71.7M | 910,099 | 5 | 10 | 26 | 0.0% |
| Q1 2024 | 65 | $102.3M | 1,238,033 | 6 | 13 | 22 | 0.0% |
| Q4 2023 | 61 | $96.7M | 1,239,070 | 6 | 11 | 24 | 0.0% |
| Q3 2023 | 55 | $93.4M | 1,340,773 | 3 | 17 | 21 | 0.0% |
| Q2 2023 | 59 | $92.8M | 1,308,653 | 3 | 10 | 26 | 0.0% |
| Q1 2023 | 69 | $125.2M | 1,840,174 | 12 | 23 | 13 | 0.0% |
| Q4 2022 | 60 | $103.8M | 1,515,536 | 14 | 18 | 17 | 0.0% |
| Q3 2022 | 54 | $369.9M | 6,081,679 | 8 | 17 | 13 | 0.0% |
| Q2 2022 | 59 | $2.3B | 34,769,673 | 11 | 22 | 8 | 0.0% |
| Q1 2022 | 53 | $2.4B | 31,868,743 | 7 | 18 | 13 | 0.0% |
| Q4 2021 | 50 | $423.5M | 5,631,436 | 6 | 19 | 14 | 0.0% |
| Q3 2021 | 40 | $65.8M | 939,597 | 4 | 11 | 17 | 0.0% |
| Q2 2021 | 40 | $91.8M | 1,291,530 | 6 | 15 | 7 | 0.0% |
| Q1 2021 | 39 | $68.5M | 982,399 | 8 | 11 | 9 | 0.0% |
| Q4 2020 | 30 | $31.6M | 541,843 | 2 | 9 | 12 | 0.0% |
| Q3 2020 | 30 | $21.6M | 463,003 | 3 | 8 | 10 | 0.0% |
| Q2 2020 | 29 | $20.3M | 442,132 | 3 | 4 | 15 | 0.0% |
| Q1 2020 | 34 | $418.7M | 11,743,755 | 3 | 6 | 15 | 0.0% |
| Q4 2019 | 34 | $724.0M | 12,469,382 | 2 | 5 | 17 | 0.0% |
| Q3 2019 | 32 | $38.5M | 721,722 | 2 | 5 | 16 | 0.0% |
| Q2 2019 | 30 | $38.1M | 707,907 | 1 | 10 | 10 | 0.0% |
| Q1 2019 | 34 | $38.9M | 722,026 | 0 | 12 | 12 | 0.0% |
| Q4 2018 | 37 | $34.6M | 723,192 | 1 | 1 | 1 | 0.0% |