DaveManuel.com · Institutional Ownership · Who Owns It
FIRST TR EXCHNG TRADED FD VI (FAUG)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
181
Reporting holders
$243.4M
Reported value
0.0%
Calls
0.0%
Puts
+10
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| ASSETMARK, INC | $16.4M | 291,065 | 0.03% | 9q | +7.4%+$1.1M |
| RAYMOND JAMES FINANCIAL INC | $15.2M | 269,545 | 0.00% | 7q | -9.5%-$1.6M |
| Wealthcare Advisory Partners LLC | $13.9M | 245,697 | 0.26% | 8q | +4.6%+$606.1K |
| Cetera Investment Advisers | $11.3M | 199,452 | 0.01% | 23q | +5.5%+$586.6K |
| ENVESTNET ASSET MANAGEMENT INC | $10.4M | 183,714 | 0.00% | 20q | +15.8%+$1.4M |
| OSAIC HOLDINGS, INC. | $10.0M | 177,108 | 0.01% | 26q | +10.7%+$969.5K |
| MBL Wealth, LLC | $8.4M | 148,704 | 0.57% | 13q | -7.3%-$664.3K |
| COMMONWEALTH EQUITY SERVICES, LLC | $6.9M | 121,769 | 0.01% | 24q | -3.1%-$218.7K |
| REAP Financial Group, LLC | $6.9M | 121,677 | 1.17% | 11q | -0.9%-$59.5K |
| Legacy Capital Wealth Partners, LLC | $6.7M | 118,084 | 1.28% | 8q | +2.4%+$157.3K |
| LPL Financial LLC | $5.2M | 91,941 | 0.00% | 17q | -9.5%-$543.1K |
| Synergy Asset Management, LLC | $5.1M | 89,954 | 0.48% | 4q | -34.3%-$2.6M |
| MML INVESTORS SERVICES, LLC | $4.7M | 83,267 | 0.01% | 20q | +17.0%+$685.3K |
| Ignite Planners, LLC | $4.5M | 79,897 | 0.62% | 15q | -4.1%-$194.8K |
| Kestra Advisory Services, LLC | $4.3M | 75,829 | 0.01% | 24q | -32.8%-$2.1M |
| Regal Investment Advisors LLC | $4.1M | 73,340 | 0.22% | 21q | -10.3%-$477.5K |
| Cambridge Investment Research Advisors, Inc. | $3.6M | 64,157 | 0.00% | 24q | -1.1%-$42.1K |
| Keystone Wealth Services, LLC | $2.9M | 50,759 | 0.53% | 2q | -1.1%-$31.1K |
| STEPHENS INC /AR/ | $2.6M | 45,786 | 0.03% | 12q | -2.7%-$72.3K |
| Ameritas Advisory Services, LLC | $2.5M | 44,969 | 0.05% | 19q | +176.4%+$1.6M |
| Sage Capital Advisors,llc | $2.4M | 41,993 | 0.49% | 4q | HELD |
| NewEdge Advisors, LLC | $2.1M | 37,718 | 0.01% | 15q | -1.2%-$24.9K |
| SMART Wealth LLC | $2.1M | 37,007 | 0.45% | 5q | -39.3%-$1.4M |
| Steward Partners Investment Advisory, LLC | $2.0M | 34,806 | 0.01% | 16q | -3.7%-$75.5K |
| Integrated Advisors Network LLC | $2.0M | 34,687 | 0.09% | 8q | +2.6%+$50.3K |
| Fragasso Financial Advisors Inc | $1.9M | 34,351 | 0.10% | 20q | HELD |
| ROYAL BANK OF CANADA | $1.9M | 33,625 | 0.00% | 20q | +3.3%+$59.9K |
| Icon Wealth Advisors, LLC | $1.8M | 32,291 | 0.11% | 13q | -1.3%-$24.9K |
| First Heartland Consultants, Inc. | $1.8M | 32,080 | 0.12% | 13q | -0.6%-$10.6K |
| Sloy Dahl & Holst, LLC | $1.7M | 30,585 | 0.21% | 20q | HELD |
| FOUNDERS FINANCIAL SECURITIES LLC | $1.7M | 30,359 | 0.09% | 8q | +5.4%+$87.9K |
| 1ST SOURCE BANK | $1.7M | 29,858 | 0.08% | 4q | -4.9%-$86.7K |
| Accel Wealth Management | $1.7M | 29,589 | 0.38% | 8q | -8.1%-$147.6K |
| Integrated Wealth Concepts LLC | $1.6M | 29,121 | 0.01% | 14q | HELD |
| Rockefeller Capital Management L.P. | $1.6M | 28,764 | 0.00% | 16q | -7.9%-$139.9K |
| BEACON FINANCIAL GROUP | $1.5M | 26,481 | 0.14% | 20q | -0.7%-$10.1K |
| Beacon Pointe Advisors, LLC | $1.5M | 26,378 | 0.01% | 2q | HELD |
| Janney Montgomery Scott LLC | $1.5M | 25,698 | 0.00% | 13q | -1.6%-$24.3K |
| Bleakley Financial Group, LLC | $1.4M | 25,030 | 0.02% | 4q | HELD |
| KINTRA WEALTH, LLC | $1.4M | 24,212 | 0.07% | 3q | HELD |
| Integrity Financial Corp /WA | $1.3M | 23,315 | 0.63% | 19q | -12.7%-$192.5K |
| Modern Wealth Management, LLC | $1.3M | 22,577 | 0.02% | 7q | HELD |
| FWG Investments, LLC. | $1.2M | 21,657 | 0.65% | 11q | -7.0%-$91.6K |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $1.2M | 21,366 | 0.15% | 19q | HELD |
| Wood Tarver Financial Group, LLC | $1.2M | 21,296 | 0.28% | 7q | -4.3%-$54.6K |
| TRUIST FINANCIAL CORP | $1.2M | 21,095 | 0.00% | 16q | -17.9%-$259.3K |
| Mission Financial Group, LLC | $1.2M | 20,858 | 0.98% | 3q | -1.6%-$19.1K |
| 1776 Wealth LLC | $1.2M | 20,671 | 0.41% | 15q | HELD |
| SILVER OAK SECURITIES, INCORPORATED | $1.1M | 19,495 | 0.07% | 4q | HELD |
| HARBOUR INVESTMENTS, INC. | $1.1M | 19,434 | 0.01% | 21q | -8.8%-$106.6K |
| ERn Financial, LLC | $1.0M | 17,718 | 0.17% | 4q | -5.1%-$53.7K |
| Grant Street Asset Management, Inc. | $954.2K | 16,887 | 0.16% | 14q | HELD |
| HighTower Advisors, LLC | $943.4K | 16,695 | 0.00% | 9q | +1.0%+$9.4K |
| RFG Advisory, LLC | $940.8K | 16,650 | 0.01% | 5q | +14.9%+$122.2K |
| FSB PREMIER WEALTH MANAGEMENT, INC. | $931.8K | 16,491 | 0.26% | 20q | HELD |
| LEGACY SOLUTIONS, LLC | $908.2K | 16,073 | 0.73% | 7q | HELD |
| Mariner, LLC | $872.3K | 15,437 | 0.00% | 19q | -0.6%-$5.7K |
| Faithward Advisors, LLC | $851.5K | 15,069 | 0.10% | 4q | -5.1%-$46.2K |
| McKinley Carter Wealth Services, Inc. | $849.7K | 15,038 | 0.04% | 15q | HELD |
| Onyx Bridge Wealth Group LLC | $840.7K | 14,878 | 0.08% | 13q | HELD |
| Main Street Financial Solutions, LLC | $801.2K | 14,179 | 0.05% | 20q | +1.4%+$11.3K |
| CoreCap Advisors, LLC | $797.9K | 14,121 | 0.02% | 18q | +2.5%+$19.6K |
| PNC Financial Services Group, Inc. | $786.8K | 13,925 | 0.00% | 9q | -12.2%-$109.1K |
| Arkadios Wealth Advisors | $774.8K | 13,713 | 0.01% | 12q | -9.0%-$76.6K |
| KINGSWOOD WEALTH ADVISORS, LLC | $772.6K | 13,674 | 0.03% | 7q | HELD |
| Tanglewood Legacy Advisors, LLC | $771.7K | 13,657 | 0.25% | 15q | HELD |
| Concurrent Investment Advisors, LLC | $722.6K | 12,787 | 0.01% | 4q | +4.8%+$33.2K |
| AE Wealth Management LLC | $700.7K | 12,401 | 0.00% | 24q | +2.4%+$16.6K |
| Sowell Financial Services LLC | $692.4K | 12,253 | 0.02% | 7q | -4.7%-$34.3K |
| TFB Advisors LLC | $686.8K | 12,155 | 0.30% | 9q | +51.0%+$232.0K |
| FIDUCIARY FINANCIAL ADVISORS | $673.5K | 11,919 | 0.07% | new | NEW |
| Mutual Advisors, LLC | $669.6K | 11,851 | 0.01% | 20q | -0.6%-$4.0K |
| Aurora Private Wealth, Inc. | $655.0K | 11,597 | 0.42% | 16q | -6.0%-$41.6K |
| INTEGRITY ALLIANCE, LLC. | $653.8K | 11,570 | 0.02% | 3q | -3.0%-$20.2K |
| FORTRESS PRIVATE LEDGER, LLC | $653.0K | 11,557 | 0.18% | 7q | -1.2%-$8.2K |
| CITADEL ADVISORS LLC | $645.6K | 11,425 | 0.00% | new | NEW |
| JPMORGAN CHASE & CO | $644.4K | 11,446 | 0.00% | 8q | +310.4%+$487.4K |
| Prosperity Consulting Group, LLC | $642.6K | 11,372 | 0.02% | 8q | HELD |
| Gerber Kawasaki Wealth & Investment Management | $640.8K | 11,340 | 0.02% | 12q | HELD |
| Harvest Investment Services, LLC | $618.3K | 10,943 | 0.10% | 5q | -1.0%-$6.3K |
| Sanctuary Advisors, LLC | $604.4K | 10,696 | 0.00% | 9q | HELD |
| Apollon Wealth Management, LLC | $597.0K | 10,566 | 0.01% | 16q | HELD |
| Keating Financial Advisory Services, Inc. | $591.5K | 10,468 | 0.08% | 3q | -0.5%-$3.1K |
| Archer Investment Corp | $591.4K | 10,466 | 0.06% | 20q | +100.0%+$295.7K |
| BCGM Wealth Management, LLC | $565.0K | 10,000 | 0.12% | 14q | HELD |
| CAPTRUST FINANCIAL ADVISORS | $556.6K | 9,851 | 0.00% | 14q | HELD |
| Beacon Financial Advisory LLC | $546.1K | 9,664 | 0.11% | 12q | -10.2%-$62.2K |
| Farther Finance Advisors, LLC | $539.3K | 9,544 | 0.00% | 7q | +34.2%+$137.5K |
| Signal Advisors Wealth, LLC | $521.4K | 9,227 | 0.03% | 11q | -3.5%-$18.6K |
| PARK AVENUE SECURITIES LLC | $504.0K | 8,921 | 0.00% | 6q | HELD |
| CreativeOne Wealth, LLC | $503.3K | 8,907 | 0.01% | 8q | -14.7%-$86.5K |
| Prospera Financial Services Inc | $496.9K | 8,787 | 0.01% | 14q | HELD |
| Valtinson Bruner Financial Planning LLC | $494.3K | 8,748 | 0.12% | 16q | HELD |
| CITIZENS FINANCIAL GROUP INC/RI | $486.4K | 8,608 | 0.01% | 4q | HELD |
| AQR CAPITAL MANAGEMENT LLC | $478.5K | 8,468 | 0.00% | 3q | -0.8%-$3.8K |
| Strategic Blueprint, LLC | $468.9K | 8,298 | 0.02% | 14q | -68.9%-$1.0M |
| LANARK FINANCIAL, INC. | $465.0K | 8,230 | 0.03% | 12q | -3.6%-$17.3K |
| Snowden Capital Advisors LLC | $462.6K | 8,186 | 0.01% | 2q | +8.8%+$37.5K |
| Stonebridge Financial Group, LLC | $460.8K | 8,155 | 0.03% | 4q | HELD |
| NewEdge Wealth, LLC | $457.9K | 8,104 | 0.00% | 8q | HELD |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-10-27 | 13G/A | First Trust Portfolios L.P.with 2 co-filers | 66.4% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 66 | $108.3M | 1,880,143 | 4 | 25 | 16 | 0.0% |
| Q2 2026 | 181 | $243.4M | 4,309,380 | 16 | 23 | 74 | 0.0% |
| Q1 2026 | 171 | $251.6M | 4,853,276 | 10 | 20 | 80 | 0.0% |
| Q4 2025 | 181 | $317.7M | 6,107,672 | 14 | 37 | 64 | 0.0% |
| Q3 2025 | 171 | $331.6M | 6,497,094 | 37 | 68 | 38 | 0.0% |
| Q2 2025 | 142 | $228.4M | 4,757,803 | 9 | 26 | 55 | 0.0% |
| Q1 2025 | 152 | $231.3M | 5,081,051 | 9 | 25 | 62 | 0.0% |
| Q4 2024 | 159 | $266.2M | 5,718,860 | 10 | 29 | 65 | 0.0% |
| Q3 2024 | 148 | $285.4M | 6,237,603 | 35 | 58 | 28 | 0.0% |
| Q2 2024 | 122 | $208.5M | 4,721,796 | 10 | 12 | 59 | 0.0% |
| Q1 2024 | 128 | $288.5M | 6,732,826 | 8 | 15 | 60 | 0.0% |
| Q4 2023 | 124 | $252.5M | 6,213,707 | 8 | 22 | 51 | 0.0% |
| Q3 2023 | 122 | $306.8M | 8,202,364 | 17 | 51 | 35 | 0.0% |
| Q2 2023 | 114 | $290.2M | 7,525,596 | 24 | 40 | 30 | 0.0% |
| Q1 2023 | 94 | $162.7M | 4,484,847 | 21 | 22 | 26 | 0.0% |
| Q4 2022 | 83 | $128.5M | 3,759,916 | 10 | 18 | 31 | 0.0% |
| Q3 2022 | 86 | $2.9B | 88,840,557 | 34 | 29 | 13 | 0.0% |
| Q2 2022 | 55 | $2.0B | 58,552,882 | 8 | 14 | 17 | 0.0% |
| Q1 2022 | 59 | $1.7B | 46,279,705 | 3 | 13 | 25 | 0.0% |
| Q4 2021 | 69 | $4.2B | 107,236,087 | 12 | 16 | 17 | 0.0% |
| Q3 2021 | 56 | $3.3B | 90,716,106 | 29 | 17 | 5 | 0.0% |
| Q2 2021 | 32 | $385.2M | 10,435,280 | 4 | 5 | 17 | 0.0% |
| Q1 2021 | 36 | $786.2M | 21,872,289 | 9 | 7 | 9 | 0.0% |
| Q4 2020 | 31 | $890.1M | 25,631,591 | 9 | 11 | 5 | 0.0% |
| Q3 2020 | 27 | $1.5B | 46,831,261 | 19 | 3 | 1 | 0.0% |
| Q2 2020 | 11 | $864.3M | 28,135,649 | 7 | 2 | 1 | 0.0% |
| Q1 2020 | 7 | $6.4M | 221,735 | 4 | 0 | 1 | 0.0% |
| Q4 2019 | 5 | $6.2M | 192,693 | 4 | 0 | 0 | 0.0% |
| Q3 2019 | 1 | $1.3M | 34,442 | 0 | 0 | 0 | 0.0% |
| Q2 2019 | 1 | $1.3M | 34,442 | 0 | 0 | 0 | 0.0% |
| Q1 2019 | 1 | $1.3M | 34,442 | 1 | 0 | 0 | 0.0% |