DaveManuel.com · Institutional Ownership · Who Owns It
FIRST TR EXCH TRADED FD III (FCAL)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
86
Reporting holders
$145.2M
Reported value
0.0%
Calls
0.0%
Puts
+9
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| LPL Financial LLC | $51.3M | 1,032,799 | 0.01% | 31q | +9.6%+$4.5M |
| MORGAN STANLEY | $10.7M | 216,147 | 0.00% | 26q | -5.6%-$635.9K |
| Citizens Business Bank | $5.9M | 118,489 | 0.89% | 2q | HELD |
| Westside Investment Management, Inc. | $5.2M | 103,785 | 0.68% | 16q | -2.0%-$104.3K |
| GUGGENHEIM CAPITAL LLC | $4.6M | 93,217 | 0.03% | 8q | -3.9%-$188.6K |
| Cetera Investment Advisers | $4.3M | 86,212 | 0.00% | 13q | HELD |
| Ignite Planners, LLC | $3.7M | 80,134 | 0.50% | 9q | +33.8%+$930.1K |
| OSAIC HOLDINGS, INC. | $2.7M | 55,361 | 0.00% | 26q | +94.0%+$1.3M |
| Elequin Capital, LP | $2.7M | 54,092 | 0.08% | new | NEW |
| UBS Group AG | $2.2M | 45,083 | 0.00% | 17q | +5.7%+$120.9K |
| CHANNEL WEALTH LLC | $2.2M | 44,985 | 0.50% | 10q | +9.5%+$193.7K |
| Magnus Financial Group LLC | $2.2M | 44,624 | 0.16% | 15q | +0.9%+$19.0K |
| HighTower Advisors, LLC | $2.2M | 43,481 | 0.00% | 30q | +54.6%+$762.6K |
| Mariner, LLC | $2.1M | 42,483 | 0.00% | 15q | -53.5%-$2.4M |
| INTEGRAL INVESTMENT ADVISORS, INC. | $1.9M | 37,730 | 0.41% | 19q | +15.2%+$247.0K |
| Stonebridge Financial Group, LLC/CA | $1.9M | 37,613 | 0.26% | new | FIRST |
| Compound Planning, Inc. | $1.7M | 35,043 | 0.05% | 7q | -19.8%-$428.8K |
| Cerity Partners LLC | $1.7M | 34,375 | 0.00% | 2q | -5.2%-$94.5K |
| Hennion & Walsh Asset Management, Inc. | $1.7M | 33,563 | 0.05% | 4q | +34.3%+$426.1K |
| Composition Wealth, LLC | $1.7M | 33,370 | 0.02% | 18q | -76.7%-$5.5M |
| Golden State Wealth Management, LLC | $1.6M | 32,001 | 0.14% | 7q | +75.1%+$681.5K |
| Cambridge Investment Research Advisors, Inc. | $1.6M | 31,832 | 0.00% | 29q | +70.3%+$652.2K |
| MGO ONE SEVEN LLC | $1.5M | 31,195 | 0.03% | 11q | +8.7%+$124.1K |
| Southland Equity Partners LLC | $1.5M | 30,129 | 0.26% | 23q | -16.0%-$284.7K |
| Navigation Group, LLC | $1.5M | 29,536 | 0.29% | 2q | HELD |
| Rockefeller Capital Management L.P. | $1.3M | 25,211 | 0.00% | 8q | +4.7%+$55.9K |
| Savvy Advisors, Inc. | $1.0M | 20,320 | 0.02% | new | NEW |
| New Insight Wealth Advisors | $987.9K | 19,897 | 0.29% | 11q | -6.0%-$63.3K |
| Warren Street Wealth Advisors, LLC | $951.8K | 19,170 | 0.21% | 17q | +42.2%+$282.5K |
| COMMONWEALTH EQUITY SERVICES, LLC | $916.2K | 18,453 | 0.00% | 13q | HELD |
| Cascade Financial Partners, LLC | $898.9K | 18,103 | 0.08% | new | NEW |
| Mutual Advisors, LLC | $844.0K | 16,997 | 0.02% | 23q | -13.3%-$129.3K |
| WCG Wealth Advisors LLC | $805.2K | 16,218 | 0.02% | 3q | +61.1%+$305.3K |
| JANE STREET GROUP, LLC | $786.9K | 15,849 | 0.00% | 10q | -47.5%-$711.6K |
| Climber Capital SA | $725.2K | 14,635 | 0.44% | 5q | HELD |
| Precision Wealth Strategies, LLC | $668.4K | 13,461 | 0.20% | new | NEW |
| KINGSWOOD WEALTH ADVISORS, LLC | $641.4K | 12,918 | 0.03% | 7q | +192.1%+$421.8K |
| RAYMOND JAMES FINANCIAL INC | $637.8K | 12,845 | 0.00% | 5q | +0.9%+$5.6K |
| Guild Investment Management, Inc. | $620.7K | 12,500 | 0.42% | 7q | +13.6%+$74.5K |
| Farther Finance Advisors, LLC | $620.7K | 12,500 | 0.00% | 7q | +13.6%+$74.5K |
| CENTAURUS FINANCIAL, INC. | $595.0K | 11,985 | 0.02% | 7q | HELD |
| Perennial Investment Advisors, LLC | $575.2K | 11,583 | 0.04% | 16q | +23.4%+$108.9K |
| Private Advisor Group, LLC | $566.2K | 11,404 | 0.00% | new | NEW |
| Quantinno Capital Management LP | $531.1K | 10,696 | 0.00% | 4q | HELD |
| Arax Advisory Partners | $500.0K | 10,070 | 0.00% | 3q | +319.6%+$380.8K |
| CLG LLC | $495.1K | 9,972 | 0.11% | 6q | -3.1%-$15.6K |
| ROYAL BANK OF CANADA | $493.0K | 9,934 | 0.00% | 31q | -29.0%-$201.7K |
| Inspire Advisors, LLC | $468.9K | 9,445 | 0.03% | 5q | HELD |
| D.A. DAVIDSON & CO. | $460.4K | 9,273 | 0.00% | 5q | HELD |
| SILVER OAK SECURITIES, INCORPORATED | $454.4K | 9,151 | 0.03% | new | NEW |
| CRUX WEALTH ADVISORS | $432.4K | 8,709 | 0.15% | new | NEW |
| Tidemark, LLC | $424.7K | 8,553 | 0.10% | 11q | -2.2%-$9.4K |
| SeaCrest Wealth Management, LLC | $387.6K | 7,807 | 0.04% | 4q | HELD |
| WESPAC Advisors SoCal, LLC | $377.6K | 7,605 | 0.07% | 4q | -48.6%-$357.3K |
| NewEdge Advisors, LLC | $358.6K | 7,222 | 0.00% | 5q | HELD |
| FORONJY FINANCIAL LLC | $351.8K | 7,084 | 0.13% | 5q | -23.5%-$107.9K |
| Entruity Wealth, LLC | $336.7K | 6,782 | 0.22% | 7q | -67.3%-$694.3K |
| Towerpoint Wealth, LLC | $335.6K | 6,759 | 0.12% | 29q | -2.7%-$9.5K |
| Blue Zone Wealth Advisors, LLC | $335.2K | 6,750 | 0.06% | 8q | -15.6%-$62.1K |
| ASL Financial, LLC | $305.9K | 6,160 | 0.22% | 3q | HELD |
| HCR Wealth Advisors | $301.6K | 6,075 | 0.03% | new | NEW |
| Steward Partners Investment Advisory, LLC | $263.2K | 5,300 | 0.00% | 8q | HELD |
| Argyle Capital Partners, LLC | $250.8K | 5,051 | 0.16% | 7q | HELD |
| VAQUERO PRIVATE WEALTH, LTD | $250.7K | 5,050 | 0.05% | new | FIRST |
| WEDBUSH SECURITIES INC | $247.0K | 4,978 | 0.01% | new | NEW |
| TriaGen Wealth Management LLC | $230.3K | 4,639 | 0.06% | 16q | -11.8%-$30.8K |
| WELLS FARGO & COMPANY/MN | $226.7K | 4,566 | 0.00% | 15q | +456500.0%+$226.7K |
| CITADEL ADVISORS LLC | $223.4K | 4,500 | 0.00% | new | NEW |
| Cypress Wealth Services, LLC | $221.8K | 4,467 | 0.03% | 11q | +0.9%+$1.9K |
| Gerald Baker Financial Group LLC | $220.2K | 4,434 | 0.06% | 2q | +0.9%+$1.9K |
| ODonnell Financial Services, LLC | $203.4K | 4,097 | 0.06% | new | NEW |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $202.8K | 4,096 | 0.00% | 11q | -21.2%-$54.6K |
| Johnson Bixby & Associates, LLC | $200.2K | 4,033 | 0.02% | new | NEW |
| Rossby Financial, LCC | $147.5K | 2,971 | 0.03% | 3q | HELD |
| Allworth Financial LP | $141.9K | 2,857 | 0.00% | 19q | HELD |
| AMERIFLEX GROUP, INC. | $91.6K | 1,845 | 0.04% | 7q | HELD |
| PRIVATE TRUST CO NA | $79.3K | 1,598 | 0.01% | 17q | +1119.8%+$72.8K |
| IFG Advisory, LLC | $49.3K | 992 | 0.00% | new | NEW |
| Global Retirement Partners, LLC | $46.1K | 928 | 0.00% | 16q | +1.6% |
| Larson Financial Group LLC | $44.7K | 900 | 0.00% | 9q | HELD |
| FIFTH THIRD BANCORP | $44.3K | 893 | 0.00% | 2q | -6.4%-$3.0K |
| Ameritas Investment Partners, Inc. | $42.6K | 857 | 0.00% | 28q | HELD |
| HARBOUR INVESTMENTS, INC. | $40.1K | 809 | 0.00% | 15q | HELD |
| Dunhill Financial, LLC | $14.3K | 288 | 0.00% | 11q | HELD |
| ASSETMARK, INC | $13.2K | 266 | 0.00% | 3q | -0.7% |
| Spectrum Wealth Advisory Group, LLC | $811 | 16 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 27 | $18.9M | 410,582 | 2 | 7 | 8 | 0.0% |
| Q2 2026 | 86 | $145.2M | 2,929,806 | 14 | 26 | 23 | 0.0% |
| Q1 2026 | 77 | $138.4M | 2,830,778 | 6 | 22 | 29 | 0.0% |
| Q4 2025 | 79 | $138.4M | 3,000,125 | 6 | 34 | 26 | 0.0% |
| Q3 2025 | 74 | $128.2M | 2,628,114 | 6 | 26 | 28 | 0.0% |
| Q2 2025 | 81 | $224.3M | 4,675,596 | 9 | 31 | 21 | 0.0% |
| Q1 2025 | 75 | $211.2M | 4,353,025 | 11 | 23 | 19 | 0.0% |
| Q4 2024 | 69 | $214.6M | 4,346,609 | 11 | 36 | 11 | 0.0% |
| Q3 2024 | 59 | $195.4M | 3,895,273 | 10 | 23 | 17 | 0.0% |
| Q2 2024 | 55 | $181.6M | 3,666,785 | 4 | 29 | 10 | 0.0% |
| Q1 2024 | 52 | $180.4M | 3,633,604 | 8 | 24 | 13 | 0.0% |
| Q4 2023 | 53 | $143.0M | 2,864,603 | 12 | 19 | 12 | 0.0% |
| Q3 2023 | 42 | $101.2M | 2,143,069 | 0 | 23 | 10 | 0.0% |
| Q2 2023 | 44 | $96.0M | 1,958,810 | 7 | 21 | 6 | 0.0% |
| Q1 2023 | 37 | $65.0M | 1,320,906 | 3 | 16 | 11 | 0.0% |
| Q4 2022 | 35 | $53.1M | 1,097,252 | 7 | 11 | 13 | 0.0% |
| Q3 2022 | 35 | $1.4B | 29,596,952 | 5 | 12 | 11 | 0.0% |
| Q2 2022 | 38 | $1.4B | 29,524,670 | 7 | 11 | 13 | 0.0% |
| Q1 2022 | 35 | $1.7B | 34,080,657 | 6 | 11 | 8 | 0.0% |
| Q4 2021 | 35 | $2.1B | 37,964,052 | 4 | 16 | 5 | 0.0% |
| Q3 2021 | 31 | $2.2B | 39,547,400 | 6 | 13 | 5 | 0.0% |
| Q2 2021 | 28 | $2.0B | 35,880,747 | 3 | 16 | 2 | 0.0% |
| Q1 2021 | 30 | $2.2B | 40,203,031 | 4 | 15 | 4 | 0.0% |
| Q4 2020 | 30 | $1.8B | 32,391,247 | 4 | 11 | 6 | 0.0% |
| Q3 2020 | 26 | $53.1M | 1,006,742 | 3 | 12 | 6 | 0.0% |
| Q2 2020 | 24 | $49.6M | 950,169 | 6 | 8 | 7 | 0.0% |
| Q1 2020 | 19 | $49.6M | 969,879 | 4 | 10 | 3 | 0.0% |
| Q4 2019 | 18 | $42.1M | 789,101 | 3 | 10 | 3 | 0.0% |
| Q3 2019 | 18 | $30.5M | 572,280 | 4 | 11 | 2 | 0.0% |
| Q2 2019 | 15 | $20.8M | 395,931 | 7 | 6 | 2 | 0.0% |
| Q1 2019 | 8 | $15.4M | 299,191 | 1 | 4 | 2 | 0.0% |
| Q4 2018 | 8 | $14.5M | 288,850 | 0 | 0 | 0 | 0.0% |