DaveManuel.com · Institutional Ownership · Who Owns It
NORTHERN LTS FD TR IV (FDLS)
Institutional ownership reported to the SEC as of Q2 2026, across 17 quarters.
49
Reporting holders
$135.9M
Reported value
0.0%
Calls
0.0%
Puts
+11
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Inspire Advisors, LLC | $51.6M | 1,220,431 | 3.59% | 16q | +59.2%+$19.2M |
| CREATIVE FINANCIAL DESIGNS INC /ADV | $19.1M | 452,893 | 0.91% | 13q | +66.8%+$7.7M |
| LPL Financial LLC | $7.7M | 182,936 | 0.00% | 6q | +42.3%+$2.3M |
| Strategic Equity Management | $6.9M | 163,636 | 2.32% | 3q | +20.0%+$1.2M |
| Cambridge Investment Research Advisors, Inc. | $5.2M | 122,258 | 0.01% | 5q | +130.4%+$2.9M |
| AE Wealth Management LLC | $4.6M | 108,218 | 0.02% | 11q | +16.5%+$647.2K |
| PAX Financial Group, LLC | $4.3M | 102,053 | 0.64% | 16q | HELD |
| Inspire Investing, LLC | $4.2M | 99,722 | 0.17% | 16q | +12.6%+$473.1K |
| GOLDMAN SACHS GROUP INC | $4.0M | 95,407 | 0.00% | 3q | +237.2%+$2.8M |
| MONEYWISE, INC. | $3.7M | 87,113 | 1.37% | 3q | +19.2%+$592.7K |
| Belpointe Asset Management LLC | $3.3M | 78,581 | 0.11% | 4q | +0.7%+$22.8K |
| OneAscent Financial Services LLC | $2.9M | 69,410 | 0.14% | 7q | +6.4%+$177.7K |
| Frontier Asset Management, LLC | $1.9M | 45,058 | 0.34% | 9q | -31.1%-$860.0K |
| ENVESTNET ASSET MANAGEMENT INC | $1.8M | 43,008 | 0.00% | 9q | -30.9%-$812.4K |
| Valmark Advisers, Inc. | $1.5M | 35,713 | 0.02% | 3q | HELD |
| RAYMOND JAMES FINANCIAL INC | $1.5M | 35,132 | 0.00% | 3q | -1.2%-$18.6K |
| Revisor Wealth Management LLC | $1.1M | 26,634 | 0.27% | 4q | +117.6%+$609.6K |
| Simplicity Wealth,LLC | $975.1K | 23,068 | 0.03% | new | NEW |
| OSAIC HOLDINGS, INC. | $876.5K | 20,736 | 0.00% | 7q | +138.5%+$509.0K |
| Discipline Wealth Solutions, LLC | $855.0K | 20,226 | 0.07% | new | NEW |
| Pinnacle Financial Partners, Inc. | $817.8K | 19,346 | 0.01% | 2q | +169.9%+$514.7K |
| CARLSON FINANCIAL, INC. | $734.9K | 17,389 | 0.37% | 3q | +13.8%+$89.1K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $658.4K | 15,576 | 0.00% | new | NEW |
| CITADEL ADVISORS LLC | $647.5K | 15,318 | 0.00% | new | NEW |
| Cetera Investment Advisers | $636.0K | 15,047 | 0.00% | 4q | +37.4%+$173.0K |
| Envestnet Portfolio Solutions, Inc. | $580.1K | 13,723 | 0.00% | 2q | -39.6%-$379.6K |
| BROWN ADVISORY INC | $504.3K | 11,930 | 0.00% | new | NEW |
| Geneos Wealth Management Inc. | $410.7K | 9,717 | 0.01% | 4q | +1.2%+$4.9K |
| COMMONWEALTH EQUITY SERVICES, LLC | $373.9K | 8,846 | 0.00% | 4q | +20.5%+$63.7K |
| Sanctuary Advisors, LLC | $363.9K | 8,609 | 0.00% | 5q | -11.4%-$46.8K |
| Optivise Advisory Services LLC | $353.9K | 8,372 | 0.18% | 3q | -5.0%-$18.4K |
| Schwallier Wealth Management LLC | $317.8K | 7,519 | 0.20% | new | NEW |
| Integrated Advisors Network LLC | $236.8K | 5,602 | 0.01% | 3q | HELD |
| STIFEL FINANCIAL CORP | $222.8K | 5,271 | 0.00% | new | NEW |
| Van Diest Capital, LLC | $206.2K | 4,877 | 0.18% | new | NEW |
| LITTLEJOHN FINANCIAL SERVICES, INC. | $202.8K | 4,797 | 0.15% | new | NEW |
| AdvisorNet Financial, Inc | $115.6K | 2,735 | 0.01% | 2q | +768.3%+$102.3K |
| EverSource Wealth Advisors, LLC | $97.0K | 2,295 | 0.00% | 8q | HELD |
| Steward Partners Investment Advisory, LLC | $65.4K | 1,548 | 0.00% | new | NEW |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | $39.8K | 942 | 0.00% | new | NEW |
| MORGAN STANLEY | $25.9K | 612 | 0.00% | 7q | HELD |
| HARBOUR INVESTMENTS, INC. | $23.6K | 558 | 0.00% | 2q | +5480.0%+$23.2K |
| IFG Advisory, LLC | $19.1K | 453 | 0.00% | new | NEW |
| Ameritas Advisory Services, LLC | $17.1K | 405 | 0.00% | new | NEW |
| ROYAL BANK OF CANADA | $14.0K | 340 | 0.00% | new | NEW |
| Institute for Wealth Management, LLC. | $10.0K | 237 | 0.00% | new | NEW |
| FMR LLC | $4.4K | 105 | 0.00% | 5q | +94.4%+$2.2K |
| Farther Finance Advisors, LLC | $2.5K | 59 | 0.00% | new | NEW |
| Main Street Group, LTD | $127 | 3 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 15 | $11.5M | 279,228 | 6 | 6 | 2 | 0.0% |
| Q2 2026 | 49 | $135.9M | 3,214,464 | 17 | 21 | 6 | 0.0% |
| Q1 2026 | 38 | $84.6M | 2,289,005 | 7 | 22 | 5 | 0.0% |
| Q4 2025 | 35 | $65.9M | 1,841,888 | 12 | 13 | 5 | 0.0% |
| Q3 2025 | 25 | $52.8M | 1,512,328 | 8 | 8 | 6 | 0.0% |
| Q2 2025 | 23 | $44.2M | 1,391,787 | 6 | 8 | 6 | 0.0% |
| Q1 2025 | 18 | $36.5M | 1,296,340 | 4 | 7 | 4 | 0.0% |
| Q4 2024 | 15 | $35.7M | 1,211,666 | 5 | 6 | 2 | 0.0% |
| Q3 2024 | 15 | $37.3M | 1,186,031 | 3 | 9 | 2 | 0.0% |
| Q2 2024 | 17 | $33.8M | 1,143,482 | 6 | 5 | 5 | 0.0% |
| Q1 2024 | 12 | $40.8M | 1,332,219 | 3 | 6 | 3 | 0.0% |
| Q4 2023 | 10 | $33.5M | 1,144,245 | 2 | 3 | 3 | 0.0% |
| Q3 2023 | 11 | $26.7M | 1,004,835 | 3 | 3 | 3 | 0.0% |
| Q2 2023 | 9 | $25.9M | 952,559 | 4 | 4 | 1 | 0.0% |
| Q1 2023 | 8 | $22.2M | 880,484 | 3 | 3 | 2 | 0.0% |
| Q4 2022 | 5 | $23.1M | 942,427 | 0 | 4 | 1 | 0.0% |
| Q3 2022 | 5 | $20.0M | 905,946 | 5 | 0 | 0 | 0.0% |