DaveManuel.com · Institutional Ownership · Who Owns It
FIRST TR EXCH TRD ALPHDX FD (FDT)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
203
Reporting holders
$942.1M
Reported value
0.0%
Calls
0.0%
Puts
+19
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $178.3M | 1,883,655 | 0.01% | 35q | +49.0%+$58.7M |
| LPL Financial LLC | $93.7M | 989,346 | 0.02% | 31q | +14.5%+$11.8M |
| WELLS FARGO & COMPANY/MN | $66.6M | 703,298 | 0.01% | 31q | -21.9%-$18.7M |
| UBS Group AG | $46.2M | 487,833 | 0.01% | 31q | -24.0%-$14.6M |
| ENVESTNET ASSET MANAGEMENT INC | $37.3M | 393,613 | 0.01% | 31q | +13.0%+$4.3M |
| Cetera Investment Advisers | $33.9M | 358,256 | 0.03% | 23q | +26.4%+$7.1M |
| Cambridge Investment Research Advisors, Inc. | $33.0M | 348,022 | 0.04% | 31q | +263.7%+$23.9M |
| &PARTNERS | $26.7M | 290,817 | 0.11% | 3q | +2435.5%+$25.6M |
| Janney Montgomery Scott LLC | $25.5M | 269,443 | 0.05% | 31q | +5.1%+$1.2M |
| RAYMOND JAMES FINANCIAL INC | $22.9M | 241,768 | 0.01% | 7q | -8.7%-$2.2M |
| SAGE PRIVATE WEALTH GROUP, LLC | $22.6M | 239,001 | 10.17% | 4q | +10.7%+$2.2M |
| FIRST TRUST ADVISORS LP | $22.3M | 235,545 | 0.01% | 31q | -8.8%-$2.2M |
| ROYAL BANK OF CANADA | $21.8M | 229,938 | 0.00% | 31q | -3.4%-$772.8K |
| SMI Advisory Services, LLC | $19.7M | 208,908 | 3.20% | 3q | +2.4%+$465.1K |
| OSAIC HOLDINGS, INC. | $16.1M | 170,519 | 0.02% | 26q | +30.2%+$3.7M |
| INDEPENDENT FINANCIAL GROUP, LLC | $14.2M | 150,233 | 0.27% | 4q | +20.0%+$2.4M |
| STIFEL FINANCIAL CORP | $14.0M | 147,520 | 0.01% | 31q | +9.3%+$1.2M |
| TRUIST FINANCIAL CORP | $12.0M | 126,821 | 0.01% | 27q | +76.7%+$5.2M |
| ASSETMARK, INC | $11.9M | 125,816 | 0.02% | 13q | +6.5%+$726.6K |
| Kingsview Wealth Management, LLC | $10.0M | 105,456 | 0.12% | 24q | +29.6%+$2.3M |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $10.0M | 105,338 | 0.00% | 3q | +150.2%+$6.0M |
| BENJAMIN EDWARDS INC | $9.5M | 100,556 | 0.09% | 25q | -10.5%-$1.1M |
| Mainsail Financial Group, LLC | $8.9M | 94,010 | 3.02% | 15q | +15.9%+$1.2M |
| MML INVESTORS SERVICES, LLC | $7.2M | 75,893 | 0.01% | 31q | +262.5%+$5.2M |
| COMMONWEALTH EQUITY SERVICES, LLC | $6.6M | 69,767 | 0.01% | 31q | +86.2%+$3.1M |
| JONES FINANCIAL COMPANIES LLLP | $6.3M | 66,388 | 0.00% | 7q | +147.8%+$3.7M |
| Crusonia Wealth Advisors LLC | $5.7M | 60,183 | 0.94% | 3q | +0.5%+$29.3K |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $5.7M | 60,145 | 0.06% | 2q | +168.9%+$3.6M |
| AMERIPRISE FINANCIAL INC | $4.8M | 51,043 | 0.00% | new | NEW |
| Koshinski Asset Management, Inc. | $4.7M | 49,961 | 0.25% | 4q | +18.3%+$730.4K |
| GREENUP STREET WEALTH MANAGEMENT LLC | $4.4M | 46,754 | 0.54% | 4q | -0.9%-$41.5K |
| Private Advisor Group, LLC | $4.3M | 45,130 | 0.02% | 14q | +225.5%+$3.0M |
| NewEdge Advisors, LLC | $4.3M | 44,963 | 0.01% | 19q | +90.0%+$2.0M |
| TPG Financial Advisors, LLC | $4.0M | 41,866 | 1.18% | 15q | -24.7%-$1.3M |
| LVZ, Inc. | $3.9M | 41,666 | 0.40% | 23q | -3.1%-$126.3K |
| StoneX Group Inc. | $3.9M | 40,633 | 0.16% | 21q | +6.1%+$222.2K |
| Redhawk Wealth Advisors, Inc. | $3.8M | 40,596 | 0.38% | 2q | +38.2%+$1.1M |
| D.A. DAVIDSON & CO. | $3.8M | 39,702 | 0.02% | 31q | +53.9%+$1.3M |
| HARBOUR INVESTMENTS, INC. | $3.7M | 39,233 | 0.05% | 21q | HELD |
| Equitable Holdings, Inc. | $3.5M | 37,139 | 0.02% | 4q | +73.9%+$1.5M |
| Prospera Financial Services Inc | $3.3M | 34,358 | 0.05% | 12q | -1.8%-$60.3K |
| L & S Advisors Inc | $3.2M | 34,171 | 0.33% | 13q | HELD |
| Allie Family Office LLC | $3.0M | 32,052 | 1.12% | 4q | HELD |
| IFP Advisors, Inc | $3.0M | 31,898 | 0.05% | 39q | -16.1%-$577.4K |
| Atria Investments, Inc | $3.0M | 31,494 | 0.03% | 14q | -1.2%-$36.5K |
| Towerpoint Wealth, LLC | $3.0M | 31,214 | 1.02% | 31q | -1.1%-$33.2K |
| Bank of New York Mellon Corp | $2.7M | 28,812 | 0.00% | 21q | -2.0%-$56.8K |
| Gateway Wealth Partners, LLC | $2.5M | 26,178 | 0.15% | 15q | -39.5%-$1.6M |
| AE Wealth Management LLC | $2.4M | 25,606 | 0.01% | 25q | +2.1%+$49.1K |
| Aurora Private Wealth, Inc. | $2.4M | 25,550 | 1.54% | 3q | +718.9%+$2.1M |
| Coign Capital Advisors LLC | $2.1M | 22,114 | 0.94% | new | NEW |
| JANE STREET GROUP, LLC | $2.0M | 21,641 | 0.00% | 2q | -88.9%-$16.5M |
| Balboa Wealth Partners | $2.0M | 21,107 | 0.27% | 2q | +14.4%+$252.2K |
| FSB PREMIER WEALTH MANAGEMENT, INC. | $1.9M | 20,430 | 0.54% | 19q | -1.3%-$25.9K |
| Snowden Capital Advisors LLC | $1.9M | 20,133 | 0.05% | 19q | -16.9%-$388.5K |
| Empirical Asset Management, LLC | $1.7M | 18,226 | 0.39% | 4q | +5.1%+$84.3K |
| PARK AVENUE SECURITIES LLC | $1.7M | 17,476 | 0.01% | 2q | +2.8%+$45.5K |
| HBW ADVISORY SERVICES LLC | $1.6M | 17,321 | 0.15% | 7q | +1.9%+$30.2K |
| OneAscent Financial Services LLC | $1.6M | 17,122 | 0.08% | 7q | -0.9%-$14.0K |
| Midwest Financial Network, LLC | $1.6M | 16,760 | 1.08% | 4q | -12.0%-$215.5K |
| Vestmark Advisory Solutions, Inc. | $1.5M | 15,575 | 0.01% | 2q | +560.0%+$1.3M |
| ELEVATION POINT WEALTH PARTNERS, LLC | $1.5M | 15,575 | 0.03% | 2q | +560.0%+$1.3M |
| Centennial Wealth Advisory LLC | $1.4M | 15,300 | 0.31% | new | NEW |
| Arkadios Wealth Advisors | $1.4M | 14,744 | 0.02% | 15q | +31.5%+$334.4K |
| Gladstone Institutional Advisory LLC | $1.4M | 14,301 | 0.04% | 2q | -0.7%-$9.7K |
| Orion Porfolio Solutions, LLC | $1.3M | 13,562 | 0.01% | 14q | +1.2%+$15.1K |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | $1.3M | 13,413 | 0.06% | 2q | +97.7%+$627.6K |
| RFG Advisory, LLC | $1.3M | 13,278 | 0.02% | 17q | -44.1%-$993.4K |
| FIFTH THIRD BANCORP | $1.3M | 13,232 | 0.00% | 3q | -1.7%-$22.1K |
| Pine Valley Investments Ltd Liability Co | $1.2M | 13,151 | 0.05% | 14q | +2.2%+$26.9K |
| NewEdge Wealth, LLC | $1.2M | 12,429 | 0.01% | 14q | -45.0%-$962.7K |
| Kestra Advisory Services, LLC | $1.2M | 12,253 | 0.00% | 24q | +21.6%+$205.9K |
| J. Derek Lewis & Associates Inc. | $1.1M | 12,044 | 0.22% | 3q | +99.5%+$568.6K |
| SFI Advisors, LLC | $1.1M | 11,997 | 0.98% | 19q | HELD |
| Integrated Wealth Concepts LLC | $1.1M | 11,728 | 0.01% | new | NEW |
| FLAGSTAR SECURITIES, INC | $1.1M | 11,583 | 0.33% | 20q | +0.5%+$5.5K |
| Sanctuary Advisors, LLC | $1.0M | 11,033 | 0.00% | 9q | HELD |
| IAMS WEALTH MANAGEMENT, LLC | $1.0M | 10,975 | 0.31% | 15q | +2.4%+$24.4K |
| Waterfront Wealth Inc. | $984.4K | 10,640 | 0.15% | 23q | HELD |
| RiverTree Advisors, LLC | $969.9K | 10,244 | 0.57% | new | NEW |
| Cyndeo Wealth Partners, LLC | $961.3K | 10,153 | 0.05% | 15q | HELD |
| LaSalle St. Investment Advisors, LLC | $949.7K | 10,031 | 0.12% | 7q | +31.5%+$227.4K |
| Belpointe Asset Management LLC | $891.8K | 9,419 | 0.03% | 4q | +25.3%+$179.9K |
| Private Advisory Group LLC | $871.3K | 9,203 | 0.05% | 4q | +9.3%+$73.8K |
| OneDigital Investment Advisors LLC | $836.6K | 8,836 | 0.01% | 3q | +15.9%+$114.5K |
| Ignite Planners, LLC | $813.9K | 8,597 | 0.11% | 3q | +48.8%+$267.1K |
| Steward Partners Investment Advisory, LLC | $787.7K | 8,320 | 0.00% | 31q | +97.2%+$388.2K |
| OPPENHEIMER & CO INC | $752.8K | 7,951 | 0.01% | 3q | +21.2%+$131.9K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $721.7K | 7,623 | 0.00% | 5q | +5.7%+$38.7K |
| CAPTRUST FINANCIAL ADVISORS | $687.3K | 7,259 | 0.00% | 15q | HELD |
| MPWM ADVISORY SOLUTIONS, LLC | $685.0K | 7,235 | 0.31% | 5q | HELD |
| MGO ONE SEVEN LLC | $672.4K | 7,102 | 0.01% | 3q | -23.8%-$209.8K |
| Family Legacy, Inc. | $653.9K | 6,907 | 0.17% | 3q | -1.0%-$6.4K |
| Dynamic Advisor Solutions LLC | $646.7K | 6,831 | 0.02% | new | NEW |
| BlueChip Wealth Advisors LLC | $569.4K | 6,014 | 0.22% | 7q | HELD |
| Ameritas Advisory Services, LLC | $556.8K | 5,881 | 0.01% | new | NEW |
| Envestnet Portfolio Solutions, Inc. | $544.7K | 5,753 | 0.00% | 12q | +5.7%+$29.2K |
| ABLE Financial Group, LLC | $538.4K | 5,687 | 0.09% | 14q | -10.4%-$62.6K |
| FMR LLC | $515.5K | 5,445 | 0.00% | 13q | +64.4%+$202.0K |
| Arax Advisory Partners | $513.0K | 5,418 | 0.00% | 3q | +2157.5%+$490.2K |
Showing the largest 100 of 204 reported holders. The count of 203 above leaves out 1 position whose reported value failed our price check; it is listed here as filed.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 69 | $127.7M | 1,363,227 | 9 | 31 | 15 | 0.0% |
| Q2 2026 | 203 | $942.1M | 9,960,764 | 37 | 78 | 52 | 0.0% |
| Q1 2026 | 184 | $766.7M | 8,818,878 | 35 | 59 | 55 | 0.0% |
| Q4 2025 | 161 | $531.6M | 6,679,409 | 21 | 47 | 47 | 0.0% |
| Q3 2025 | 142 | $469.8M | 6,238,451 | 31 | 40 | 41 | 0.0% |
| Q2 2025 | 120 | $382.7M | 5,566,519 | 13 | 32 | 50 | 0.0% |
| Q1 2025 | 122 | $301.5M | 5,176,178 | 10 | 35 | 49 | 0.0% |
| Q4 2024 | 126 | $289.2M | 5,346,412 | 13 | 47 | 36 | 0.0% |
| Q3 2024 | 119 | $314.7M | 5,456,869 | 9 | 41 | 40 | 0.0% |
| Q2 2024 | 119 | $301.1M | 5,461,515 | 10 | 41 | 44 | 0.0% |
| Q1 2024 | 117 | $427.0M | 7,612,659 | 7 | 43 | 50 | 0.0% |
| Q4 2023 | 122 | $368.0M | 7,011,372 | 6 | 34 | 63 | 0.0% |
| Q3 2023 | 121 | $323.7M | 6,449,403 | 9 | 36 | 52 | 0.0% |
| Q2 2023 | 119 | $389.2M | 7,509,342 | 9 | 40 | 53 | 0.8% |
| Q1 2023 | 120 | $388.6M | 7,656,110 | 18 | 48 | 32 | 0.0% |
| Q4 2022 | 108 | $325.4M | 6,795,538 | 14 | 37 | 33 | 0.0% |
| Q3 2022 | 91 | $650.8M | 15,493,524 | 6 | 39 | 31 | 0.0% |
| Q2 2022 | 102 | $783.6M | 16,344,045 | 9 | 50 | 31 | 0.0% |
| Q1 2022 | 103 | $2.0B | 34,306,279 | 13 | 46 | 26 | 0.0% |
| Q4 2021 | 104 | $1.3B | 21,930,404 | 14 | 50 | 14 | 0.0% |
| Q3 2021 | 93 | $875.7M | 14,366,120 | 8 | 46 | 20 | 0.0% |
| Q2 2021 | 95 | $873.0M | 13,934,772 | 4 | 45 | 30 | 0.0% |
| Q1 2021 | 95 | $289.5M | 4,811,592 | 14 | 22 | 39 | 0.0% |
| Q4 2020 | 90 | $1.2B | 21,846,278 | 10 | 21 | 42 | 0.0% |
| Q3 2020 | 85 | $2.7B | 55,537,944 | 18 | 17 | 34 | 0.0% |
| Q2 2020 | 72 | $661.0M | 14,065,512 | 12 | 15 | 34 | 0.0% |
| Q1 2020 | 79 | $625.8M | 15,668,547 | 5 | 22 | 41 | 0.0% |
| Q4 2019 | 98 | $952.2M | 17,075,808 | 9 | 25 | 43 | 0.0% |
| Q3 2019 | 93 | $951.9M | 18,170,190 | 10 | 17 | 51 | 0.0% |
| Q2 2019 | 98 | $1.3B | 24,983,037 | 11 | 31 | 43 | 0.0% |
| Q1 2019 | 106 | $1.3B | 23,670,455 | 17 | 31 | 40 | 0.0% |
| Q4 2018 | 98 | $1.3B | 25,920,052 | 2 | 3 | 3 | 0.0% |