DaveManuel.com · Institutional Ownership · Who Owns It
FIRST TR EXCH TRD ALPHDX FD (FEUZ)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
41
Reporting holders
$127.3M
Reported value
0.0%
Calls
0.0%
Puts
+0
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| FIRST TRUST ADVISORS LP | $65.2M | 982,215 | 0.04% | 6q | +4.8%+$3.0M |
| &PARTNERS | $8.2M | 124,179 | 0.03% | 3q | +1.5%+$122.8K |
| Warner Group LLC | $7.4M | 111,402 | 1.82% | 4q | +77.5%+$3.2M |
| MORGAN STANLEY | $6.9M | 104,177 | 0.00% | 35q | -2.1%-$147.9K |
| Rathbones Group PLC | $6.7M | 101,145 | 0.02% | 31q | -55.1%-$8.3M |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $5.3M | 79,430 | 0.00% | 4q | +49.6%+$1.7M |
| Advisory Services Network, LLC | $4.2M | 63,124 | 0.05% | 2q | +8.8%+$338.2K |
| HWG Holdings LP | $3.7M | 56,336 | 0.85% | 5q | -83.6%-$19.1M |
| FLOW TRADERS U.S. LLC | $2.8M | 42,506 | 0.12% | 2q | +481.6%+$2.3M |
| Steward Partners Investment Advisory, LLC | $2.6M | 39,217 | 0.01% | 5q | HELD |
| DAYMARK WEALTH PARTNERS, LLC | $2.0M | 30,003 | 0.05% | 4q | +7.1%+$131.2K |
| JANE STREET GROUP, LLC | $1.6M | 24,167 | 0.00% | 3q | -0.6%-$9.6K |
| BRASADA CAPITAL MANAGEMENT, LP | $1.6M | 23,600 | 0.28% | 5q | HELD |
| CITADEL ADVISORS LLC | $1.5M | 22,189 | 0.00% | 2q | -61.9%-$2.4M |
| RAYMOND JAMES FINANCIAL INC | $1.2M | 18,214 | 0.00% | 6q | +3.8%+$44.1K |
| LPL Financial LLC | $1.1M | 16,004 | 0.00% | 13q | -43.3%-$811.4K |
| OSAIC HOLDINGS, INC. | $818.7K | 12,338 | 0.00% | 26q | +1.4%+$10.9K |
| Transamerica Financial Advisors, LLC | $703.4K | 10,600 | 0.06% | 17q | -6.9%-$52.1K |
| Genesee Capital Advisors, LLC | $607.8K | 9,161 | 0.19% | 3q | HELD |
| HRT FINANCIAL LP | $593.0K | 8,951 | 0.00% | 2q | +122.5%+$326.5K |
| Coppell Advisory Solutions LLC | $539.3K | 399? | 0.04% | new | |
| Kestra Advisory Services, LLC | $342.1K | 5,156 | 0.00% | 16q | HELD |
| Hyposwiss Advisors SA | $337.4K | 5,085 | 0.32% | 3q | HELD |
| GOLDMAN SACHS GROUP INC | $312.6K | 4,712 | 0.00% | new | NEW |
| HighTower Advisors, LLC | $291.1K | 4,388 | 0.00% | 6q | -11.3%-$37.2K |
| Lido Advisors, LLC | $283.0K | 4,265 | 0.00% | 3q | HELD |
| COTTONWOOD CAPITAL ADVISORS, LLC | $236.7K | 3,568 | 0.14% | new | NEW |
| Unique Wealth Strategies, LLC | $231.2K | 3,485 | 0.08% | 5q | -10.3%-$26.5K |
| NewEdge Advisors, LLC | $209.1K | 3,151 | 0.00% | 5q | HELD |
| Allworth Financial LP | $84.3K | 1,270 | 0.00% | 7q | HELD |
| UBS Group AG | $78.4K | 1,181 | 0.00% | 3q | +76.3%+$33.9K |
| ROYAL BANK OF CANADA | $66.0K | 1,000 | 0.00% | 2q | +35.5%+$17.3K |
| Dunhill Financial, LLC | $65.4K | 985 | 0.01% | 5q | HELD |
| IFP Advisors, Inc | $46.0K | 694 | 0.00% | 34q | -21.0%-$12.3K |
| Golden State Wealth Management, LLC | $21.2K | 320 | 0.00% | 4q | HELD |
| FIFTH THIRD BANCORP | $12.5K | 189 | 0.00% | 2q | -1.0% |
| FMR LLC | $6.4K | 97 | 0.00% | 7q | HELD |
| ASSETMARK, INC | $2.5K | 38 | 0.00% | 3q | HELD |
| WELLS FARGO & COMPANY/MN | $999 | 15 | 0.00% | 28q | +650.0% |
| HARBOUR INVESTMENTS, INC. | $995 | 15 | 0.00% | 4q | -94.0%-$15.5K |
| Global Retirement Partners, LLC | $929 | 14 | 0.00% | 2q | HELD |
| JPMORGAN CHASE & CO | $66 | 1 | 0.00% | 2q | HELD |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-10-22 | 13G/A | First Trust Portfolios L.P.with 2 co-filers | 51.1% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 7 | $3.6M | 56,421 | 0 | 1 | 2 | 0.0% |
| Q2 2026 | 41 | $127.3M | 1,918,587 | 2 | 13 | 12 | 0.0% |
| Q1 2026 | 41 | $137.6M | 2,208,696 | 9 | 12 | 9 | 0.0% |
| Q4 2025 | 38 | $86.5M | 1,407,314 | 10 | 9 | 9 | 0.0% |
| Q3 2025 | 32 | $74.7M | 1,271,252 | 5 | 13 | 6 | 0.0% |
| Q2 2025 | 28 | $50.2M | 907,651 | 9 | 7 | 8 | 0.0% |
| Q1 2025 | 20 | $40.3M | 866,696 | 4 | 8 | 5 | 0.0% |
| Q4 2024 | 18 | $14.1M | 347,075 | 3 | 6 | 4 | 0.0% |
| Q3 2024 | 22 | $59.6M | 1,362,037 | 6 | 9 | 2 | 0.0% |
| Q2 2024 | 20 | $50.2M | 1,208,619 | 6 | 5 | 2 | 0.0% |
| Q1 2024 | 16 | $25.9M | 611,149 | 0 | 6 | 4 | 0.0% |
| Q4 2023 | 20 | $21.2M | 522,463 | 4 | 7 | 6 | 0.0% |
| Q3 2023 | 17 | $11.0M | 295,526 | 0 | 7 | 4 | 0.0% |
| Q2 2023 | 19 | $11.4M | 289,646 | 5 | 4 | 8 | 0.0% |
| Q1 2023 | 16 | $10.7M | 273,545 | 3 | 1 | 8 | 0.0% |
| Q4 2022 | 18 | $10.3M | 288,425 | 0 | 2 | 10 | 0.0% |
| Q3 2022 | 18 | $11.1M | 382,078 | 1 | 6 | 8 | 0.0% |
| Q2 2022 | 19 | $16.8M | 497,801 | 2 | 5 | 9 | 0.0% |
| Q1 2022 | 20 | $27.1M | 656,508 | 4 | 6 | 7 | 0.0% |
| Q4 2021 | 20 | $319.2M | 6,928,393 | 8 | 7 | 2 | 0.0% |
| Q3 2021 | 16 | $16.2M | 352,194 | 1 | 3 | 6 | 0.0% |
| Q2 2021 | 18 | $28.8M | 618,998 | 1 | 7 | 6 | 0.0% |
| Q1 2021 | 18 | $26.0M | 585,413 | 0 | 4 | 8 | 0.0% |
| Q4 2020 | 20 | $26.9M | 649,092 | 2 | 2 | 9 | 0.0% |
| Q3 2020 | 18 | $23.9M | 655,603 | 2 | 5 | 5 | 0.0% |
| Q2 2020 | 17 | $24.1M | 708,984 | 0 | 3 | 8 | 0.0% |
| Q1 2020 | 19 | $30.6M | 1,071,829 | 0 | 6 | 8 | 0.0% |
| Q4 2019 | 25 | $43.3M | 1,060,187 | 3 | 7 | 12 | 0.0% |
| Q3 2019 | 25 | $41.4M | 1,094,108 | 6 | 3 | 12 | 0.0% |
| Q2 2019 | 23 | $50.0M | 1,278,955 | 3 | 4 | 9 | 0.0% |
| Q1 2019 | 26 | $41.9M | 1,109,196 | 5 | 8 | 10 | 0.0% |
| Q4 2018 | 28 | $39.5M | 1,154,739 | 1 | 1 | 1 | 0.0% |