DaveManuel.com · Institutional Ownership · Who Owns It
FIRST TR EXCHANGE-TRADED ALP (FEX)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
244
Reporting holders
$1.0B
Reported value
0.0%
Calls
0.0%
Puts
+13
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $148.9M | 1,064,684 | 0.01% | 35q | HELD |
| LPL Financial LLC | $108.9M | 778,330 | 0.02% | 31q | -20.0%-$27.1M |
| Janney Montgomery Scott LLC | $71.2M | 509,390 | 0.14% | 31q | HELD |
| WELLS FARGO & COMPANY/MN | $67.0M | 479,180 | 0.01% | 31q | -10.7%-$8.0M |
| RAYMOND JAMES FINANCIAL INC | $37.5M | 268,371 | 0.01% | 7q | +6.4%+$2.2M |
| BANK OF AMERICA CORP /DE/ | $31.5M | 224,857 | 0.00% | 31q | -4.2%-$1.4M |
| COMMONWEALTH EQUITY SERVICES, LLC | $30.5M | 217,999 | 0.04% | 31q | +2.0%+$611.2K |
| Modern Wealth Management, LLC | $29.8M | 212,851 | 0.35% | 11q | +11857.9%+$29.5M |
| ROYAL BANK OF CANADA | $26.0M | 185,960 | 0.00% | 31q | +19.6%+$4.3M |
| UBS Group AG | $25.8M | 184,252 | 0.00% | 31q | HELD |
| OSAIC HOLDINGS, INC. | $24.5M | 175,394 | 0.03% | 26q | +42.4%+$7.3M |
| HBK Sorce Advisory LLC | $24.3M | 174,191 | 0.46% | 31q | -1.5%-$382.2K |
| TRUIST FINANCIAL CORP | $22.0M | 156,941 | 0.03% | 27q | +3.8%+$798.1K |
| Crusonia Wealth Advisors LLC | $18.5M | 132,071 | 3.03% | 3q | HELD |
| &PARTNERS | $18.5M | 137,868 | 0.08% | 8q | +143.5%+$10.9M |
| SILVER OAK SECURITIES, INCORPORATED | $18.4M | 131,869 | 1.12% | 18q | -2.0%-$383.4K |
| Private Advisor Group, LLC | $18.3M | 130,523 | 0.08% | 31q | +39.8%+$5.2M |
| Cetera Investment Advisers | $16.9M | 120,610 | 0.02% | 31q | +2.1%+$347.9K |
| Cambridge Investment Research Advisors, Inc. | $16.7M | 119,696 | 0.02% | 31q | +30.2%+$3.9M |
| ENVESTNET ASSET MANAGEMENT INC | $12.1M | 86,559 | 0.00% | 31q | +44.1%+$3.7M |
| Elevation Capital Advisory, LLC | $11.8M | 84,534 | 4.57% | 2q | +72.2%+$5.0M |
| GREAT VALLEY ADVISOR GROUP, INC. | $9.3M | 66,153 | 0.15% | 25q | +7.3%+$631.8K |
| Kingsview Wealth Management, LLC | $8.6M | 61,448 | 0.10% | 8q | +0.8%+$64.2K |
| BIP Wealth, LLC | $8.4M | 60,352 | 0.24% | 3q | -52.5%-$9.3M |
| Ameritas Advisory Services, LLC | $8.4M | 60,274 | 0.17% | 19q | +1168.7%+$7.8M |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $8.3M | 59,540 | 0.00% | 2q | +93.9%+$4.0M |
| US BANCORP \DE\ | $8.1M | 57,599 | 0.01% | 31q | -7.0%-$606.9K |
| Chicago Partners Investment Group LLC | $7.4M | 54,293 | 0.15% | 31q | -1.0%-$73.1K |
| Rockefeller Capital Management L.P. | $6.7M | 47,635 | 0.01% | 25q | +3.7%+$237.5K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $6.7M | 48,559 | 0.01% | 3q | -11.7%-$880.0K |
| Triumph Capital Management | $6.5M | 46,672 | 1.18% | 13q | -9.9%-$715.0K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $6.5M | 46,437 | 0.00% | 31q | -12.6%-$940.4K |
| GOLDMAN SACHS GROUP INC | $5.9M | 42,213 | 0.00% | 10q | -9.6%-$626.2K |
| MML INVESTORS SERVICES, LLC | $4.9M | 34,990 | 0.01% | 31q | +367.3%+$3.8M |
| FIRST TRUST ADVISORS LP | $4.6M | 32,844 | 0.00% | 11q | -0.8%-$35.5K |
| KPP Advisory Services LLC | $4.2M | 30,188 | 0.53% | 10q | +0.8%+$32.7K |
| Sanctuary Advisors, LLC | $4.0M | 28,585 | 0.02% | 9q | HELD |
| D.A. DAVIDSON & CO. | $3.6M | 26,078 | 0.02% | 31q | +5.0%+$174.0K |
| Baird Financial Group, Inc. | $3.6M | 25,934 | 0.00% | 31q | +11.6%+$376.5K |
| GTS SECURITIES LLC | $3.6M | 25,392 | 0.07% | new | NEW |
| TCFG Investment Advisors, LLC | $3.0M | 21,490 | 1.01% | 2q | HELD |
| Keystone Wealth Services, LLC | $2.8M | 20,181 | 0.52% | 2q | HELD |
| HighTower Advisors, LLC | $2.4M | 17,004 | 0.00% | 31q | -4.8%-$121.0K |
| CAPTRUST FINANCIAL ADVISORS | $2.3M | 16,158 | 0.00% | 16q | HELD |
| Belpointe Asset Management LLC | $2.3M | 16,135 | 0.07% | 17q | HELD |
| AssuredPartners Investment Advisors, LLC | $2.2M | 15,877 | 0.21% | 7q | -5.9%-$139.6K |
| MERCER GLOBAL ADVISORS INC /ADV | $2.2M | 15,645 | 0.00% | 3q | -50.2%-$2.2M |
| BENJAMIN EDWARDS INC | $2.2M | 15,476 | 0.02% | new | NEW |
| OPPENHEIMER & CO INC | $2.2M | 15,402 | 0.02% | 31q | -7.9%-$184.6K |
| Atlanta Consulting Group Advisors, LLC | $2.1M | 15,049 | 0.33% | 10q | HELD |
| Focus Financial Network, Inc. | $2.1M | 14,735 | 0.06% | 17q | HELD |
| JANE STREET GROUP, LLC | $2.0M | 14,593 | 0.00% | new | NEW |
| Arkadios Wealth Advisors | $2.0M | 14,019 | 0.03% | 8q | +3.1%+$59.6K |
| Hershey Financial Advisers, LLC | $1.8M | 12,816 | 1.29% | 2q | -3.1%-$58.0K |
| JONES FINANCIAL COMPANIES LLLP | $1.7M | 12,635 | 0.00% | 9q | +35.9%+$461.2K |
| Focus Partners Wealth | $1.7M | 12,390 | 0.00% | 3q | HELD |
| Steward Partners Investment Advisory, LLC | $1.7M | 12,332 | 0.01% | 31q | +9.2%+$146.0K |
| STIFEL FINANCIAL CORP | $1.7M | 12,115 | 0.00% | 31q | -2.7%-$47.6K |
| Summit Financial, LLC | $1.7M | 12,103 | 0.02% | 20q | +2.2%+$36.9K |
| Creative Planning | $1.7M | 11,907 | 0.00% | 24q | -23.1%-$500.2K |
| Morey & Quinn Wealth Partners, LLC | $1.7M | 11,907 | 1.07% | 7q | -0.8%-$14.0K |
| Golden State Wealth Management, LLC | $1.7M | 11,859 | 0.15% | 14q | -2.9%-$49.0K |
| HARBOUR INVESTMENTS, INC. | $1.6M | 11,738 | 0.02% | 21q | +3.1%+$49.8K |
| Integrated Wealth Concepts LLC | $1.6M | 11,514 | 0.01% | 22q | +10.8%+$157.5K |
| Wedmont Private Capital | $1.6M | 11,679 | 0.04% | 6q | HELD |
| Kestra Advisory Services, LLC | $1.6M | 11,426 | 0.01% | 24q | -30.5%-$700.8K |
| Stratos Wealth Partners, LTD. | $1.6M | 11,349 | 0.02% | 31q | +8.4%+$122.8K |
| CENTAURUS FINANCIAL, INC. | $1.5M | 10,585 | 0.06% | 19q | -0.6%-$9.1K |
| Kaydan Wealth Management, Inc. | $1.5M | 10,572 | 0.45% | 19q | -0.5%-$8.0K |
| FIDUCIARY FINANCIAL ADVISORS | $1.5M | 10,476 | 0.15% | new | NEW |
| FMR LLC | $1.5M | 10,419 | 0.00% | 30q | +10.9%+$143.7K |
| AE Wealth Management LLC | $1.4M | 10,187 | 0.01% | 31q | -2.2%-$31.9K |
| Prosperity Consulting Group, LLC | $1.4M | 10,040 | 0.05% | 8q | -1.7%-$23.8K |
| RIK SAYLOR FINANCIAL, INC. | $1.3M | 9,370 | 0.87% | 7q | HELD |
| WETZEL INVESTMENT ADVISORS, INC. | $1.3M | 9,345 | 0.45% | 11q | -1.3%-$17.5K |
| Ancora Advisors LLC | $1.3M | 8,970 | 0.02% | 31q | -7.2%-$97.5K |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $1.2M | 8,745 | 0.01% | 24q | -4.1%-$52.0K |
| JPMORGAN CHASE & CO | $1.2M | 8,766 | 0.00% | 31q | +3.6%+$42.6K |
| Arax Advisory Partners | $1.2M | 8,698 | 0.01% | 29q | +71.8%+$508.4K |
| Farrell Financial LLC | $1.2M | 8,511 | 0.64% | 11q | HELD |
| PARK NATIONAL CORP /OH/ | $1.1M | 8,140 | 0.03% | 31q | -2.0%-$23.1K |
| CITADEL ADVISORS LLC | $1.1M | 8,111 | 0.00% | 5q | -63.3%-$2.0M |
| COZAD ASSET MANAGEMENT INC | $1.0M | 7,365 | 0.07% | 25q | HELD |
| Lido Advisors, LLC | $1.0M | 7,172 | 0.00% | 10q | HELD |
| Thrivent Financial for Lutherans | $986.0K | 7,053 | 0.00% | 31q | HELD |
| PEAPACK GLADSTONE FINANCIAL CORP | $957.0K | 6,842 | 0.01% | 31q | +8.1%+$71.5K |
| Equitable Holdings, Inc. | $955.1K | 6,828 | 0.01% | 4q | -0.9%-$9.1K |
| Proactive Wealth Strategies LLC | $895.5K | 6,403 | 0.14% | 8q | HELD |
| Sterling Investment Advisors, Ltd. | $883.2K | 6,314 | 0.15% | 31q | HELD |
| Transamerica Financial Advisors, LLC | $853.7K | 6,103 | 0.07% | 17q | -6.9%-$63.1K |
| Virtu Financial LLC | $787.0K | 5,628 | 0.02% | 5q | +7.4%+$54.4K |
| NewEdge Advisors, LLC | $768.0K | 5,490 | 0.00% | 17q | -2.4%-$18.9K |
| Prospera Financial Services Inc | $763.4K | 5,454 | 0.01% | 31q | -6.0%-$48.6K |
| HRT FINANCIAL LP | $756.0K | 5,405 | 0.00% | new | NEW |
| RPg Family Wealth Advisory, LLC | $753.9K | 5,390 | 0.07% | 4q | +96.6%+$370.4K |
| OneDigital Investment Advisors LLC | $748.7K | 5,353 | 0.01% | 9q | +3.9%+$28.3K |
| WealthPlan Investment Management, LLC | $722.8K | 5,167 | 0.04% | 7q | -2.8%-$20.8K |
| Advisory Services Network, LLC | $713.4K | 5,100 | 0.01% | 31q | -1.7%-$12.2K |
| Geneos Wealth Management Inc. | $680.7K | 4,866 | 0.01% | 42q | +101.8%+$343.4K |
| DAYMARK WEALTH PARTNERS, LLC | $677.0K | 4,840 | 0.02% | 15q | -0.6%-$4.2K |
Showing the largest 100 of 244 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 66 | $92.3M | 692,863 | 5 | 9 | 14 | 0.0% |
| Q2 2026 | 244 | $1.0B | 7,340,525 | 18 | 41 | 73 | 0.0% |
| Q1 2026 | 231 | $861.4M | 7,046,712 | 19 | 35 | 79 | 0.0% |
| Q4 2025 | 221 | $848.5M | 7,137,596 | 18 | 32 | 76 | 0.0% |
| Q3 2025 | 211 | $831.3M | 7,121,665 | 12 | 35 | 63 | 0.0% |
| Q2 2025 | 211 | $813.7M | 7,397,866 | 22 | 35 | 75 | 0.0% |
| Q1 2025 | 199 | $768.9M | 7,524,815 | 7 | 37 | 72 | 0.0% |
| Q4 2024 | 213 | $752.1M | 7,208,714 | 10 | 36 | 69 | 0.0% |
| Q3 2024 | 203 | $702.0M | 6,736,739 | 16 | 33 | 60 | 0.0% |
| Q2 2024 | 202 | $682.7M | 7,018,819 | 17 | 25 | 72 | 0.0% |
| Q1 2024 | 199 | $894.4M | 9,017,981 | 17 | 45 | 61 | 0.0% |
| Q4 2023 | 188 | $710.9M | 7,885,570 | 9 | 38 | 63 | 0.0% |
| Q3 2023 | 184 | $612.1M | 7,549,207 | 10 | 47 | 47 | 0.0% |
| Q2 2023 | 181 | $621.8M | 7,397,121 | 10 | 35 | 64 | 0.0% |
| Q1 2023 | 179 | $675.0M | 8,395,718 | 13 | 42 | 58 | 0.0% |
| Q4 2022 | 178 | $644.0M | 8,039,957 | 19 | 46 | 51 | 0.0% |
| Q3 2022 | 162 | $5.2B | 72,162,554 | 7 | 42 | 51 | 0.0% |
| Q2 2022 | 168 | $5.9B | 76,947,842 | 12 | 36 | 62 | 0.0% |
| Q1 2022 | 178 | $8.3B | 93,791,355 | 12 | 32 | 65 | 0.0% |
| Q4 2021 | 177 | $5.7B | 61,843,119 | 11 | 42 | 54 | 0.0% |
| Q3 2021 | 161 | $3.1B | 35,907,838 | 11 | 29 | 54 | 0.0% |
| Q2 2021 | 155 | $2.4B | 28,025,914 | 10 | 37 | 54 | 0.0% |
| Q1 2021 | 153 | $1.8B | 22,780,689 | 16 | 23 | 65 | 0.0% |
| Q4 2020 | 146 | $3.8B | 51,755,890 | 13 | 27 | 56 | 0.0% |
| Q3 2020 | 130 | $3.8B | 60,476,976 | 8 | 23 | 58 | 0.1% |
| Q2 2020 | 135 | $3.5B | 57,964,529 | 16 | 13 | 74 | 0.0% |
| Q1 2020 | 137 | $3.0B | 63,183,395 | 13 | 24 | 75 | 0.0% |
| Q4 2019 | 158 | $6.2B | 95,318,998 | 10 | 33 | 60 | 0.0% |
| Q3 2019 | 140 | $5.6B | 91,920,937 | 5 | 30 | 59 | 0.0% |
| Q2 2019 | 141 | $5.9B | 96,428,339 | 15 | 48 | 45 | 0.0% |
| Q1 2019 | 144 | $5.9B | 98,415,592 | 18 | 46 | 45 | 0.0% |
| Q4 2018 | 139 | $3.1B | 59,823,692 | 2 | 2 | 7 | 0.0% |