DaveManuel.com · Institutional Ownership · Who Owns It
FLAHERTY & CRUMRIN PFD & INM (FFC)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
112
Reporting holders
$181.9M
Reported value
0.0%
Calls
0.0%
Puts
-6
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| BARD ASSOCIATES INC | $20.0M | 1,227,796 | 4.44% | 31q | +1.0%+$191.7K |
| SIT INVESTMENT ASSOCIATES INC | $18.4M | 1,127,695 | 0.35% | 7q | +56.3%+$6.6M |
| WELLS FARGO & COMPANY/MN | $15.4M | 946,105 | 0.00% | 31q | +2.1%+$321.1K |
| MORGAN STANLEY | $12.0M | 739,237 | 0.00% | 35q | +9.6%+$1.1M |
| Invesco Ltd. | $11.2M | 685,902 | 0.00% | 31q | +1.1%+$122.6K |
| COHEN & STEERS, INC. | $10.0M | 612,296 | 0.02% | 31q | +4.3%+$407.0K |
| Hennion & Walsh Asset Management, Inc. | $7.7M | 472,352 | 0.22% | 13q | +11.2%+$774.5K |
| BANK OF AMERICA CORP /DE/ | $6.0M | 365,523 | 0.00% | 31q | -2.0%-$119.6K |
| Csenge Advisory Group | $5.2M | 322,022 | 0.21% | 29q | -3.4%-$182.6K |
| LPL Financial LLC | $5.1M | 313,683 | 0.00% | 31q | +1.4%+$73.0K |
| ENVESTNET ASSET MANAGEMENT INC | $4.7M | 290,360 | 0.00% | 22q | +203.4%+$3.2M |
| RAYMOND JAMES FINANCIAL INC | $3.9M | 236,627 | 0.00% | 7q | HELD |
| STIFEL FINANCIAL CORP | $3.3M | 199,914 | 0.00% | 14q | -28.6%-$1.3M |
| COMMONWEALTH EQUITY SERVICES, LLC | $3.0M | 184,674 | 0.00% | 31q | -2.2%-$68.0K |
| AMERIPRISE FINANCIAL INC | $2.9M | 179,825 | 0.00% | 31q | +4.6%+$128.6K |
| 1607 Capital Partners, LLC | $2.8M | 171,099 | 0.24% | 12q | -49.7%-$2.8M |
| Gridiron Partners, LLC | $2.8M | 170,995 | 1.46% | 11q | +26.0%+$573.9K |
| Fiera Capital Corp | $2.7M | 167,970 | 0.01% | 4q | +3.6%+$94.1K |
| Baird Financial Group, Inc. | $2.6M | 160,360 | 0.00% | 25q | -0.9%-$23.1K |
| ROYAL BANK OF CANADA | $2.5M | 154,725 | 0.00% | 31q | +2.9%+$70.3K |
| OSAIC HOLDINGS, INC. | $2.3M | 139,150 | 0.00% | 26q | -5.3%-$125.8K |
| Cetera Investment Advisers | $2.0M | 120,609 | 0.00% | 10q | HELD |
| GUGGENHEIM CAPITAL LLC | $1.9M | 117,328 | 0.01% | 11q | +24.9%+$380.7K |
| Elevated Capital Advisors, LLC | $1.9M | 116,044 | 0.52% | 24q | +1.7%+$31.2K |
| Sowell Financial Services LLC | $1.8M | 112,147 | 0.06% | 17q | -3.5%-$66.5K |
| UBS Group AG | $1.6M | 98,876 | 0.00% | 31q | +4.0%+$61.6K |
| Focus Partners Wealth | $1.4M | 86,667 | 0.00% | 9q | HELD |
| TITLEIST ASSET MANAGEMENT, LLC | $1.3M | 80,529 | 0.09% | 14q | HELD |
| PARK AVENUE SECURITIES LLC | $1.3M | 79,917 | 0.01% | 12q | -1.3%-$17.3K |
| Cambridge Investment Research Advisors, Inc. | $1.3M | 79,840 | 0.00% | 31q | +97.9%+$643.1K |
| Smith Asset Management Co., LLC | $1.2M | 74,916 | 0.96% | 7q | -2.5%-$31.5K |
| CEERA INVESTMENTS, LLC | $1.2M | 73,730 | 0.51% | 5q | +143.8%+$707.9K |
| Noble Wealth Management PBC | $1.2M | 72,317 | 0.53% | 6q | +77.8%+$515.3K |
| Mountain Capital Investment Advisors Inc. | $1.0M | 64,483 | 0.15% | 17q | HELD |
| Compound Planning, Inc. | $1.0M | 63,135 | 0.03% | 14q | HELD |
| &PARTNERS | $818.9K | 50,298 | 0.00% | 5q | +10.4%+$77.1K |
| Atlantic Edge Private Wealth Management, LLC | $731.5K | 44,935 | 0.15% | 2q | HELD |
| Everstar Asset Management, LLC | $731.0K | 44,900 | 0.35% | 8q | HELD |
| Calamos Advisors LLC | $667.4K | 40,993 | 0.00% | 8q | +7.1%+$44.5K |
| SMITH, MOORE & CO. | $626.3K | 38,469 | 0.04% | 8q | -2.1%-$13.3K |
| Janney Montgomery Scott LLC | $622.0K | 38,185 | 0.00% | 7q | +42.0%+$184.0K |
| Stolper Co | $576.0K | 35,383 | 0.15% | 4q | +40.0%+$164.5K |
| Western Wealth Management, LLC | $524.7K | 32,231 | 0.02% | 15q | -1.7%-$9.2K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $503.1K | 30,961 | 0.00% | 12q | -34.8%-$268.1K |
| SEAMOUNT FINANCIAL GROUP INC | $473.6K | 29,088 | 0.19% | 11q | -1.0%-$5.0K |
| Jacobi Capital Management LLC | $456.1K | 28,015 | 0.02% | 16q | -0.7%-$3.3K |
| Whitener Capital Management, Inc. | $416.5K | 25,585 | 0.09% | 12q | +3.2%+$13.0K |
| Curi Capital, LLC | $409.7K | 25,168 | 0.01% | 4q | HELD |
| Kestra Advisory Services, LLC | $406.8K | 24,989 | 0.00% | 3q | +56.6%+$147.1K |
| Maridea Wealth Management LLC | $385.3K | 23,667 | 0.04% | 2q | +31.2%+$91.7K |
| PNC Financial Services Group, Inc. | $361.4K | 22,200 | 0.00% | 31q | HELD |
| Pines Wealth Management, LLC | $346.3K | 21,274 | 0.10% | 7q | +3.9%+$13.0K |
| WEDBUSH SECURITIES INC | $343.0K | 21,090 | 0.01% | 31q | -15.8%-$64.5K |
| Sage Capital Advisors,llc | $328.9K | 20,203 | 0.07% | 29q | +1.4%+$4.5K |
| XTX Topco Ltd | $325.2K | 19,977 | 0.00% | 2q | +81.9%+$146.4K |
| NewEdge Advisors, LLC | $302.9K | 18,605 | 0.00% | 11q | -4.3%-$13.5K |
| SILVER OAK SECURITIES, INCORPORATED | $293.7K | 18,043 | 0.02% | 5q | -9.9%-$32.4K |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $288.3K | 17,707 | 0.02% | 13q | +1.6%+$4.5K |
| Spire Wealth Management | $288.1K | 17,696 | 0.01% | 22q | -12.3%-$40.5K |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $273.3K | 16,787 | 0.00% | 17q | +3.9%+$10.3K |
| FIFTH THIRD BANCORP | $267.5K | 16,434 | 0.00% | 2q | +116.5%+$144.0K |
| First Heartland Consultants, Inc. | $267.4K | 16,422 | 0.02% | 5q | +2.7%+$7.0K |
| TIEMANN INVESTMENT ADVISORS, LLC | $250.5K | 15,388 | 0.09% | 31q | HELD |
| EVERGREEN CAPITAL MANAGEMENT LLC | $249.9K | 15,350 | 0.00% | 15q | HELD |
| INTEGRATED CAPITAL MANAGEMENT, INC. | $247.9K | 15,225 | 0.17% | 12q | -10.2%-$28.3K |
| MML INVESTORS SERVICES, LLC | $246.8K | 15,157 | 0.00% | 6q | +28.9%+$55.3K |
| NATIONAL BANK OF CANADA /FI/ | $241.4K | 14,900 | 0.00% | 3q | -19.0%-$56.7K |
| Advisors Asset Management, Inc. | $227.2K | 13,956 | 0.00% | 2q | +3543.9%+$221.0K |
| Prairie Wealth Advisors, Inc. | $221.7K | none filed | 0.05% | 10q | HELD |
| CAPTRUST FINANCIAL ADVISORS | $209.7K | 12,878 | 0.00% | 2q | HELD |
| Rockefeller Capital Management L.P. | $207.6K | 12,754 | 0.00% | 4q | HELD |
| CITADEL ADVISORS LLC | $205.3K | 12,613 | 0.00% | new | NEW |
| DF DENT & CO INC | $200.2K | 12,298 | 0.00% | 19q | HELD |
| HighTower Advisors, LLC | $197.3K | 12,120 | 0.00% | 18q | HELD |
| CARY STREET PARTNERS FINANCIAL LLC | $191.7K | 11,773 | 0.00% | 7q | HELD |
| Private Advisor Group, LLC | $187.8K | 11,533 | 0.00% | 31q | -1.4%-$2.7K |
| 49 WEALTH MANAGEMENT, LLC | $187.7K | 11,532 | 0.04% | new | NEW |
| ALONGSIDE, LLC | $187.7K | 11,532 | 0.04% | new | NEW |
| Summit Trail Advisors, LLC | $187.1K | 11,495 | 0.00% | 5q | +3.7%+$6.6K |
| GRIMES & Co WEALTH MANAGEMENT, LLC | $175.4K | 10,776 | 0.00% | new | NEW |
| Closed-End Fund Advisors, Inc. | $170.4K | 10,464 | 0.17% | 2q | -58.2%-$237.6K |
| Beacon Pointe Advisors, LLC | $165.5K | 10,165 | 0.00% | 3q | -68.3%-$356.2K |
| US BANCORP \DE\ | $137.7K | 8,456 | 0.00% | 31q | HELD |
| Federation des caisses Desjardins du Quebec | $105.2K | 6,464 | 0.00% | 26q | -36.1%-$59.5K |
| HARBOUR INVESTMENTS, INC. | $99.7K | 6,125 | 0.00% | 21q | HELD |
| MARYLAND CAPITAL ADVISORS INC. | $91.2K | 5,600 | 0.03% | 4q | HELD |
| Steward Partners Investment Advisory, LLC | $88.5K | 5,435 | 0.00% | 10q | +2.5%+$2.1K |
| MATHER GROUP, LLC. | $76.3K | 4,684 | 0.00% | 2q | HELD |
| Geneos Wealth Management Inc. | $57.7K | 3,545 | 0.00% | 42q | +16.4%+$8.1K |
| IFP Advisors, Inc | $57.0K | 3,500 | 0.00% | 10q | HELD |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | $47.2K | 2,900 | 0.02% | new | NEW |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $42.9K | 2,638 | 0.00% | 31q | -51.4%-$45.4K |
| Capital Analysts, LLC | $41.0K | 2,531 | 0.00% | 11q | HELD |
| North Star Investment Management Corp. | $34.2K | 2,098 | 0.00% | 28q | HELD |
| Larson Financial Group LLC | $33.2K | 2,037 | 0.00% | 4q | HELD |
| CHILTON CAPITAL MANAGEMENT LLC | $25.2K | 1,550 | 0.00% | 8q | HELD |
| PRIVATE TRUST CO NA | $21.2K | 1,300 | 0.00% | 17q | HELD |
| Smartleaf Asset Management LLC | $18.7K | 1,153 | 0.00% | 2q | HELD |
| SOA Wealth Advisors, LLC. | $16.3K | 1,004 | 0.00% | 23q | +1.9% |
| Washington Trust Advisors, Inc. | $15.8K | 970 | 0.00% | 7q | HELD |
Showing the largest 100 of 112 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 34 | $20.8M | 1,381,899 | 4 | 8 | 7 | 0.0% |
| Q2 2026 | 112 | $181.9M | 11,157,510 | 9 | 40 | 27 | 0.0% |
| Q1 2026 | 118 | $165.4M | 10,660,955 | 15 | 37 | 32 | 0.0% |
| Q4 2025 | 113 | $173.6M | 10,498,743 | 12 | 36 | 33 | 0.0% |
| Q3 2025 | 116 | $179.6M | 10,977,145 | 13 | 33 | 31 | 0.0% |
| Q2 2025 | 112 | $166.8M | 10,252,167 | 13 | 29 | 36 | 0.0% |
| Q1 2025 | 114 | $154.0M | 9,706,863 | 8 | 33 | 36 | 0.0% |
| Q4 2024 | 118 | $157.9M | 10,175,803 | 12 | 38 | 29 | 0.0% |
| Q3 2024 | 109 | $164.2M | 9,192,244 | 17 | 41 | 23 | 0.0% |
| Q2 2024 | 108 | $136.3M | 9,115,659 | 7 | 45 | 28 | 0.0% |
| Q1 2024 | 117 | $159.0M | 10,707,029 | 12 | 43 | 32 | 0.0% |
| Q4 2023 | 119 | $134.7M | 9,690,066 | 14 | 52 | 30 | 0.0% |
| Q3 2023 | 108 | $99.0M | 7,633,472 | 18 | 34 | 24 | 0.0% |
| Q2 2023 | 95 | $96.0M | 6,986,281 | 7 | 31 | 23 | 0.0% |
| Q1 2023 | 101 | $88.8M | 6,413,319 | 12 | 34 | 26 | 0.0% |
| Q4 2022 | 99 | $94.4M | 6,282,627 | 19 | 28 | 33 | 0.0% |
| Q3 2022 | 93 | $200.5M | 13,504,677 | 9 | 29 | 22 | 0.0% |
| Q2 2022 | 100 | $248.8M | 14,832,181 | 12 | 22 | 31 | 0.0% |
| Q1 2022 | 99 | $513.0M | 26,066,967 | 9 | 32 | 26 | 0.0% |
| Q4 2021 | 110 | $344.3M | 15,839,775 | 9 | 27 | 24 | 0.0% |
| Q3 2021 | 105 | $318.3M | 14,294,208 | 11 | 37 | 13 | 0.0% |
| Q2 2021 | 97 | $310.8M | 13,685,247 | 10 | 29 | 24 | 0.0% |
| Q1 2021 | 100 | $297.3M | 12,699,284 | 9 | 31 | 28 | 0.0% |
| Q4 2020 | 102 | $245.7M | 10,504,850 | 8 | 21 | 29 | 0.0% |
| Q3 2020 | 97 | $1.2B | 56,240,607 | 11 | 31 | 24 | 0.0% |
| Q2 2020 | 87 | $1.1B | 53,899,072 | 6 | 28 | 26 | 0.0% |
| Q1 2020 | 95 | $1.1B | 63,177,511 | 9 | 20 | 33 | 0.0% |
| Q4 2019 | 104 | $312.3M | 14,409,407 | 13 | 30 | 26 | 0.0% |
| Q3 2019 | 91 | $301.0M | 15,204,757 | 9 | 34 | 25 | 0.0% |
| Q2 2019 | 92 | $255.3M | 12,811,143 | 10 | 27 | 30 | 0.0% |
| Q1 2019 | 94 | $247.4M | 13,101,022 | 11 | 27 | 28 | 0.0% |
| Q4 2018 | 87 | $175.3M | 10,476,825 | 0 | 0 | 5 | 0.0% |