DaveManuel.com · Institutional Ownership · Who Owns It
FIRST TR EXCHANGE-TRADED FD (FICS)
Institutional ownership reported to the SEC as of Q2 2026, across 24 quarters.
70
Reporting holders
$152.4M
Reported value
0.0%
Calls
0.0%
Puts
+1
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| LPL Financial LLC | $41.3M | 987,414 | 0.01% | 17q | -9.1%-$4.2M |
| Cetera Investment Advisers | $18.9M | 451,655 | 0.02% | 20q | +9.7%+$1.7M |
| Key Financial Inc | $10.4M | 248,600 | 1.70% | 16q | HELD |
| Golden State Wealth Management, LLC | $5.9M | 141,235 | 0.54% | 7q | +4.5%+$256.5K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $4.5M | 108,614 | 0.00% | 3q | +396.7%+$3.6M |
| Chris Bulman Inc | $4.4M | 105,914 | 1.62% | 8q | -1.8%-$80.0K |
| Brookstone Capital Management | $4.3M | 103,014 | 0.04% | 8q | -2.5%-$112.3K |
| RAYMOND JAMES FINANCIAL INC | $3.7M | 88,457 | 0.00% | 7q | -21.1%-$987.0K |
| CARY STREET PARTNERS FINANCIAL LLC | $3.7M | 87,417 | 0.08% | new | NEW |
| WEDBUSH SECURITIES INC | $3.3M | 80,066 | 0.09% | 5q | -1.7%-$56.7K |
| ENVESTNET ASSET MANAGEMENT INC | $3.0M | 72,657 | 0.00% | 13q | +27.8%+$660.9K |
| Steward Partners Investment Advisory, LLC | $2.9M | 68,700 | 0.01% | 3q | +106.2%+$1.5M |
| D.A. DAVIDSON & CO. | $2.8M | 67,352 | 0.02% | 2q | +4.5%+$121.6K |
| Janney Montgomery Scott LLC | $2.5M | 60,559 | 0.00% | 13q | -8.4%-$232.5K |
| NORTHBRIDGE FINANCIAL GROUP, LLC | $2.3M | 54,266 | 0.87% | 3q | +50.6%+$761.6K |
| HARBOUR INVESTMENTS, INC. | $2.2M | 52,879 | 0.03% | 17q | +4.7%+$99.5K |
| Cambridge Investment Research Advisors, Inc. | $2.2M | 52,214 | 0.00% | 20q | -7.2%-$168.5K |
| OSAIC HOLDINGS, INC. | $2.1M | 49,590 | 0.00% | 17q | +11.0%+$204.9K |
| COMMONWEALTH EQUITY SERVICES, LLC | $2.0M | 47,714 | 0.00% | 13q | -34.0%-$1.0M |
| STIFEL FINANCIAL CORP | $2.0M | 47,484 | 0.00% | 7q | +5.9%+$110.1K |
| Integrated Wealth Concepts LLC | $1.9M | 45,292 | 0.01% | new | NEW |
| JANE STREET GROUP, LLC | $1.9M | 44,982 | 0.00% | 8q | +26.7%+$395.9K |
| CITADEL ADVISORS LLC | $1.8M | 42,040 | 0.00% | 2q | +28.0%+$383.9K |
| Summit Financial, LLC | $1.6M | 38,958 | 0.02% | 4q | +1.6%+$25.2K |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $1.6M | 38,009 | 0.02% | 2q | -1.2%-$18.7K |
| Moors & Cabot, Inc. | $1.4M | 33,888 | 0.06% | 9q | +2.2%+$30.2K |
| Centennial Wealth Advisory LLC | $1.3M | 32,064 | 0.29% | 6q | -78.1%-$4.8M |
| FLOW TRADERS U.S. LLC | $1.3M | 30,725 | 0.05% | new | NEW |
| NewEdge Advisors, LLC | $1.3M | 30,357 | 0.00% | 14q | -9.9%-$139.0K |
| Private Advisor Group, LLC | $1.2M | 28,981 | 0.01% | 15q | -3.4%-$43.2K |
| Ameritas Investment Partners, Inc. | $1.1M | 26,676 | 0.03% | 5q | +3.1%+$33.3K |
| MERCER GLOBAL ADVISORS INC /ADV | $1.1M | 26,370 | 0.00% | 2q | -40.5%-$750.5K |
| DHJJ Financial Advisors, Ltd. | $1.0M | 23,970 | 0.29% | 14q | +4.0%+$38.6K |
| Sanctuary Advisors, LLC | $998.9K | 23,910 | 0.00% | 7q | -25.1%-$334.0K |
| DRIVE WEALTH MANAGEMENT, LLC | $808.9K | 19,362 | 0.14% | 14q | -5.7%-$48.8K |
| Gateway Wealth Partners, LLC | $808.5K | 19,354 | 0.05% | 9q | -53.8%-$939.8K |
| MGO ONE SEVEN LLC | $747.3K | 17,889 | 0.01% | 8q | -5.1%-$40.5K |
| Gladstone Institutional Advisory LLC | $649.6K | 15,549 | 0.02% | 9q | +1.4%+$9.1K |
| Rockefeller Capital Management L.P. | $611.0K | 14,625 | 0.00% | 4q | -7.1%-$47.0K |
| FIFTH THIRD BANCORP | $540.2K | 12,932 | 0.00% | 2q | +0.8%+$4.3K |
| FOUNDERS FINANCIAL SECURITIES LLC | $488.6K | 11,696 | 0.03% | 4q | +9.2%+$41.0K |
| Global Retirement Partners, LLC | $442.5K | 10,592 | 0.01% | 11q | -1.7%-$7.5K |
| Arax Advisory Partners | $411.4K | 9,847 | 0.00% | 3q | +16.3%+$57.6K |
| Sovran Advisors, LLC | $391.8K | 9,235 | 0.03% | 4q | HELD |
| OneDigital Investment Advisors LLC | $324.7K | 7,772 | 0.00% | 4q | HELD |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $274.3K | 6,581 | 0.02% | 7q | HELD |
| BENJAMIN EDWARDS INC | $272.8K | 6,531 | 0.00% | 2q | +1.0%+$2.6K |
| COLUMBIA ADVISORY PARTNERS LLC | $265.3K | 6,351 | 0.15% | 7q | HELD |
| J.W. COLE ADVISORS, INC. | $256.2K | 6,132 | 0.00% | new | NEW |
| IFP Advisors, Inc | $252.2K | 6,037 | 0.00% | 13q | -6.6%-$17.8K |
| JPMORGAN CHASE & CO | $147.4K | 3,529 | 0.00% | 9q | -5.7%-$9.0K |
| TUCKER ASSET MANAGEMENT LLC | $112.5K | 2,693 | 0.03% | 10q | +7.4%+$7.7K |
| MORGAN STANLEY | $111.8K | 2,677 | 0.00% | 18q | HELD |
| TD Capital Management LLC | $100.3K | 2,401 | 0.01% | 9q | +1.1%+$1.0K |
| IFG Advisory, LLC | $88.5K | 2,119 | 0.00% | new | NEW |
| BARRETT & COMPANY, INC. | $83.6K | 2,000 | 0.02% | 14q | HELD |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $79.0K | 1,891 | 0.00% | 4q | +2.2%+$1.7K |
| Farther Finance Advisors, LLC | $69.5K | 1,664 | 0.00% | 5q | HELD |
| LANARK FINANCIAL, INC. | $62.8K | 1,504 | 0.00% | 12q | -8.3%-$5.7K |
| Coppell Advisory Solutions LLC | $53.8K | 36,888? | 0.00% | new | |
| US BANCORP \DE\ | $49.8K | 1,191 | 0.00% | 6q | HELD |
| UBS Group AG | $32.9K | 788 | 0.00% | new | NEW |
| REAP Financial Group, LLC | $30.7K | 736 | 0.01% | 11q | +1.1% |
| ROYAL BANK OF CANADA | $30.0K | 725 | 0.00% | new | NEW |
| PRIVATE TRUST CO NA | $21.8K | 523 | 0.00% | 9q | HELD |
| VSM Wealth Advisory, LLC | $17.1K | 410 | 0.00% | 7q | HELD |
| AE Wealth Management LLC | $13.9K | 333 | 0.00% | 7q | HELD |
| Wilkerson Advisory Group LLC | $10.2K | 243 | 0.00% | 3q | HELD |
| FMR LLC | $6.0K | 143 | 0.00% | 4q | HELD |
| ASSETMARK, INC | $1.0K | 24 | 0.00% | new | NEW |
| WELLS FARGO & COMPANY/MN | $47 | 1 | 0.00% | 5q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 17 | $17.9M | 458,652 | 1 | 5 | 5 | 0.0% |
| Q2 2026 | 70 | $152.4M | 3,648,103 | 8 | 25 | 22 | 0.0% |
| Q1 2026 | 69 | $158.8M | 4,066,529 | 7 | 29 | 19 | 0.0% |
| Q4 2025 | 72 | $172.0M | 4,287,242 | 7 | 31 | 16 | 0.0% |
| Q3 2025 | 64 | $165.5M | 4,335,766 | 10 | 28 | 15 | 0.0% |
| Q2 2025 | 64 | $172.0M | 4,369,996 | 7 | 37 | 14 | 0.0% |
| Q1 2025 | 62 | $134.7M | 3,675,538 | 6 | 21 | 23 | 0.0% |
| Q4 2024 | 62 | $115.3M | 3,396,527 | 9 | 24 | 13 | 0.0% |
| Q3 2024 | 60 | $115.3M | 3,077,067 | 9 | 27 | 13 | 0.0% |
| Q2 2024 | 55 | $89.5M | 2,617,871 | 12 | 25 | 11 | 0.0% |
| Q1 2024 | 49 | $81.7M | 2,335,973 | 10 | 24 | 9 | 0.0% |
| Q4 2023 | 45 | $60.7M | 1,799,476 | 4 | 15 | 16 | 0.0% |
| Q3 2023 | 38 | $56.3M | 1,875,059 | 4 | 19 | 6 | 0.0% |
| Q2 2023 | 35 | $49.0M | 1,514,222 | 14 | 13 | 5 | 0.0% |
| Q1 2023 | 27 | $27.5M | 873,771 | 11 | 9 | 5 | 0.0% |
| Q4 2022 | 19 | $15.9M | 552,496 | 4 | 8 | 4 | 0.0% |
| Q3 2022 | 15 | $11.4M | 435,545 | 3 | 5 | 3 | 0.0% |
| Q2 2022 | 17 | $18.9M | 666,261 | 8 | 4 | 3 | 0.0% |
| Q1 2022 | 11 | $25.7M | 775,917 | 6 | 3 | 1 | 0.0% |
| Q4 2021 | 6 | $9.7M | 266,222 | 2 | 2 | 2 | 0.0% |
| Q3 2021 | 4 | $4.4M | 129,773 | 3 | 1 | 0 | 0.0% |
| Q2 2021 | 3 | $2.4M | 39,806 | 2 | 0 | 1 | 0.0% |
| Q1 2021 | 1 | $1.2M | 39,532 | 0 | 0 | 1 | 0.0% |
| Q4 2020 | 2 | $3.3M | 97,647 | 2 | 0 | 0 | 0.0% |