DaveManuel.com · Institutional Ownership · Who Owns It
FIRST TR EXCH TRD ALPHDX FD (FJP)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
103
Reporting holders
$215.3M
Reported value
0.0%
Calls
0.0%
Puts
+14
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| OSAIC HOLDINGS, INC. | $55.3M | 724,625 | 0.06% | 26q | -1.5%-$847.8K |
| LPL Financial LLC | $21.7M | 284,735 | 0.00% | 31q | +9.4%+$1.9M |
| MORGAN STANLEY | $18.4M | 241,098 | 0.00% | 35q | -1.0%-$189.4K |
| ENVESTNET ASSET MANAGEMENT INC | $17.1M | 224,636 | 0.00% | 13q | +2.7%+$446.4K |
| Cetera Investment Advisers | $9.9M | 129,232 | 0.01% | 13q | +3.9%+$374.2K |
| Cambridge Investment Research Advisors, Inc. | $8.4M | 109,774 | 0.01% | 13q | +86.3%+$3.9M |
| Rathbones Group PLC | $7.4M | 97,284 | 0.03% | 31q | -49.4%-$7.3M |
| RAYMOND JAMES FINANCIAL INC | $7.2M | 94,787 | 0.00% | 7q | +7.7%+$519.6K |
| ASSETMARK, INC | $7.1M | 93,075 | 0.01% | 13q | +8.0%+$528.8K |
| Farther Finance Advisors, LLC | $6.5M | 84,743 | 0.05% | 8q | +637.7%+$5.6M |
| Guild Investment Management, Inc. | $4.3M | 56,990 | 2.97% | new | NEW |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $4.0M | 52,877 | 0.01% | 11q | -2.1%-$86.9K |
| Holistic Financial Partners | $3.2M | 41,735 | 1.95% | 12q | -39.7%-$2.1M |
| BENJAMIN EDWARDS INC | $3.0M | 39,196 | 0.03% | 13q | +4.1%+$118.6K |
| STIFEL FINANCIAL CORP | $2.9M | 38,071 | 0.00% | 4q | +2.5%+$70.8K |
| FLOW TRADERS U.S. LLC | $2.4M | 30,808 | 0.10% | new | NEW |
| CITADEL ADVISORS LLC | $2.2M | 28,635 | 0.00% | 3q | +54.9%+$774.2K |
| Prospera Financial Services Inc | $1.9M | 24,315 | 0.03% | 9q | -3.8%-$73.6K |
| Janney Montgomery Scott LLC | $1.8M | 23,891 | 0.00% | 14q | +8.1%+$136.1K |
| IFP Advisors, Inc | $1.8M | 23,791 | 0.03% | 18q | -4.6%-$87.4K |
| Gateway Wealth Partners, LLC | $1.8M | 23,222 | 0.11% | 13q | -38.5%-$1.1M |
| Transamerica Financial Advisors, LLC | $1.7M | 22,399 | 0.14% | 15q | -16.5%-$337.4K |
| Bank of New York Mellon Corp | $1.6M | 20,564 | 0.00% | 13q | +2.0%+$30.1K |
| HighTower Advisors, LLC | $1.4M | 18,676 | 0.00% | 15q | -48.4%-$1.3M |
| Atria Investments, Inc | $1.2M | 16,319 | 0.01% | 9q | +1.1%+$14.0K |
| AE Wealth Management LLC | $1.2M | 15,897 | 0.01% | 13q | -8.9%-$117.9K |
| Orion Porfolio Solutions, LLC | $1.2M | 15,844 | 0.01% | 13q | +2.0%+$23.2K |
| Snowden Capital Advisors LLC | $1.1M | 14,639 | 0.03% | 12q | +3.0%+$32.2K |
| CoreCap Advisors, LLC | $1.1M | 14,635 | 0.03% | 2q | +0.6%+$6.5K |
| PARK AVENUE SECURITIES LLC | $1.0M | 13,478 | 0.01% | 12q | HELD |
| OneAscent Financial Services LLC | $983.4K | 12,884 | 0.05% | 7q | +1.3%+$12.3K |
| American Institute for Advanced Investment Management, LLP | $870.9K | 11,410 | 0.50% | 12q | -3.4%-$30.5K |
| HBW ADVISORY SERVICES LLC | $870.7K | 11,408 | 0.08% | 3q | +24.0%+$168.4K |
| NewEdge Wealth, LLC | $798.5K | 10,462 | 0.01% | 13q | -4.8%-$40.2K |
| IFG Advisory, LLC | $774.0K | 10,141 | 0.03% | new | NEW |
| COTTONWOOD CAPITAL ADVISORS, LLC | $626.2K | 8,205 | 0.38% | 8q | -1.1%-$7.3K |
| IAMS WEALTH MANAGEMENT, LLC | $597.7K | 7,831 | 0.18% | 13q | +3.0%+$17.2K |
| Sanctuary Advisors, LLC | $573.2K | 7,510 | 0.00% | 9q | HELD |
| COMMONWEALTH EQUITY SERVICES, LLC | $560.5K | 7,343 | 0.00% | 11q | +24.6%+$110.8K |
| HARBOUR INVESTMENTS, INC. | $511.4K | 6,700 | 0.01% | 21q | +32.4%+$125.2K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $509.8K | 6,679 | 0.00% | 2q | +31.4%+$121.8K |
| D.A. DAVIDSON & CO. | $428.6K | 5,616 | 0.00% | 12q | -18.2%-$95.3K |
| Private Advisor Group, LLC | $390.6K | 5,118 | 0.00% | 2q | +8.1%+$29.2K |
| Simplicity Wealth,LLC | $388.0K | 5,083 | 0.01% | new | NEW |
| Kingsview Wealth Management, LLC | $361.8K | 4,741 | 0.00% | new | NEW |
| Pine Valley Investments Ltd Liability Co | $326.5K | 4,278 | 0.01% | 5q | +4.6%+$14.3K |
| LaSalle St. Investment Advisors, LLC | $322.5K | 4,225 | 0.04% | 7q | HELD |
| BlueChip Wealth Advisors LLC | $311.0K | 4,075 | 0.12% | 5q | HELD |
| Envestnet Portfolio Solutions, Inc. | $304.2K | 3,986 | 0.00% | 12q | +10.1%+$27.9K |
| TWO SIGMA SECURITIES, LLC | $277.3K | 3,633 | 0.02% | new | NEW |
| FSB PREMIER WEALTH MANAGEMENT, INC. | $266.8K | 3,496 | 0.08% | 6q | +1.7%+$4.4K |
| MML INVESTORS SERVICES, LLC | $266.4K | 3,490 | 0.00% | 11q | -4.6%-$12.8K |
| Pinnacle Family Advisors, LLC | $263.1K | 3,447 | 0.11% | 6q | -7.9%-$22.5K |
| JONES FINANCIAL COMPANIES LLLP | $261.0K | 3,391 | 0.00% | 7q | +17.3%+$38.6K |
| RFG Advisory, LLC | $257.7K | 3,376 | 0.00% | 2q | -7.3%-$20.4K |
| MGO ONE SEVEN LLC | $247.2K | 3,239 | 0.00% | 2q | HELD |
| Concurrent Investment Advisors, LLC | $241.9K | 3,169 | 0.00% | 2q | +11.4%+$24.7K |
| ABLE Financial Group, LLC | $238.7K | 3,128 | 0.04% | 5q | -3.0%-$7.4K |
| NOVEM GROUP | $232.7K | 3,049 | 0.02% | 2q | +3.9%+$8.8K |
| JANE STREET GROUP, LLC | $230.3K | 3,017 | 0.00% | 2q | -69.6%-$526.2K |
| BFI Infinity Ltd. | $226.5K | 2,968 | 0.07% | 2q | HELD |
| Mariner, LLC | $218.6K | 2,865 | 0.00% | 3q | -10.4%-$25.3K |
| TUCKER ASSET MANAGEMENT LLC | $210.8K | 2,762 | 0.05% | 13q | +17.8%+$31.9K |
| Triad Wealth Partners, LLC | $208.7K | 2,798 | 0.01% | 3q | -61.0%-$326.1K |
| Global Retirement Partners, LLC | $141.7K | 1,857 | 0.00% | 11q | -53.7%-$164.3K |
| Ashton Thomas Private Wealth, LLC | $116.2K | 1,522 | 0.00% | 2q | HELD |
| TSFG, LLC | $102.0K | 1,332 | 0.01% | 12q | HELD |
| Parallel Advisors, LLC | $85.0K | 1,114 | 0.00% | 2q | +9.9%+$7.6K |
| Rossby Financial, LCC | $71.5K | 937 | 0.01% | 6q | -1.6%-$1.1K |
| Cullen/Frost Bankers, Inc. | $66.8K | 875 | 0.00% | 4q | +122.1%+$36.7K |
| Synergy Investment Management, LLC | $55.9K | 733 | 0.01% | 2q | HELD |
| REAP Financial Group, LLC | $55.6K | 728 | 0.01% | 11q | +0.7% |
| Mowery & Schoenfeld Wealth Management, LLC | $51.9K | 679 | 0.07% | new | NEW |
| HANTZ FINANCIAL SERVICES, INC. | $44.0K | 573 | 0.00% | new | NEW |
| FMR LLC | $42.2K | 553 | 0.00% | 9q | +31.7%+$10.1K |
| Rockefeller Capital Management L.P. | $39.1K | 512 | 0.00% | 4q | +2.4% |
| TOUNJIAN ADVISORY PARTNERS, LLC | $36.3K | 476 | 0.02% | new | NEW |
| US BANCORP \DE\ | $35.0K | 459 | 0.00% | 5q | -97.0%-$1.1M |
| WELLS FARGO & COMPANY/MN | $26.4K | 346 | 0.00% | new | NEW |
| JPMORGAN CHASE & CO | $25.0K | 327 | 0.00% | 3q | +6.5%+$1.5K |
| Smartleaf Asset Management LLC | $21.6K | 283 | 0.00% | 4q | HELD |
| Signature Equity Partners, LLC | $19.1K | 250 | 0.01% | 3q | +2.0% |
| ROYAL BANK OF CANADA | $18.0K | 230 | 0.00% | 6q | -31.1%-$8.1K |
| Spire Wealth Management | $14.7K | 192 | 0.00% | 2q | +20.0%+$2.4K |
| Luminist Capital LLC | $10.1K | 132 | 0.01% | new | NEW |
| Buck Wealth Strategies, LLC | $9.2K | 120 | 0.00% | new | NEW |
| FIFTH THIRD BANCORP | $7.6K | 100 | 0.00% | 2q | HELD |
| Silver Grove Financial Group, Inc. | $7.0K | 92 | 0.00% | new | NEW |
| BFC Planning, Inc. | $6.8K | 89 | 0.00% | new | NEW |
| Atlantic Union Bankshares Corp | $5.8K | 75 | 0.00% | 5q | HELD |
| PRIVATE TRUST CO NA | $5.5K | 72 | 0.00% | new | NEW |
| AMERICAN NATIONAL BANK & TRUST | $5.3K | 70 | 0.00% | 6q | HELD |
| AMERIFLEX GROUP, INC. | $5.0K | 66 | 0.00% | 4q | HELD |
| Lloyd Advisory Services, LLC. | $4.6K | 61 | 0.00% | new | NEW |
| HUNTINGTON NATIONAL BANK | $4.0K | 53 | 0.00% | new | NEW |
| Coppell Advisory Solutions LLC | $4.0K | 34,835? | 0.00% | new | |
| FIDUCIARY FINANCIAL ADVISORS | $2.5K | 33 | 0.00% | new | NEW |
| MPWM ADVISORY SOLUTIONS, LLC | $2.1K | 28 | 0.00% | 2q | HELD |
| Key Capital Management, INC | $1.8K | 24 | 0.00% | 2q | HELD |
| Blue Trust, Inc. | $1.6K | 21 | 0.00% | new | NEW |
Showing the largest 100 of 104 reported holders. The count of 103 above leaves out 1 position whose reported value failed our price check; it is listed here as filed.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 30 | $28.5M | 364,098 | 3 | 9 | 10 | 0.0% |
| Q2 2026 | 103 | $215.3M | 2,820,548 | 21 | 38 | 26 | 0.0% |
| Q1 2026 | 89 | $200.6M | 2,762,426 | 20 | 30 | 28 | 0.0% |
| Q4 2025 | 78 | $183.3M | 2,725,817 | 9 | 31 | 24 | 0.0% |
| Q3 2025 | 72 | $166.3M | 2,551,757 | 8 | 31 | 20 | 0.0% |
| Q2 2025 | 78 | $152.3M | 2,549,390 | 13 | 33 | 22 | 0.0% |
| Q1 2025 | 74 | $133.7M | 2,439,496 | 11 | 23 | 28 | 0.0% |
| Q4 2024 | 80 | $171.8M | 3,323,993 | 12 | 35 | 20 | 0.0% |
| Q3 2024 | 73 | $183.1M | 3,377,697 | 8 | 32 | 24 | 0.0% |
| Q2 2024 | 72 | $171.6M | 3,329,949 | 8 | 34 | 22 | 0.0% |
| Q1 2024 | 74 | $237.9M | 4,316,027 | 9 | 35 | 22 | 0.0% |
| Q4 2023 | 74 | $192.1M | 3,811,772 | 10 | 33 | 21 | 0.0% |
| Q3 2023 | 68 | $169.1M | 3,399,613 | 26 | 24 | 8 | 0.0% |
| Q2 2023 | 41 | $155.2M | 3,207,723 | 21 | 12 | 2 | 0.8% |
| Q1 2023 | 24 | $102.4M | 2,256,934 | 6 | 4 | 9 | 0.0% |
| Q4 2022 | 24 | $78.5M | 1,849,863 | 7 | 7 | 6 | 0.0% |
| Q3 2022 | 19 | $22.1M | 585,435 | 1 | 4 | 8 | 0.0% |
| Q2 2022 | 21 | $24.5M | 593,673 | 3 | 5 | 7 | 0.0% |
| Q1 2022 | 19 | $490.9M | 9,939,225 | 2 | 4 | 6 | 0.0% |
| Q4 2021 | 22 | $496.5M | 9,964,114 | 3 | 7 | 5 | 0.0% |
| Q3 2021 | 20 | $527.2M | 9,942,130 | 1 | 4 | 8 | 0.0% |
| Q2 2021 | 23 | $510.8M | 9,979,917 | 0 | 6 | 10 | 0.0% |
| Q1 2021 | 24 | $29.4M | 549,675 | 5 | 5 | 8 | 0.0% |
| Q4 2020 | 22 | $517.0M | 10,015,387 | 4 | 5 | 7 | 0.0% |
| Q3 2020 | 20 | $490.6M | 10,054,886 | 0 | 3 | 13 | 0.0% |
| Q2 2020 | 24 | $475.8M | 10,378,323 | 2 | 4 | 15 | 0.0% |
| Q1 2020 | 27 | $419.7M | 10,397,416 | 1 | 7 | 16 | 0.0% |
| Q4 2019 | 36 | $513.5M | 10,196,164 | 2 | 6 | 17 | 0.0% |
| Q3 2019 | 38 | $540.1M | 11,282,407 | 1 | 5 | 24 | 0.0% |
| Q2 2019 | 48 | $1.8B | 38,022,377 | 6 | 9 | 23 | 0.0% |
| Q1 2019 | 49 | $1.6B | 31,668,047 | 7 | 23 | 12 | 0.0% |
| Q4 2018 | 47 | $1.4B | 28,569,943 | 1 | 2 | 2 | 0.0% |