DaveManuel.com · Institutional Ownership · Who Owns It
FIRST TR EXCH TRD ALPHDX FD (FKU)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
23
Reporting holders
$18.6M
Reported value
0.0%
Calls
0.0%
Puts
-7
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| CITADEL ADVISORS LLC | $2.7M | 50,403 | 0.00% | 4q | -41.0%-$1.8M |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $2.0M | 37,676 | 0.00% | 7q | +75.6%+$853.3K |
| Rathbones Group PLC | $1.9M | 35,441 | 0.01% | 19q | -60.9%-$2.9M |
| MORGAN STANLEY | $1.8M | 33,472 | 0.00% | 35q | -12.3%-$247.4K |
| Corient Private Wealth LP | $1.7M | 32,528 | 0.00% | 14q | HELD |
| JANE STREET GROUP, LLC | $1.3M | 23,872 | 0.00% | 7q | -61.6%-$2.0M |
| FLOW TRADERS U.S. LLC | $1.3M | 23,878 | 0.05% | new | NEW |
| Dunhill Financial, LLC | $1.3M | 23,682 | 0.26% | 13q | +63.4%+$486.8K |
| Quantinno Capital Management LP | $1.0M | 19,175 | 0.00% | 9q | -7.8%-$85.2K |
| PGIM Custom Harvest LLC | $820.3K | 15,591 | 0.01% | 19q | +5.3%+$41.0K |
| W1M Asset Management Ltd | $804.1K | 15,282 | 0.01% | 3q | -0.9%-$7.5K |
| Genesee Capital Advisors, LLC | $612.3K | 11,637 | 0.19% | 3q | -1.2%-$7.4K |
| Virtu Financial LLC | $572.0K | 10,872 | 0.02% | new | NEW |
| Walkner Condon Financial Advisors LLC | $464.2K | 8,822 | 0.05% | 5q | +62.6%+$178.6K |
| Williams Jones Wealth Management, LLC. | $263.1K | 5,000 | 0.00% | 5q | HELD |
| MILLENNIUM MANAGEMENT LLC | $213.1K | 4,050 | 0.00% | new | NEW |
| MASECO LLP | $60.2K | 1,144 | 0.00% | new | NEW |
| UBS Group AG | $42.2K | 802 | 0.00% | 7q | +32.6%+$10.4K |
| NewEdge Advisors, LLC | $38.8K | 737 | 0.00% | 5q | HELD |
| FIFTH THIRD BANCORP | $6.5K | 123 | 0.00% | 2q | -0.8% |
| Transamerica Financial Advisors, LLC | $3.5K | 67 | 0.00% | 20q | -99.5%-$715.2K |
| ASSETMARK, INC | $1.2K | 23 | 0.00% | 2q | +109.1% |
| WELLS FARGO & COMPANY/MN | $5 | none filed | 0.00% | 31q | -100.0% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 3 | $692.5K | 12,804 | 0 | 0 | 0 | 0.0% |
| Q2 2026 | 23 | $18.6M | 354,277 | 4 | 6 | 10 | 0.0% |
| Q1 2026 | 30 | $94.0M | 1,867,542 | 6 | 10 | 10 | 0.0% |
| Q4 2025 | 30 | $73.6M | 1,443,519 | 6 | 12 | 8 | 0.0% |
| Q3 2025 | 26 | $56.7M | 1,168,899 | 2 | 8 | 9 | 0.0% |
| Q2 2025 | 26 | $49.1M | 1,047,531 | 8 | 7 | 7 | 0.0% |
| Q1 2025 | 22 | $42.0M | 1,049,986 | 1 | 4 | 12 | 0.0% |
| Q4 2024 | 23 | $53.9M | 1,416,201 | 5 | 5 | 7 | 0.0% |
| Q3 2024 | 21 | $60.8M | 1,453,297 | 4 | 5 | 7 | 0.0% |
| Q2 2024 | 21 | $58.0M | 1,520,525 | 4 | 3 | 7 | 0.0% |
| Q1 2024 | 18 | $62.4M | 1,653,937 | 7 | 3 | 4 | 0.0% |
| Q4 2023 | 18 | $12.1M | 329,840 | 2 | 5 | 8 | 0.0% |
| Q3 2023 | 20 | $13.2M | 406,085 | 1 | 2 | 11 | 0.0% |
| Q2 2023 | 20 | $13.2M | 396,134 | 2 | 4 | 8 | 0.0% |
| Q1 2023 | 19 | $15.1M | 447,349 | 2 | 5 | 5 | 0.0% |
| Q4 2022 | 26 | $16.4M | 518,579 | 5 | 7 | 10 | 0.0% |
| Q3 2022 | 21 | $12.0M | 437,528 | 3 | 5 | 8 | 0.0% |
| Q2 2022 | 27 | $53.5M | 1,685,758 | 4 | 10 | 5 | 0.0% |
| Q1 2022 | 26 | $596.5M | 15,465,698 | 5 | 9 | 6 | 0.0% |
| Q4 2021 | 26 | $706.3M | 15,998,390 | 9 | 9 | 4 | 0.0% |
| Q3 2021 | 22 | $67.0M | 1,594,336 | 10 | 5 | 1 | 0.0% |
| Q2 2021 | 17 | $7.0M | 159,205 | 6 | 4 | 2 | 0.0% |
| Q1 2021 | 15 | $7.8M | 183,564 | 5 | 2 | 3 | 0.0% |
| Q4 2020 | 13 | $7.6M | 202,723 | 2 | 2 | 6 | 0.0% |
| Q3 2020 | 9 | $4.9M | 158,589 | 0 | 1 | 7 | 0.0% |
| Q2 2020 | 10 | $5.7M | 193,920 | 1 | 3 | 5 | 0.0% |
| Q1 2020 | 10 | $4.1M | 171,560 | 1 | 3 | 6 | 0.0% |
| Q4 2019 | 13 | $7.3M | 178,228 | 4 | 5 | 2 | 0.0% |
| Q3 2019 | 9 | $3.6M | 101,191 | 1 | 4 | 1 | 0.0% |
| Q2 2019 | 10 | $3.2M | 88,113 | 0 | 3 | 5 | 0.0% |
| Q1 2019 | 12 | $5.3M | 144,417 | 4 | 2 | 5 | 0.0% |
| Q4 2018 | 11 | $4.2M | 132,453 | 1 | 0 | 1 | 0.0% |