DaveManuel.com · Institutional Ownership · Who Owns It
FIRST TR EXCH TRD ALPHDX FD (FLN)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
24
Reporting holders
$20.0M
Reported value
0.0%
Calls
0.0%
Puts
+2
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| LPL Financial LLC | $6.0M | 242,845 | 0.00% | 20q | -11.2%-$756.7K |
| Farther Finance Advisors, LLC | $1.8M | 72,372 | 0.01% | 6q | +129.2%+$1.0M |
| D.A. DAVIDSON & CO. | $1.7M | 70,533 | 0.01% | 2q | +16.2%+$242.9K |
| Savvy Advisors, Inc. | $1.7M | 68,154 | 0.04% | 2q | +1.2%+$20.6K |
| OSAIC HOLDINGS, INC. | $1.5M | 61,014 | 0.00% | 2q | -4.4%-$69.2K |
| JANE STREET GROUP, LLC | $1.0M | 42,351 | 0.00% | 2q | -46.8%-$921.4K |
| ENVESTNET ASSET MANAGEMENT INC | $819.8K | 33,155 | 0.00% | 5q | +4.6%+$36.0K |
| Equitable Holdings, Inc. | $762.7K | 30,847 | 0.00% | 7q | HELD |
| Steward Partners Investment Advisory, LLC | $738.9K | 29,885 | 0.00% | new | NEW |
| Cetera Investment Advisers | $712.1K | 28,799 | 0.00% | 5q | +0.9%+$6.3K |
| COTTONWOOD CAPITAL ADVISORS, LLC | $677.4K | 27,396 | 0.41% | 16q | -0.6%-$3.8K |
| CIBC WORLD MARKET INC. | $516.1K | 20,874 | 0.00% | new | NEW |
| Cambridge Investment Research Advisors, Inc. | $479.0K | 19,381 | 0.00% | 2q | +0.6%+$2.7K |
| OLD MISSION CAPITAL LLC | $362.2K | 14,647 | 0.01% | new | NEW |
| Revisor Wealth Management LLC | $343.3K | 13,886 | 0.08% | new | NEW |
| GK Wealth Management LLC | $267.7K | 10,826 | 0.14% | new | NEW |
| RAYMOND JAMES FINANCIAL INC | $251.0K | 10,152 | 0.00% | 2q | -51.8%-$269.4K |
| Global Retirement Partners, LLC | $145.9K | 5,902 | 0.00% | new | NEW |
| TUCKER ASSET MANAGEMENT LLC | $43.1K | 1,744 | 0.01% | 10q | +15.3%+$5.7K |
| REAP Financial Group, LLC | $35.8K | 1,449 | 0.01% | 11q | +1.0% |
| MORGAN STANLEY | $20.8K | 839 | 0.00% | 15q | +374.0%+$16.4K |
| Capital Analysts, LLC | $15.0K | 623 | 0.00% | 6q | HELD |
| HARBOUR INVESTMENTS, INC. | $14.3K | 578 | 0.00% | 6q | +9.7%+$1.3K |
| Coppell Advisory Solutions LLC | $1.5K | 39,470? | 0.00% | new | |
| Transamerica Financial Advisors, LLC | $1.3K | 52 | 0.00% | 18q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 6 | $5.2M | 202,546 | 1 | 2 | 3 | 0.0% |
| Q2 2026 | 24 | $20.0M | 808,304 | 6 | 10 | 5 | 0.0% |
| Q1 2026 | 22 | $20.7M | 812,582 | 8 | 6 | 6 | 0.0% |
| Q4 2025 | 17 | $6.7M | 297,064 | 3 | 6 | 4 | 0.0% |
| Q3 2025 | 16 | $5.7M | 264,128 | 1 | 3 | 6 | 0.0% |
| Q2 2025 | 18 | $5.0M | 252,022 | 3 | 5 | 5 | 0.0% |
| Q1 2025 | 19 | $4.0M | 228,912 | 5 | 4 | 6 | 0.0% |
| Q4 2024 | 22 | $7.5M | 493,962 | 5 | 4 | 9 | 0.0% |
| Q3 2024 | 22 | $6.6M | 366,069 | 4 | 8 | 6 | 0.0% |
| Q2 2024 | 26 | $8.5M | 479,886 | 4 | 9 | 6 | 0.0% |
| Q1 2024 | 26 | $51.0M | 2,466,088 | 7 | 7 | 8 | 0.0% |
| Q4 2023 | 25 | $60.3M | 2,900,964 | 7 | 7 | 8 | 0.0% |
| Q3 2023 | 21 | $62.7M | 3,421,573 | 7 | 4 | 8 | 0.0% |
| Q2 2023 | 16 | $85.6M | 4,503,135 | 1 | 4 | 8 | 0.0% |
| Q1 2023 | 18 | $75.0M | 4,333,311 | 1 | 7 | 8 | 0.0% |
| Q4 2022 | 24 | $65.0M | 3,874,750 | 5 | 7 | 7 | 0.0% |
| Q3 2022 | 19 | $35.5M | 2,268,327 | 3 | 6 | 6 | 0.0% |
| Q2 2022 | 19 | $34.5M | 2,115,547 | 3 | 8 | 3 | 0.0% |
| Q1 2022 | 19 | $46.4M | 2,244,029 | 7 | 2 | 5 | 0.0% |
| Q4 2021 | 14 | $3.1M | 181,746 | 5 | 2 | 5 | 0.0% |
| Q3 2021 | 14 | $3.2M | 177,382 | 3 | 2 | 4 | 0.0% |
| Q2 2021 | 14 | $5.0M | 249,059 | 3 | 5 | 2 | 0.0% |
| Q1 2021 | 14 | $4.7M | 257,610 | 1 | 3 | 7 | 0.0% |
| Q4 2020 | 16 | $7.4M | 382,437 | 2 | 4 | 7 | 0.0% |
| Q3 2020 | 15 | $4.3M | 288,780 | 3 | 2 | 6 | 0.0% |
| Q2 2020 | 16 | $4.8M | 331,280 | 1 | 5 | 8 | 0.0% |
| Q1 2020 | 19 | $8.9M | 721,887 | 3 | 2 | 9 | 0.0% |
| Q4 2019 | 26 | $123.5M | 5,458,666 | 8 | 9 | 6 | 0.0% |
| Q3 2019 | 22 | $107.2M | 5,251,532 | 11 | 4 | 5 | 0.0% |
| Q2 2019 | 14 | $10.0M | 485,172 | 0 | 2 | 7 | 0.0% |
| Q1 2019 | 17 | $16.5M | 844,893 | 5 | 6 | 3 | 0.0% |
| Q4 2018 | 15 | $4.6M | 254,137 | 2 | 1 | 0 | 0.0% |