DaveManuel.com · Institutional Ownership · Who Owns It
FIRST TR EXCHANGE-TRADED ALP (FNK)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
59
Reporting holders
$161.5M
Reported value
0.0%
Calls
0.0%
Puts
+0
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| TOTAL INVESTMENT MANAGEMENT INC | $80.9M | 1,275,782 | 8.53% | 19q | -4.9%-$4.2M |
| WELLS FARGO & COMPANY/MN | $16.0M | 260,747 | 0.00% | 31q | +0.8%+$130.9K |
| MORGAN STANLEY | $15.3M | 249,492 | 0.00% | 35q | +5.9%+$854.2K |
| LPL Financial LLC | $8.8M | 143,041 | 0.00% | 31q | +4.0%+$334.5K |
| Cetera Investment Advisers | $8.0M | 130,373 | 0.01% | 10q | +23.5%+$1.5M |
| Kingsview Wealth Management, LLC | $3.9M | 64,005 | 0.05% | 25q | +2.1%+$82.0K |
| RAYMOND JAMES FINANCIAL INC | $3.3M | 53,954 | 0.00% | 7q | -8.2%-$295.7K |
| UBS Group AG | $3.1M | 50,793 | 0.00% | 31q | -0.7%-$21.2K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $2.9M | 46,836 | 0.00% | 10q | +68.2%+$1.2M |
| OSAIC HOLDINGS, INC. | $2.8M | 45,769 | 0.00% | 26q | -9.3%-$286.3K |
| JONES FINANCIAL COMPANIES LLLP | $2.6M | 41,807 | 0.00% | 10q | +12.6%+$288.9K |
| Cambridge Investment Research Advisors, Inc. | $2.1M | 34,032 | 0.00% | 22q | +97.5%+$1.0M |
| Equitable Holdings, Inc. | $1.3M | 20,458 | 0.01% | 15q | -1.6%-$20.4K |
| ROYAL BANK OF CANADA | $1.0M | 16,630 | 0.00% | 31q | -27.5%-$387.4K |
| COMMONWEALTH EQUITY SERVICES, LLC | $938.4K | 15,306 | 0.00% | 16q | -6.8%-$67.9K |
| &PARTNERS | $846.2K | 13,802 | 0.00% | 7q | +139.4%+$492.7K |
| Keel Point, LLC | $716.5K | 11,686 | 0.04% | 28q | -1.4%-$9.9K |
| ARS Wealth Advisors Group, LLC | $704.5K | 11,490 | 0.06% | 17q | HELD |
| Stratos Wealth Partners, LTD. | $608.1K | 9,917 | 0.01% | 18q | -5.1%-$33.0K |
| Kestra Advisory Services, LLC | $574.4K | 9,369 | 0.00% | 6q | -9.3%-$59.2K |
| Private Advisor Group, LLC | $507.0K | 8,269 | 0.00% | 14q | HELD |
| LEVEL FOUR ADVISORY SERVICES, LLC | $344.2K | 5,614 | 0.01% | 13q | HELD |
| BENJAMIN EDWARDS INC | $327.3K | 5,334 | 0.00% | 8q | HELD |
| Janney Montgomery Scott LLC | $300.0K | 4,888 | 0.00% | 29q | -3.1%-$9.6K |
| Ashton Thomas Private Wealth, LLC | $292.0K | 4,763 | 0.01% | 3q | HELD |
| Advisor OS, LLC | $274.4K | 4,475 | 0.02% | 2q | HELD |
| StoneX Group Inc. | $265.7K | 4,357 | 0.01% | new | NEW |
| ENVESTNET ASSET MANAGEMENT INC | $265.7K | 4,333 | 0.00% | 6q | -2.0%-$5.4K |
| Sigma Planning Corp | $254.5K | 4,151 | 0.01% | 22q | -0.7%-$1.8K |
| GREAT VALLEY ADVISOR GROUP, INC. | $244.2K | 3,989 | 0.00% | 8q | HELD |
| DAYMARK WEALTH PARTNERS, LLC | $232.9K | 3,799 | 0.01% | 9q | -8.1%-$20.4K |
| Dynamic Advisor Solutions LLC | $224.7K | 3,665 | 0.01% | 4q | HELD |
| Triumph Capital Management | $213.9K | 3,488 | 0.04% | 7q | HELD |
| RFG Advisory, LLC | $202.2K | 3,297 | 0.00% | new | NEW |
| Founders Financial Alliance, LLC | $179.4K | 2,927 | 0.02% | 2q | HELD |
| Rockefeller Capital Management L.P. | $160.3K | 2,614 | 0.00% | 4q | -9.5%-$16.9K |
| Geneos Wealth Management Inc. | $147.1K | 2,400 | 0.00% | 18q | HELD |
| Parallel Advisors, LLC | $118.6K | 1,935 | 0.00% | 2q | HELD |
| GAMMA Investing LLC | $111.3K | 1,816 | 0.00% | 11q | HELD |
| Farther Finance Advisors, LLC | $105.8K | 1,726 | 0.00% | new | NEW |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $79.0K | 1,289 | 0.00% | 4q | HELD |
| AMERIFLEX GROUP, INC. | $66.2K | 1,080 | 0.03% | new | NEW |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | $49.5K | 807 | 0.00% | 2q | HELD |
| US BANCORP \DE\ | $34.1K | 557 | 0.00% | 4q | +50.1%+$11.4K |
| BESSEMER GROUP INC | $28.0K | 454 | 0.00% | 2q | HELD |
| FMR LLC | $27.1K | 442 | 0.00% | 21q | +14633.3%+$26.9K |
| Benson Wealth Management INC | $21.8K | 356 | 0.02% | 3q | HELD |
| ASSETMARK, INC | $19.4K | 317 | 0.00% | new | NEW |
| LFA - Lugano Financial Advisors SA | $18.4K | 300 | 0.01% | new | NEW |
| FIFTH THIRD BANCORP | $16.3K | 266 | 0.00% | 2q | -2.2% |
| Tower Research Capital LLC (TRC) | $15.7K | 256 | 0.00% | 26q | -88.6%-$122.3K |
| Glen Eagle Advisors, LLC | $12.3K | 200 | 0.00% | 27q | HELD |
| BFC Planning, Inc. | $10.4K | 170 | 0.00% | new | NEW |
| Steward Partners Investment Advisory, LLC | $10.1K | 165 | 0.00% | 29q | HELD |
| PNC Financial Services Group, Inc. | $9.7K | 158 | 0.00% | 31q | HELD |
| Capital Analysts, LLC | $6.0K | 94 | 0.00% | 19q | HELD |
| Global Retirement Partners, LLC | $5.5K | 90 | 0.00% | 16q | HELD |
| Quest 10 Wealth Builders, Inc. | $3.1K | 50 | 0.00% | 7q | HELD |
| Transamerica Financial Advisors, LLC | $331 | 5 | 0.00% | 19q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 8 | $75.4M | 1,277,448 | 0 | 0 | 2 | 0.0% |
| Q2 2026 | 59 | $161.5M | 2,590,185 | 7 | 11 | 17 | 0.0% |
| Q1 2026 | 59 | $147.4M | 2,583,977 | 10 | 14 | 13 | 0.0% |
| Q4 2025 | 54 | $142.2M | 2,554,392 | 3 | 13 | 15 | 0.0% |
| Q3 2025 | 55 | $140.1M | 2,534,707 | 6 | 7 | 20 | 0.0% |
| Q2 2025 | 55 | $146.4M | 2,829,421 | 1 | 17 | 16 | 0.0% |
| Q1 2025 | 58 | $145.1M | 2,877,822 | 5 | 18 | 17 | 0.0% |
| Q4 2024 | 62 | $151.1M | 2,824,073 | 6 | 15 | 14 | 0.0% |
| Q3 2024 | 59 | $151.0M | 2,771,984 | 6 | 13 | 20 | 0.0% |
| Q2 2024 | 60 | $150.4M | 2,945,012 | 7 | 12 | 19 | 0.0% |
| Q1 2024 | 62 | $188.0M | 3,473,357 | 9 | 14 | 16 | 0.0% |
| Q4 2023 | 58 | $182.8M | 3,583,934 | 7 | 13 | 19 | 0.0% |
| Q3 2023 | 55 | $152.9M | 3,427,671 | 3 | 13 | 18 | 0.0% |
| Q2 2023 | 59 | $159.5M | 3,489,344 | 1 | 15 | 23 | 0.0% |
| Q1 2023 | 72 | $192.1M | 4,403,774 | 17 | 25 | 12 | 0.0% |
| Q4 2022 | 60 | $158.7M | 3,690,298 | 10 | 12 | 21 | 0.0% |
| Q3 2022 | 53 | $807.5M | 21,159,474 | 4 | 24 | 12 | 0.0% |
| Q2 2022 | 52 | $923.0M | 22,676,713 | 7 | 14 | 19 | 0.0% |
| Q1 2022 | 51 | $198.9M | 4,266,980 | 12 | 15 | 15 | 0.0% |
| Q4 2021 | 53 | $182.8M | 3,880,913 | 11 | 19 | 9 | 0.0% |
| Q3 2021 | 43 | $108.5M | 2,450,500 | 3 | 15 | 18 | 0.0% |
| Q2 2021 | 53 | $140.6M | 3,163,491 | 15 | 20 | 12 | 0.0% |
| Q1 2021 | 40 | $186.6M | 4,351,561 | 15 | 11 | 5 | 0.0% |
| Q4 2020 | 26 | $118.7M | 3,320,725 | 6 | 3 | 11 | 0.0% |
| Q3 2020 | 24 | $21.5M | 780,563 | 2 | 7 | 8 | 0.0% |
| Q2 2020 | 25 | $23.9M | 868,084 | 3 | 5 | 8 | 0.0% |
| Q1 2020 | 24 | $20.2M | 959,174 | 4 | 7 | 8 | 0.0% |
| Q4 2019 | 28 | $40.5M | 1,123,483 | 5 | 9 | 9 | 0.0% |
| Q3 2019 | 25 | $29.2M | 869,793 | 4 | 7 | 11 | 0.0% |
| Q2 2019 | 23 | $33.9M | 982,095 | 2 | 11 | 5 | 0.0% |
| Q1 2019 | 29 | $31.9M | 910,726 | 1 | 16 | 6 | 0.0% |
| Q4 2018 | 31 | $24.5M | 804,170 | 1 | 0 | 1 | 0.0% |