DaveManuel.com · Institutional Ownership · Who Owns It
FIRST TR EXCHNG TRADED FD VI (FNOV)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
156
Reporting holders
$263.4M
Reported value
0.0%
Calls
0.0%
Puts
-6
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| ENVESTNET ASSET MANAGEMENT INC | $25.4M | 434,282 | 0.01% | 25q | -43.4%-$19.5M |
| Cetera Investment Advisers | $19.3M | 330,216 | 0.02% | 23q | -35.7%-$10.7M |
| LPL Financial LLC | $18.5M | 316,530 | 0.00% | 15q | +11.1%+$1.9M |
| ASSETMARK, INC | $16.4M | 280,922 | 0.03% | 9q | +6.8%+$1.0M |
| OSAIC HOLDINGS, INC. | $14.3M | 245,042 | 0.02% | 26q | +3.5%+$489.7K |
| RAYMOND JAMES FINANCIAL INC | $13.3M | 227,401 | 0.00% | 7q | -6.1%-$862.1K |
| COMMONWEALTH EQUITY SERVICES, LLC | $8.2M | 139,623 | 0.01% | 27q | -8.8%-$785.3K |
| REAP Financial Group, LLC | $5.4M | 92,538 | 0.92% | 11q | -2.1%-$114.5K |
| MML INVESTORS SERVICES, LLC | $4.8M | 82,509 | 0.01% | 11q | +23.0%+$903.1K |
| MBL Wealth, LLC | $4.8M | 82,436 | 0.33% | 14q | +4.0%+$184.5K |
| Kestra Advisory Services, LLC | $3.8M | 65,397 | 0.01% | 24q | -24.1%-$1.2M |
| Cambridge Investment Research Advisors, Inc. | $3.5M | 59,514 | 0.00% | 23q | -3.3%-$119.3K |
| OneDigital Investment Advisors LLC | $3.5M | 59,138 | 0.03% | 3q | HELD |
| McKinley Carter Wealth Services, Inc. | $3.4M | 58,051 | 0.18% | 18q | HELD |
| Mariner, LLC | $3.4M | 57,983 | 0.00% | 19q | -2.5%-$87.3K |
| DHJJ Financial Advisors, Ltd. | $3.4M | 57,902 | 0.98% | 23q | -1.7%-$58.6K |
| Altman Advisors, Inc. | $3.4M | 88,314 | 1.21% | 14q | -6.3%-$227.7K |
| ERn Financial, LLC | $3.4M | 57,313 | 0.55% | 15q | +0.7%+$23.2K |
| Bleakley Financial Group, LLC | $2.9M | 50,115 | 0.04% | 7q | HELD |
| Faithward Advisors, LLC | $2.9M | 49,232 | 0.35% | 7q | -1.0%-$28.0K |
| OLD MISSION CAPITAL LLC | $2.8M | 48,373 | 0.04% | 2q | +1020.8%+$2.6M |
| KINTRA WEALTH, LLC | $2.8M | 46,195 | 0.14% | 3q | -2.6%-$74.3K |
| Integrated Wealth Concepts LLC | $2.8M | 47,101 | 0.02% | 19q | -5.1%-$147.2K |
| HARBOUR INVESTMENTS, INC. | $2.7M | 45,467 | 0.04% | 21q | -12.9%-$393.7K |
| Steward Partners Investment Advisory, LLC | $2.6M | 45,259 | 0.01% | 15q | -1.2%-$32.2K |
| Keystone Wealth Services, LLC | $2.6M | 44,484 | 0.48% | 2q | -2.2%-$57.5K |
| Fragasso Financial Advisors Inc | $2.5M | 42,650 | 0.13% | 19q | HELD |
| MGO ONE SEVEN LLC | $2.5M | 42,141 | 0.04% | 3q | -4.2%-$108.1K |
| Janney Montgomery Scott LLC | $2.3M | 38,773 | 0.00% | 23q | -9.3%-$232.8K |
| Integrated Advisors Network LLC | $2.3M | 38,701 | 0.10% | 7q | -1.1%-$24.6K |
| Arkadios Wealth Advisors | $2.1M | 35,573 | 0.03% | 7q | HELD |
| Integrity Financial Corp /WA | $2.0M | 34,311 | 0.96% | 19q | -4.5%-$93.9K |
| Plotkin Financial Advisors, LLC | $1.9M | 32,658 | 0.79% | 19q | HELD |
| FOUNDERS FINANCIAL SECURITIES LLC | $1.9M | 31,983 | 0.10% | 8q | +4.8%+$85.4K |
| STEPHENS INC /AR/ | $1.8M | 30,753 | 0.02% | 11q | +7.9%+$132.0K |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $1.8M | 30,684 | 0.02% | 15q | -3.2%-$58.5K |
| FSB PREMIER WEALTH MANAGEMENT, INC. | $1.8M | 30,256 | 0.50% | 19q | -3.0%-$54.5K |
| FWG Investments, LLC. | $1.7M | 28,845 | 0.89% | 11q | +0.5%+$8.8K |
| Ameritas Advisory Services, LLC | $1.6M | 28,025 | 0.03% | 19q | +120.4%+$895.4K |
| Tanglewood Legacy Advisors, LLC | $1.6M | 27,895 | 0.53% | 15q | HELD |
| JPMORGAN CHASE & CO | $1.4M | 23,336 | 0.00% | 3q | +483.1%+$1.1M |
| Envestnet Portfolio Solutions, Inc. | $1.3M | 21,795 | 0.01% | 3q | -5.4%-$73.5K |
| BECK CAPITAL MANAGEMENT, LLC | $1.2M | 20,996 | 0.23% | 6q | +4.5%+$53.2K |
| 1ST SOURCE BANK | $1.2M | 20,747 | 0.06% | 23q | HELD |
| CENTAURUS FINANCIAL, INC. | $1.2M | 19,728 | 0.04% | 7q | -2.5%-$29.0K |
| Oder Investment Management, LLC | $1.2M | 19,716 | 0.77% | 14q | +2.9%+$32.5K |
| PNC Financial Services Group, Inc. | $1.1M | 19,402 | 0.00% | 9q | +4.4%+$47.3K |
| Rockefeller Capital Management L.P. | $1.1M | 18,730 | 0.00% | 7q | -6.8%-$79.6K |
| Harvest Investment Services, LLC | $1.1M | 18,586 | 0.17% | 15q | HELD |
| Prospera Financial Services Inc | $1.1M | 18,396 | 0.02% | 11q | HELD |
| TRUIST FINANCIAL CORP | $1.0M | 17,267 | 0.00% | 19q | -0.7%-$7.3K |
| HRT FINANCIAL LP | $976.0K | 16,700 | 0.00% | new | NEW |
| Foundations Investment Advisors, LLC | $973.4K | 16,642 | 0.01% | 5q | -9.1%-$97.0K |
| RFG Advisory, LLC | $960.8K | 16,427 | 0.02% | 5q | +17.4%+$142.3K |
| Strategic Blueprint, LLC | $942.3K | 16,110 | 0.05% | 11q | -42.0%-$682.2K |
| SILVER OAK SECURITIES, INCORPORATED | $907.8K | 15,521 | 0.06% | 4q | HELD |
| Sanctuary Advisors, LLC | $891.4K | 15,241 | 0.00% | 9q | HELD |
| Pitti Group Wealth Management, LLC | $876.7K | 14,989 | 0.64% | 19q | HELD |
| Concurrent Investment Advisors, LLC | $848.3K | 14,504 | 0.01% | 4q | HELD |
| Mutual Advisors, LLC | $845.2K | 14,451 | 0.02% | 3q | -4.2%-$37.4K |
| Goldenstone Wealth Management LLC | $816.5K | 13,960 | 0.53% | 3q | -0.7%-$5.8K |
| CITADEL ADVISORS LLC | $807.2K | 13,800 | 0.00% | new | NEW |
| Benson Wealth Management INC | $803.1K | 13,730 | 0.81% | 3q | -55.1%-$985.5K |
| ROYAL BANK OF CANADA | $800.0K | 13,685 | 0.00% | 18q | +4.9%+$37.2K |
| CoreCap Advisors, LLC | $799.8K | 13,674 | 0.02% | 18q | +2.6%+$19.9K |
| OPPENHEIMER & CO INC | $797.1K | 13,628 | 0.01% | 13q | -12.3%-$112.1K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $777.5K | 13,214 | 0.00% | 12q | -28.7%-$312.9K |
| Financial Engines Advisors L.L.C. | $772.1K | 13,200 | 0.00% | 5q | -8.9%-$75.8K |
| NOVEM GROUP | $764.6K | 13,072 | 0.08% | 7q | HELD |
| Clearstead Advisors, LLC | $757.3K | 12,947 | 0.01% | 7q | HELD |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $752.4K | 12,863 | 0.09% | 10q | -1.2%-$9.1K |
| 1776 Wealth LLC | $740.3K | 12,657 | 0.26% | 7q | HELD |
| Farther Finance Advisors, LLC | $705.9K | 12,068 | 0.01% | 7q | +6.3%+$42.1K |
| NewEdge Advisors, LLC | $695.7K | 11,894 | 0.00% | 14q | -0.9%-$6.3K |
| Schulz Wealth, LTD. | $694.6K | 11,875 | 0.36% | 10q | HELD |
| Ignite Planners, LLC | $687.6K | 11,756 | 0.09% | 3q | -1.7%-$11.7K |
| TFB Advisors LLC | $686.8K | 11,742 | 0.30% | 9q | +50.3%+$229.9K |
| INSIGNEO ADVISORY SERVICES, LLC | $677.0K | 11,575 | 0.03% | 7q | HELD |
| Keating Financial Advisory Services, Inc. | $570.3K | 9,751 | 0.08% | 3q | -0.9%-$5.0K |
| OGOREK ANTHONY JOSEPH /NY/ /ADV | $568.0K | 9,715 | 0.14% | 17q | HELD |
| Valtinson Bruner Financial Planning LLC | $547.7K | 9,364 | 0.14% | 23q | -2.9%-$16.6K |
| Bullseye Investment Management, LLC | $537.9K | 9,196 | 0.26% | 11q | HELD |
| CreativeOne Wealth, LLC | $531.7K | 9,090 | 0.01% | 7q | -85.2%-$3.1M |
| Grantvest Financial Group LLC | $488.3K | 8,348 | 0.28% | 7q | -2.1%-$10.4K |
| Ifrah Financial Services, Inc. | $483.5K | 8,267 | 0.12% | 15q | -0.6%-$2.8K |
| Atria Investments, Inc | $470.7K | 8,047 | 0.00% | 14q | -94.6%-$8.3M |
| BFC Planning, Inc. | $464.4K | 7,939 | 0.02% | 7q | HELD |
| FIDUCIARY FINANCIAL ADVISORS | $454.7K | 7,775 | 0.05% | new | NEW |
| Main Street Financial Solutions, LLC | $450.4K | 7,700 | 0.03% | 11q | HELD |
| Crusonia Wealth Advisors LLC | $442.6K | 7,567 | 0.07% | 3q | HELD |
| Advisory Services Network, LLC | $426.7K | 7,295 | 0.00% | 12q | -3.2%-$14.0K |
| Meridian Wealth Management, LLC | $426.2K | 7,287 | 0.01% | 3q | HELD |
| Wealthspire Retirement, LLC | $414.3K | 7,084 | 0.02% | 15q | HELD |
| Pinnacle Wealth Management Group, Inc. | $409.1K | 6,995 | 0.19% | 3q | HELD |
| Signal Advisors Wealth, LLC | $405.2K | 6,927 | 0.02% | 9q | -62.9%-$686.4K |
| BEACON FINANCIAL GROUP | $404.5K | 6,916 | 0.04% | 19q | -4.7%-$20.1K |
| ForthRight Wealth Management, LLC | $400.1K | 6,840 | 0.10% | 15q | HELD |
| PARK AVENUE SECURITIES LLC | $398.0K | 6,807 | 0.00% | 5q | -4.2%-$17.3K |
| LANARK FINANCIAL, INC. | $395.3K | 6,759 | 0.03% | 12q | -26.7%-$143.7K |
| NORTHEAST PLANNING ASSOCIATES, INC. / NH / | $394.2K | 7,658 | 0.30% | 3q | -84.7%-$2.2M |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-10-27 | 13G/A | First Trust Portfolios L.P.with 2 co-filers | 71.2% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 46 | $57.8M | 961,416 | 1 | 7 | 17 | 0.0% |
| Q2 2026 | 156 | $263.4M | 4,533,363 | 11 | 23 | 67 | 0.0% |
| Q1 2026 | 162 | $295.7M | 5,562,245 | 11 | 32 | 59 | 0.0% |
| Q4 2025 | 165 | $310.9M | 5,699,084 | 32 | 56 | 45 | 0.0% |
| Q3 2025 | 137 | $202.8M | 3,870,031 | 7 | 14 | 61 | 0.0% |
| Q2 2025 | 149 | $269.8M | 5,424,890 | 16 | 29 | 52 | 0.0% |
| Q1 2025 | 141 | $224.8M | 4,841,933 | 10 | 29 | 49 | 0.0% |
| Q4 2024 | 153 | $316.1M | 6,633,522 | 38 | 56 | 26 | 0.0% |
| Q3 2024 | 114 | $205.9M | 4,371,527 | 6 | 17 | 51 | 0.0% |
| Q2 2024 | 112 | $234.4M | 5,101,844 | 13 | 16 | 48 | 0.0% |
| Q1 2024 | 106 | $240.7M | 5,392,729 | 5 | 19 | 47 | 0.0% |
| Q4 2023 | 114 | $235.1M | 5,528,710 | 23 | 41 | 32 | 0.0% |
| Q3 2023 | 92 | $168.9M | 4,346,735 | 7 | 14 | 40 | 0.0% |
| Q2 2023 | 94 | $166.9M | 4,149,996 | 7 | 17 | 41 | 0.0% |
| Q1 2023 | 98 | $177.7M | 4,733,697 | 16 | 18 | 34 | 0.0% |
| Q4 2022 | 92 | $212.3M | 6,530,628 | 30 | 30 | 22 | 0.0% |
| Q3 2022 | 74 | $8.2B | 249,031,845 | 3 | 16 | 24 | 0.0% |
| Q2 2022 | 81 | $8.4B | 246,303,616 | 10 | 24 | 24 | 0.0% |
| Q1 2022 | 81 | $5.4B | 141,548,524 | 18 | 21 | 27 | 0.0% |
| Q4 2021 | 74 | $4.3B | 111,425,135 | 29 | 24 | 11 | 0.0% |
| Q3 2021 | 44 | $257.0M | 6,748,005 | 8 | 5 | 22 | 0.0% |
| Q2 2021 | 41 | $883.7M | 23,395,775 | 3 | 10 | 20 | 0.0% |
| Q1 2021 | 50 | $1.3B | 35,550,514 | 8 | 14 | 16 | 0.0% |
| Q4 2020 | 45 | $1.3B | 37,391,708 | 15 | 12 | 5 | 0.0% |
| Q3 2020 | 34 | $398.4M | 12,238,413 | 4 | 11 | 8 | 0.0% |
| Q2 2020 | 32 | $730.3M | 23,793,818 | 14 | 6 | 2 | 0.0% |
| Q1 2020 | 21 | $74.8M | 2,743,161 | 13 | 2 | 1 | 0.0% |
| Q4 2019 | 10 | $58.6M | 1,876,084 | 8 | 0 | 0 | 0.0% |
| Q3 2019 | 1 | $34.0K | 906 | 0 | 0 | 0 | 0.0% |
| Q2 2019 | 1 | $34.0K | 906 | 0 | 0 | 0 | 0.0% |
| Q1 2019 | 1 | $34.0K | 906 | 1 | 0 | 0 | 0.0% |