DaveManuel.com · Institutional Ownership · Who Owns It
FIRST TR EXCHANGE-TRADED ALP (FNX)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
213
Reporting holders
$947.9M
Reported value
0.0%
Calls
0.0%
Puts
+4
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $162.7M | 1,111,571 | 0.01% | 35q | +2.8%+$4.4M |
| LPL Financial LLC | $152.3M | 1,040,651 | 0.03% | 31q | +8.1%+$11.4M |
| WELLS FARGO & COMPANY/MN | $103.6M | 708,174 | 0.02% | 31q | -1.6%-$1.7M |
| RAYMOND JAMES FINANCIAL INC | $64.1M | 438,102 | 0.02% | 7q | -0.8%-$505.3K |
| ROYAL BANK OF CANADA | $43.3M | 295,647 | 0.01% | 31q | +7.9%+$3.2M |
| Cetera Investment Advisers | $30.7M | 209,531 | 0.03% | 31q | +5.8%+$1.7M |
| BANK OF AMERICA CORP /DE/ | $30.5M | 208,405 | 0.00% | 31q | +1.4%+$415.3K |
| UBS Group AG | $29.1M | 199,156 | 0.00% | 31q | -4.1%-$1.2M |
| Baird Financial Group, Inc. | $23.5M | 160,820 | 0.03% | 31q | +2.4%+$560.8K |
| Three Cord True Wealth Management, LLC | $21.2M | 144,922 | 10.09% | 7q | +6.0%+$1.2M |
| HighTower Advisors, LLC | $17.7M | 121,039 | 0.02% | 31q | HELD |
| STIFEL FINANCIAL CORP | $13.1M | 89,452 | 0.01% | 31q | -1.6%-$215.6K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $11.6M | 79,122 | 0.01% | 31q | +3.6%+$400.0K |
| Per Stirling Capital Management, LLC. | $11.6M | 78,951 | 1.10% | 15q | +2.7%+$307.3K |
| Kestra Advisory Services, LLC | $10.7M | 73,328 | 0.03% | 24q | -0.8%-$88.0K |
| PERRYMAN FINANCIAL ADVISORY INC /AD | $10.4M | 71,100 | 1.38% | 3q | +1.3%+$130.5K |
| COMMONWEALTH EQUITY SERVICES, LLC | $10.0M | 68,565 | 0.01% | 31q | +1.7%+$163.3K |
| Cambridge Investment Research Advisors, Inc. | $9.9M | 67,339 | 0.01% | 31q | +98.5%+$4.9M |
| Chicago Partners Investment Group LLC | $8.5M | 59,338 | 0.17% | 31q | -1.2%-$103.9K |
| OSAIC HOLDINGS, INC. | $7.6M | 52,136 | 0.01% | 26q | -3.6%-$285.3K |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $6.9M | 47,086 | 0.08% | 24q | +1.0%+$69.1K |
| Sanctuary Advisors, LLC | $6.6M | 45,154 | 0.03% | 9q | +4.5%+$287.3K |
| D.A. DAVIDSON & CO. | $6.5M | 44,427 | 0.04% | 31q | HELD |
| ENVESTNET ASSET MANAGEMENT INC | $5.9M | 40,474 | 0.00% | 31q | +6.4%+$358.4K |
| Stratos Wealth Partners, LTD. | $5.8M | 39,903 | 0.06% | 25q | HELD |
| &PARTNERS | $5.7M | 39,538 | 0.02% | 8q | +142.4%+$3.4M |
| Western Wealth Management, LLC | $5.7M | 38,903 | 0.19% | 26q | +3.2%+$177.1K |
| BENJAMIN EDWARDS INC | $5.1M | 34,934 | 0.05% | 8q | +65.8%+$2.0M |
| Private Advisor Group, LLC | $5.1M | 34,552 | 0.02% | 31q | +30.8%+$1.2M |
| Janney Montgomery Scott LLC | $4.7M | 32,341 | 0.01% | 31q | -3.2%-$157.0K |
| HARBOUR INVESTMENTS, INC. | $4.0M | 27,423 | 0.05% | 21q | +6.4%+$241.2K |
| Prospera Financial Services Inc | $3.8M | 25,645 | 0.05% | 23q | -8.6%-$351.2K |
| Proactive Wealth Strategies LLC | $3.3M | 22,633 | 0.53% | 8q | HELD |
| FSM Wealth Advisors, LLC | $3.3M | 22,274 | 0.35% | 5q | -4.5%-$153.4K |
| Solutions 4 Wealth, Ltd | $3.2M | 21,656 | 4.09% | 11q | -2.7%-$86.5K |
| Lakeridge Wealth Management LLC | $3.2M | 21,583 | 1.16% | 11q | -17.6%-$673.2K |
| Snowden Capital Advisors LLC | $2.9M | 19,808 | 0.07% | 42q | -2.4%-$71.0K |
| CITIZENS FINANCIAL GROUP INC/RI | $2.7M | 18,282 | 0.03% | 16q | HELD |
| TRUIST FINANCIAL CORP | $2.6M | 18,051 | 0.00% | 27q | -2.6%-$71.6K |
| Perigon Wealth Management, LLC | $2.5M | 16,915 | 0.04% | 20q | HELD |
| Rockefeller Capital Management L.P. | $2.5M | 16,861 | 0.00% | 4q | -1.1%-$28.1K |
| FWG Holdings, LLC | $2.4M | 16,658 | 0.83% | 14q | -2.4%-$59.2K |
| FIFTH THIRD BANCORP | $2.4M | 16,272 | 0.00% | 2q | +1.6%+$36.7K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $2.4M | 16,587 | 0.00% | 12q | -11.7%-$313.0K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $2.3M | 15,974 | 0.00% | 20q | +28.5%+$518.1K |
| Bedel Financial Consulting, Inc. | $2.3M | 15,700 | 0.22% | 31q | HELD |
| OPPENHEIMER & CO INC | $2.2M | 14,994 | 0.02% | 31q | HELD |
| JONES FINANCIAL COMPANIES LLLP | $2.2M | 15,078 | 0.00% | 10q | +8.1%+$163.0K |
| COZAD ASSET MANAGEMENT INC | $1.8M | 12,268 | 0.12% | 25q | HELD |
| Purus Wealth Management, LLC | $1.8M | 12,249 | 0.49% | 3q | +73.2%+$757.8K |
| Kaydan Wealth Management, Inc. | $1.8M | 12,109 | 0.54% | 19q | +1.0%+$17.3K |
| Creative Planning | $1.8M | 11,983 | 0.00% | 15q | HELD |
| STEPHENS INC /AR/ | $1.6M | 10,790 | 0.02% | 31q | HELD |
| DHJJ Financial Advisors, Ltd. | $1.5M | 10,513 | 0.44% | 23q | HELD |
| NewEdge Advisors, LLC | $1.5M | 10,439 | 0.00% | 17q | -6.4%-$104.9K |
| PARK NATIONAL CORP /OH/ | $1.5M | 10,099 | 0.04% | 31q | -0.8%-$12.4K |
| Triumph Capital Management | $1.5M | 9,945 | 0.26% | 4q | +5.3%+$73.8K |
| AssuredPartners Investment Advisors, LLC | $1.4M | 9,568 | 0.14% | 7q | -5.8%-$86.9K |
| LVZ, Inc. | $1.4M | 9,265 | 0.14% | 38q | -5.1%-$73.3K |
| Equitable Holdings, Inc. | $1.3M | 9,138 | 0.01% | 23q | +0.6%+$7.8K |
| J.W. COLE ADVISORS, INC. | $1.3M | 9,112 | 0.02% | 5q | -6.4%-$91.9K |
| Keystone Financial Group | $1.3M | 9,079 | 0.08% | new | NEW |
| Pacific Sun Financial Corp | $1.3M | 8,544 | 0.52% | 25q | -6.2%-$82.0K |
| Sterling Investment Advisors, Ltd. | $1.2M | 8,445 | 0.21% | 31q | -5.6%-$73.2K |
| Keystone Wealth Services, LLC | $1.2M | 8,123 | 0.22% | 2q | HELD |
| MML INVESTORS SERVICES, LLC | $1.2M | 8,074 | 0.00% | 19q | +3.6%+$41.3K |
| FMR LLC | $1.1M | 7,178 | 0.00% | 24q | +32.3%+$256.3K |
| United Advisor Group, LLC | $1.0M | 7,164 | 0.11% | 10q | HELD |
| Southland Equity Partners LLC | $999.3K | 6,828 | 0.18% | 23q | -1.1%-$11.3K |
| Catalyst Investment Management LLC | $975.8K | 6,668 | 0.89% | 3q | HELD |
| GTS SECURITIES LLC | $975.7K | 6,667 | 0.02% | 9q | -58.9%-$1.4M |
| BELLEVUE ASSET MANAGEMENT, LLC | $882.5K | 6,029 | 0.41% | 27q | -4.7%-$43.5K |
| Rathbones Group PLC | $795.2K | 5,434 | 0.00% | 24q | -47.9%-$732.3K |
| Steward Partners Investment Advisory, LLC | $787.8K | 5,383 | 0.00% | 31q | HELD |
| Bensler, LLC | $784.6K | 5,361 | 0.07% | 5q | +4.9%+$36.4K |
| FLOW TRADERS U.S. LLC | $699.0K | 4,778 | 0.03% | new | NEW |
| Three Seasons Wealth, LLC | $693.1K | 4,736 | 0.06% | 12q | HELD |
| B. Riley Wealth Advisors, Inc. | $685.6K | 4,705 | 0.04% | 23q | -5.0%-$36.1K |
| IHT Wealth Management, LLC | $669.5K | 4,574 | 0.01% | 25q | HELD |
| US BANCORP \DE\ | $660.2K | 4,511 | 0.00% | 31q | HELD |
| Higgins & Schmidt Wealth Strategies LLC | $657.5K | 4,493 | 0.27% | 11q | -2.9%-$19.8K |
| WORLD EQUITY GROUP, INC. | $634.3K | 4,334 | 0.14% | 11q | +11.9%+$67.6K |
| Sigma Planning Corp | $540.0K | 3,690 | 0.01% | 10q | +1.7%+$8.9K |
| Moors & Cabot, Inc. | $524.4K | 3,583 | 0.02% | 15q | HELD |
| KPP Advisory Services LLC | $506.8K | 3,463 | 0.06% | 10q | HELD |
| Belpointe Asset Management LLC | $498.6K | 3,407 | 0.02% | 12q | +1.7%+$8.2K |
| Hilton Head Capital Partners, LLC | $497.0K | 3,396 | 0.25% | 3q | -20.3%-$126.3K |
| Farther Finance Advisors, LLC | $495.5K | 3,386 | 0.00% | 15q | -4.2%-$21.8K |
| TCFG Investment Advisors, LLC | $494.9K | 3,382 | 0.17% | 2q | HELD |
| Mariner, LLC | $474.3K | 3,241 | 0.00% | 8q | HELD |
| National Wealth Management Group, LLC | $473.1K | 3,233 | 0.15% | 16q | -4.0%-$19.6K |
| GREAT VALLEY ADVISOR GROUP, INC. | $473.0K | 3,230 | 0.01% | 25q | HELD |
| Geneos Wealth Management Inc. | $467.0K | 3,191 | 0.01% | 42q | HELD |
| Morey & Quinn Wealth Partners, LLC | $456.6K | 3,120 | 0.29% | 7q | +12.3%+$50.1K |
| Element Wealth, LLC | $440.6K | 3,011 | 0.16% | 27q | HELD |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $424.4K | 2,900 | 0.05% | 13q | HELD |
| Park Edge Advisors, LLC | $422.8K | 2,889 | 0.09% | 15q | HELD |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | $418.4K | 2,859 | 0.02% | 25q | HELD |
| PRIVATE TRUST CO NA | $403.0K | 2,754 | 0.03% | 17q | +2.5%+$10.0K |
| Quantum Private Wealth, LLC | $401.1K | 2,741 | 0.10% | 19q | HELD |
Showing the largest 100 of 213 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 67 | $69.4M | 512,026 | 4 | 14 | 21 | 0.0% |
| Q2 2026 | 213 | $947.9M | 6,477,877 | 17 | 44 | 61 | 0.0% |
| Q1 2026 | 209 | $813.9M | 6,341,862 | 22 | 52 | 54 | 0.0% |
| Q4 2025 | 197 | $778.9M | 6,180,000 | 10 | 41 | 61 | 0.0% |
| Q3 2025 | 190 | $770.4M | 6,151,713 | 14 | 33 | 68 | 0.0% |
| Q2 2025 | 191 | $768.7M | 6,689,042 | 22 | 34 | 76 | 0.0% |
| Q1 2025 | 182 | $732.2M | 6,720,932 | 6 | 35 | 71 | 0.0% |
| Q4 2024 | 194 | $820.4M | 7,083,588 | 14 | 42 | 59 | 0.0% |
| Q3 2024 | 180 | $793.6M | 6,771,247 | 10 | 51 | 49 | 0.0% |
| Q2 2024 | 182 | $739.6M | 6,807,066 | 16 | 43 | 59 | 0.0% |
| Q1 2024 | 170 | $1.1B | 9,376,785 | 14 | 42 | 64 | 0.0% |
| Q4 2023 | 173 | $845.2M | 8,094,811 | 17 | 35 | 73 | 0.0% |
| Q3 2023 | 161 | $661.5M | 7,189,190 | 17 | 51 | 43 | 0.0% |
| Q2 2023 | 158 | $644.6M | 6,691,074 | 13 | 46 | 62 | 0.0% |
| Q1 2023 | 161 | $604.7M | 6,725,800 | 10 | 56 | 60 | 0.0% |
| Q4 2022 | 164 | $594.7M | 6,813,486 | 24 | 51 | 50 | 0.0% |
| Q3 2022 | 147 | $3.9B | 48,795,192 | 14 | 46 | 44 | 0.0% |
| Q2 2022 | 142 | $4.0B | 48,014,098 | 11 | 50 | 39 | 0.0% |
| Q1 2022 | 153 | $6.2B | 63,147,535 | 14 | 51 | 39 | 0.0% |
| Q4 2021 | 161 | $6.4B | 62,457,199 | 20 | 51 | 42 | 0.0% |
| Q3 2021 | 139 | $6.1B | 62,406,292 | 9 | 51 | 34 | 0.0% |
| Q2 2021 | 142 | $6.0B | 59,634,292 | 24 | 59 | 28 | 0.0% |
| Q1 2021 | 124 | $4.7B | 50,622,809 | 21 | 39 | 41 | 0.0% |
| Q4 2020 | 112 | $4.6B | 54,840,537 | 11 | 26 | 37 | 0.0% |
| Q3 2020 | 96 | $3.3B | 50,697,496 | 5 | 19 | 42 | 0.0% |
| Q2 2020 | 100 | $3.5B | 55,438,289 | 12 | 23 | 45 | 0.0% |
| Q1 2020 | 101 | $2.9B | 60,253,861 | 5 | 23 | 55 | 0.0% |
| Q4 2019 | 127 | $4.8B | 66,436,521 | 12 | 33 | 41 | 0.0% |
| Q3 2019 | 108 | $4.6B | 67,590,137 | 3 | 25 | 49 | 0.0% |
| Q2 2019 | 111 | $5.3B | 77,745,645 | 10 | 38 | 38 | 0.0% |
| Q1 2019 | 115 | $4.4B | 64,943,887 | 11 | 47 | 29 | 0.0% |
| Q4 2018 | 111 | $3.6B | 61,637,390 | 1 | 4 | 3 | 0.0% |