DaveManuel.com · Institutional Ownership · Who Owns It
FIRST TR EXCHANGE-TRADED ALP (FNY)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
128
Reporting holders
$452.9M
Reported value
0.0%
Calls
0.0%
Puts
+5
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| LPL Financial LLC | $100.6M | 907,423 | 0.02% | 31q | +11.4%+$10.3M |
| MORGAN STANLEY | $53.8M | 485,370 | 0.00% | 35q | +18.2%+$8.3M |
| WELLS FARGO & COMPANY/MN | $53.5M | 482,443 | 0.01% | 31q | -19.9%-$13.3M |
| &PARTNERS | $22.6M | 197,544 | 0.09% | 8q | +30.4%+$5.3M |
| Cetera Investment Advisers | $20.9M | 188,546 | 0.02% | 31q | +6.5%+$1.3M |
| NewEdge Advisors, LLC | $20.3M | 182,925 | 0.06% | 13q | -36.6%-$11.7M |
| UBS Group AG | $14.4M | 130,332 | 0.00% | 31q | -1.7%-$249.1K |
| ENVESTNET ASSET MANAGEMENT INC | $12.6M | 113,923 | 0.00% | 31q | +4.7%+$567.2K |
| RAYMOND JAMES FINANCIAL INC | $10.7M | 96,560 | 0.00% | 7q | -52.5%-$11.8M |
| OSAIC HOLDINGS, INC. | $8.3M | 74,422 | 0.01% | 26q | +7.5%+$576.6K |
| Cambridge Investment Research Advisors, Inc. | $7.6M | 68,534 | 0.01% | 31q | -49.3%-$7.4M |
| ROYAL BANK OF CANADA | $6.0M | 54,340 | 0.00% | 31q | +7.0%+$394.2K |
| GOLDMAN SACHS GROUP INC | $5.5M | 50,000 | 0.00% | 25q | HELD |
| Janney Montgomery Scott LLC | $5.3M | 47,486 | 0.01% | 31q | +0.6%+$31.3K |
| Kingsview Wealth Management, LLC | $5.1M | 46,077 | 0.06% | 25q | +10.2%+$473.3K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $4.9M | 43,805 | 0.00% | 23q | +8.9%+$396.3K |
| Steward Partners Investment Advisory, LLC | $4.7M | 42,023 | 0.02% | 29q | +15.8%+$636.9K |
| Equitable Holdings, Inc. | $4.6M | 41,242 | 0.03% | 27q | +59.5%+$1.7M |
| FIRST TRUST ADVISORS LP | $4.5M | 40,709 | 0.00% | new | NEW |
| Private Advisor Group, LLC | $4.4M | 40,029 | 0.02% | 30q | +3.6%+$154.5K |
| Kestra Advisory Services, LLC | $4.3M | 38,521 | 0.01% | 24q | -0.6%-$27.7K |
| Wealth Management Partners, LLC | $4.1M | 36,714 | 0.96% | 12q | +0.9%+$34.7K |
| CITADEL ADVISORS LLC | $3.9M | 34,999 | 0.00% | new | NEW |
| KCM INVESTMENT ADVISORS LLC | $3.7M | 33,223 | 0.11% | 31q | -7.2%-$285.4K |
| Anderson Financial Strategies, LLC | $3.2M | 30,550 | 1.68% | 2q | -4.3%-$145.6K |
| JONES FINANCIAL COMPANIES LLLP | $2.7M | 25,248 | 0.00% | 9q | +8.5%+$215.6K |
| WIN ADVISORS, INC | $2.5M | 22,440 | 0.89% | new | NEW |
| BARNES PETTEY FINANCIAL ADVISORS, LLC | $2.4M | 21,630 | 0.75% | 2q | +51.8%+$818.7K |
| Global Retirement Partners, LLC | $2.4M | 21,399 | 0.04% | 16q | -4.1%-$102.3K |
| COMMONWEALTH EQUITY SERVICES, LLC | $2.3M | 20,313 | 0.00% | 31q | +1.9%+$41.0K |
| CRUX WEALTH ADVISORS | $2.1M | 19,143 | 0.74% | 3q | +0.7%+$15.4K |
| Empirical Asset Management, LLC | $2.1M | 18,745 | 0.47% | 4q | +4.4%+$88.3K |
| Sylvest Advisors, LLC | $2.1M | 18,508 | 0.92% | 7q | -1.5%-$31.6K |
| MTM Investment Management, LLC | $1.9M | 17,586 | 0.56% | 23q | HELD |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $1.9M | 18,469 | 0.00% | 12q | -1.2%-$23.5K |
| CARY STREET PARTNERS FINANCIAL LLC | $1.9M | 16,931 | 0.04% | new | NEW |
| Worthington Financial Partners, LLC | $1.9M | 16,926 | 1.55% | 3q | HELD |
| HARBOUR INVESTMENTS, INC. | $1.3M | 12,049 | 0.02% | 21q | +234.8%+$936.7K |
| FIFTH THIRD BANCORP | $1.3M | 11,434 | 0.00% | 2q | HELD |
| AssuredPartners Investment Advisors, LLC | $1.2M | 11,245 | 0.12% | 7q | HELD |
| Stratos Wealth Partners, LTD. | $1.2M | 10,477 | 0.01% | 31q | HELD |
| PCG Wealth Advisors, LLC | $1.0M | 9,408 | 0.23% | 10q | +3.8%+$38.2K |
| IFP Advisors, Inc | $1.0M | 9,164 | 0.02% | 39q | +4.3%+$41.5K |
| Rockefeller Capital Management L.P. | $993.0K | 8,957 | 0.00% | 4q | +32.1%+$241.4K |
| GREAT VALLEY ADVISOR GROUP, INC. | $925.1K | 8,349 | 0.01% | 25q | HELD |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $909.7K | 8,206 | 0.00% | 4q | +212.5%+$618.6K |
| Baird Financial Group, Inc. | $883.2K | 7,967 | 0.00% | 26q | -2.3%-$20.6K |
| Dominguez Wealth Management Solutions, Inc. | $834.6K | 7,529 | 0.46% | 15q | HELD |
| Transamerica Financial Advisors, LLC | $825.7K | 7,448 | 0.07% | 17q | +5764.6%+$811.7K |
| Proactive Wealth Strategies LLC | $803.9K | 7,252 | 0.13% | 3q | +28.4%+$178.0K |
| Stonebridge Financial Planning Group, LLC | $794.4K | 7,166 | 0.25% | 27q | HELD |
| Sigma Planning Corp | $781.7K | 7,052 | 0.02% | 29q | +9.6%+$68.3K |
| ARS Wealth Advisors Group, LLC | $780.4K | 7,040 | 0.06% | 17q | HELD |
| FOUNDERS FINANCIAL SECURITIES LLC | $765.6K | 6,906 | 0.04% | 3q | HELD |
| TRANSCEND CAPITAL ADVISORS, LLC | $748.2K | 6,750 | 0.05% | 6q | -1.5%-$11.1K |
| Geneos Wealth Management Inc. | $724.0K | 6,532 | 0.01% | 33q | -1.5%-$10.9K |
| World Investment Advisors | $708.5K | 7,830 | 0.01% | 7q | HELD |
| Purus Wealth Management, LLC | $701.4K | 6,327 | 0.19% | 23q | -12.7%-$102.0K |
| Creative Planning | $683.6K | 6,167 | 0.00% | 6q | -1.4%-$9.4K |
| MML INVESTORS SERVICES, LLC | $676.5K | 6,102 | 0.00% | 31q | -11.3%-$85.8K |
| Pine Valley Investments Ltd Liability Co | $665.4K | 6,002 | 0.03% | 13q | +4.1%+$26.2K |
| STIFEL FINANCIAL CORP | $637.1K | 5,747 | 0.00% | 31q | -3.7%-$24.6K |
| BENJAMIN EDWARDS INC | $628.7K | 5,641 | 0.01% | 8q | -2.3%-$15.0K |
| Mariner, LLC | $628.5K | 5,670 | 0.00% | 19q | HELD |
| Sanctuary Advisors, LLC | $616.6K | 5,562 | 0.00% | 9q | HELD |
| Beacon Pointe Advisors, LLC | $609.7K | 5,500 | 0.00% | 2q | HELD |
| MERCER GLOBAL ADVISORS INC /ADV | $609.5K | 5,498 | 0.00% | 2q | -52.5%-$674.9K |
| GTS SECURITIES LLC | $605.5K | 5,462 | 0.01% | 6q | -44.3%-$481.4K |
| Cornerstone Wealth Management, LLC | $597.9K | 5,394 | 0.03% | 30q | -4.8%-$30.0K |
| Element Wealth, LLC | $536.1K | 4,836 | 0.20% | 27q | HELD |
| BostonPremier Wealth LLC | $508.7K | 4,589 | 0.22% | 7q | -1.0%-$5.3K |
| Thrivent Financial for Lutherans | $506.0K | 4,561 | 0.00% | 27q | HELD |
| Wealthcare Advisory Partners LLC | $495.8K | 4,473 | 0.01% | new | NEW |
| Clear Point Advisors Inc. | $495.7K | 4,471 | 0.44% | new | NEW |
| D.A. DAVIDSON & CO. | $471.2K | 4,251 | 0.00% | 31q | -74.8%-$1.4M |
| Keystone Wealth Services, LLC | $465.4K | 4,198 | 0.09% | 19q | HELD |
| Pinnacle Financial Partners, Inc. | $439.0K | 3,960 | 0.00% | 3q | -26.4%-$157.9K |
| KEYBANK NATIONAL ASSOCIATION/OH | $435.2K | 3,926 | 0.00% | 6q | HELD |
| Gateway Wealth Partners, LLC | $395.2K | 3,565 | 0.02% | 9q | -48.0%-$364.4K |
| J.W. COLE ADVISORS, INC. | $366.0K | 3,302 | 0.01% | 4q | -4.9%-$18.7K |
| PRIVATE TRUST CO NA | $359.3K | 3,241 | 0.03% | 9q | +6.4%+$21.5K |
| PFG Investments, LLC | $328.7K | 2,965 | 0.01% | 3q | HELD |
| Sound Income Strategies, LLC | $327.0K | 2,950 | 0.01% | 3q | HELD |
| CARLSON FINANCIAL, INC. | $322.8K | 2,909 | 0.16% | 3q | +1.5%+$4.9K |
| TRUIST FINANCIAL CORP | $314.4K | 2,836 | 0.00% | 7q | -1.4%-$4.4K |
| Advisor OS, LLC | $293.8K | 2,650 | 0.02% | 2q | HELD |
| 1776 Wealth LLC | $292.9K | 2,642 | 0.10% | 15q | HELD |
| OPPENHEIMER & CO INC | $288.4K | 2,602 | 0.00% | 5q | HELD |
| Venture Visionary Partners LLC | $288.2K | 2,600 | 0.01% | 11q | -7.1%-$22.2K |
| Mutual Advisors, LLC | $259.8K | 2,343 | 0.00% | 15q | -17.3%-$54.3K |
| Koshinski Asset Management, Inc. | $245.0K | 2,210 | 0.01% | 5q | -1.3%-$3.3K |
| JPMORGAN CHASE & CO | $234.2K | 2,138 | 0.00% | 15q | +3.0%+$6.8K |
| Founders Financial Alliance, LLC | $232.4K | 2,096 | 0.03% | 2q | HELD |
| Ashton Thomas Private Wealth, LLC | $218.7K | 1,973 | 0.00% | 11q | -9.7%-$23.5K |
| LEVEL FOUR ADVISORY SERVICES, LLC | $215.5K | 1,943 | 0.01% | new | NEW |
| IHT Wealth Management, LLC | $209.3K | 1,888 | 0.00% | 7q | -24.4%-$67.4K |
| Advisory Services Network, LLC | $207.5K | 1,872 | 0.00% | 2q | +3127.6%+$201.1K |
| NICOLET BANKSHARES INC | $207.3K | 1,925 | 0.01% | new | NEW |
| MPWM ADVISORY SOLUTIONS, LLC | $193.7K | 1,747 | 0.09% | 7q | +81.0%+$86.7K |
| BlackRock, Inc. | $133.0K | 1,200 | 0.00% | 3q | HELD |
Showing the largest 100 of 128 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 27 | $19.1M | 193,070 | 1 | 2 | 9 | 0.0% |
| Q2 2026 | 128 | $452.9M | 4,082,827 | 14 | 36 | 38 | 0.0% |
| Q1 2026 | 123 | $369.3M | 4,076,140 | 16 | 33 | 37 | 0.0% |
| Q4 2025 | 121 | $347.4M | 3,807,957 | 14 | 30 | 34 | 0.0% |
| Q3 2025 | 107 | $333.7M | 3,645,365 | 13 | 31 | 35 | 0.0% |
| Q2 2025 | 100 | $281.2M | 3,409,828 | 7 | 23 | 38 | 0.0% |
| Q1 2025 | 101 | $274.7M | 3,669,303 | 15 | 34 | 30 | 0.0% |
| Q4 2024 | 104 | $269.0M | 3,355,657 | 12 | 29 | 28 | 0.1% |
| Q3 2024 | 96 | $258.8M | 3,246,396 | 7 | 20 | 36 | 0.1% |
| Q2 2024 | 96 | $239.6M | 3,252,389 | 8 | 22 | 27 | 0.1% |
| Q1 2024 | 91 | $285.8M | 3,776,456 | 7 | 31 | 28 | 0.1% |
| Q4 2023 | 90 | $238.2M | 3,494,286 | 12 | 24 | 27 | 0.1% |
| Q3 2023 | 83 | $165.0M | 2,719,972 | 7 | 23 | 26 | 0.1% |
| Q2 2023 | 83 | $167.4M | 2,582,373 | 6 | 17 | 36 | 0.1% |
| Q1 2023 | 79 | $154.8M | 2,604,457 | 6 | 22 | 30 | 0.0% |
| Q4 2022 | 82 | $147.4M | 2,660,842 | 6 | 21 | 34 | 0.0% |
| Q3 2022 | 83 | $429.5M | 8,032,001 | 4 | 16 | 39 | 0.0% |
| Q2 2022 | 91 | $577.1M | 10,559,537 | 7 | 14 | 53 | 0.0% |
| Q1 2022 | 91 | $1.1B | 16,566,927 | 6 | 24 | 37 | 0.0% |
| Q4 2021 | 113 | $1.4B | 19,229,955 | 9 | 31 | 40 | 0.0% |
| Q3 2021 | 101 | $769.6M | 10,701,144 | 14 | 32 | 33 | 0.0% |
| Q2 2021 | 97 | $301.1M | 3,996,888 | 12 | 21 | 46 | 0.0% |
| Q1 2021 | 105 | $602.4M | 8,859,060 | 13 | 35 | 40 | 0.0% |
| Q4 2020 | 112 | $1.1B | 16,992,085 | 14 | 35 | 38 | 0.0% |
| Q3 2020 | 94 | $4.1B | 76,182,853 | 11 | 28 | 36 | 0.0% |
| Q2 2020 | 88 | $1.6B | 32,662,581 | 20 | 23 | 32 | 0.0% |
| Q1 2020 | 75 | $1.2B | 32,228,329 | 12 | 31 | 24 | 0.0% |
| Q4 2019 | 85 | $697.0M | 14,556,964 | 12 | 26 | 29 | 0.0% |
| Q3 2019 | 73 | $516.1M | 11,601,393 | 19 | 28 | 20 | 0.0% |
| Q2 2019 | 56 | $160.1M | 3,537,601 | 10 | 28 | 16 | 0.0% |
| Q1 2019 | 54 | $161.3M | 3,733,833 | 8 | 22 | 17 | 0.0% |
| Q4 2018 | 54 | $133.6M | 3,688,475 | 2 | 4 | 2 | 0.0% |