DaveManuel.com · Institutional Ownership · Who Owns It
FIRST TR EXCHNG TRADED FD VI (FOCT)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
145
Reporting holders
$223.4M
Reported value
0.0%
Calls
0.0%
Puts
+6
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| ENVESTNET ASSET MANAGEMENT INC | $26.6M | 508,794 | 0.01% | 19q | -41.8%-$19.1M |
| RAYMOND JAMES FINANCIAL INC | $18.2M | 347,206 | 0.00% | 7q | -1.8%-$325.3K |
| ASSETMARK, INC | $16.4M | 313,660 | 0.03% | 9q | +6.2%+$963.6K |
| Bleakley Financial Group, LLC | $11.7M | 222,953 | 0.15% | 7q | -3.7%-$443.8K |
| OSAIC HOLDINGS, INC. | $10.1M | 193,909 | 0.01% | 23q | +6.7%+$634.3K |
| Cetera Investment Advisers | $9.1M | 174,244 | 0.01% | 15q | -50.7%-$9.4M |
| LPL Financial LLC | $7.7M | 147,109 | 0.00% | 15q | -19.7%-$1.9M |
| REAP Financial Group, LLC | $7.6M | 144,724 | 1.29% | 11q | HELD |
| COMMONWEALTH EQUITY SERVICES, LLC | $6.5M | 124,789 | 0.01% | 23q | -16.2%-$1.3M |
| MML INVESTORS SERVICES, LLC | $6.2M | 117,793 | 0.01% | 15q | +17.2%+$901.7K |
| Capital Analysts, LLC | $4.8M | 91,023 | 0.11% | 15q | -0.5%-$26.1K |
| Kestra Advisory Services, LLC | $4.3M | 82,954 | 0.01% | 23q | -22.6%-$1.3M |
| ACORN FINANCIAL ADVISORY SERVICES INC /ADV | $3.7M | 70,830 | 0.49% | 7q | HELD |
| HARBOUR INVESTMENTS, INC. | $3.1M | 58,447 | 0.04% | 21q | -12.7%-$444.8K |
| Valtinson Bruner Financial Planning LLC | $2.7M | 50,923 | 0.67% | 22q | -0.9%-$24.4K |
| FWG Investments, LLC. | $2.6M | 49,510 | 1.37% | 11q | -3.4%-$91.0K |
| Janney Montgomery Scott LLC | $2.5M | 47,045 | 0.00% | 11q | -0.8%-$19.2K |
| ROYAL BANK OF CANADA | $2.4M | 46,593 | 0.00% | 15q | -10.6%-$287.5K |
| SMART Wealth LLC | $2.4M | 46,405 | 0.52% | 10q | +19.9%+$402.8K |
| SOA Wealth Advisors, LLC. | $2.3M | 44,068 | 0.39% | 15q | HELD |
| TRUIST FINANCIAL CORP | $2.3M | 43,268 | 0.00% | 15q | -11.0%-$280.4K |
| FIDUCIARY FINANCIAL ADVISORS | $2.2M | 42,230 | 0.22% | new | NEW |
| Cambridge Investment Research Advisors, Inc. | $2.2M | 41,924 | 0.00% | 19q | -0.8%-$17.2K |
| Ameritas Advisory Services, LLC | $1.9M | 35,531 | 0.04% | 10q | +116.0%+$997.6K |
| FOUNDERS FINANCIAL SECURITIES LLC | $1.7M | 32,702 | 0.09% | 8q | +5.0%+$82.1K |
| McKinley Carter Wealth Services, Inc. | $1.7M | 32,116 | 0.09% | 23q | HELD |
| INSIGNEO ADVISORY SERVICES, LLC | $1.6M | 31,466 | 0.06% | 7q | HELD |
| Rockefeller Capital Management L.P. | $1.6M | 30,502 | 0.00% | 15q | -13.6%-$251.3K |
| Harvest Investment Services, LLC | $1.6M | 29,737 | 0.24% | 7q | -0.7%-$11.1K |
| Brookstone Capital Management | $1.5M | 29,531 | 0.02% | 11q | -22.1%-$438.7K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1.5M | 28,886 | 0.00% | 3q | -10.5%-$176.7K |
| Reflection Asset Management | $1.4M | 26,996 | 0.66% | 3q | -3.0%-$43.4K |
| Envestnet Portfolio Solutions, Inc. | $1.3M | 24,314 | 0.01% | 5q | -5.0%-$66.4K |
| SILVER OAK SECURITIES, INCORPORATED | $1.3M | 24,292 | 0.08% | 4q | HELD |
| CAPTRUST FINANCIAL ADVISORS | $1.3M | 23,987 | 0.00% | 14q | -10.1%-$141.2K |
| Keystone Wealth Services, LLC | $1.2M | 23,101 | 0.22% | 2q | HELD |
| Fragasso Financial Advisors Inc | $1.1M | 21,521 | 0.06% | 18q | HELD |
| Integrity Financial Corp /WA | $1.1M | 21,101 | 0.53% | 19q | -6.3%-$74.1K |
| CITADEL ADVISORS LLC | $1.1M | 20,715 | 0.00% | new | NEW |
| Archer Investment Corp | $1.0M | 20,070 | 0.10% | 23q | +100.0%+$524.7K |
| PNC Financial Services Group, Inc. | $1.0M | 19,727 | 0.00% | 9q | -2.8%-$29.8K |
| OLD MISSION CAPITAL LLC | $1.0M | 19,452 | 0.02% | new | NEW |
| AE Wealth Management LLC | $965.5K | 18,465 | 0.00% | 23q | -1.0%-$10.1K |
| RFG Advisory, LLC | $924.2K | 17,674 | 0.01% | 5q | +12.8%+$105.2K |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $895.1K | 17,118 | 0.01% | 15q | HELD |
| Steward Partners Investment Advisory, LLC | $891.3K | 17,046 | 0.00% | 15q | -1.6%-$14.6K |
| Ashton Thomas Private Wealth, LLC | $836.0K | 15,987 | 0.02% | 7q | +9.8%+$74.7K |
| CoreCap Advisors, LLC | $832.2K | 15,915 | 0.02% | 11q | +1.7%+$14.1K |
| Bison Wealth, LLC | $827.8K | 15,743 | 0.08% | 3q | HELD |
| Freedom Investment Management, Inc. | $823.0K | 15,740 | 0.23% | 4q | HELD |
| JPMORGAN CHASE & CO | $819.4K | 15,800 | 0.00% | 4q | +1169.1%+$754.8K |
| HRT FINANCIAL LP | $817.0K | 15,631 | 0.00% | new | NEW |
| STEPHENS INC /AR/ | $806.2K | 15,417 | 0.01% | 15q | HELD |
| Midwest Financial Network, LLC | $765.8K | 14,645 | 0.52% | 7q | -21.2%-$206.4K |
| Mutual Advisors, LLC | $741.6K | 14,183 | 0.01% | 8q | -5.2%-$40.8K |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $713.4K | 13,644 | 0.09% | 19q | -2.3%-$17.2K |
| TFB Advisors LLC | $685.2K | 13,104 | 0.30% | 9q | +50.1%+$228.8K |
| Tanglewood Legacy Advisors, LLC | $678.9K | 12,984 | 0.22% | 15q | HELD |
| Schulz Wealth, LTD. | $673.1K | 12,873 | 0.35% | 10q | HELD |
| Octavia Wealth Advisors, LLC | $654.8K | 12,523 | 0.06% | 15q | HELD |
| FSB PREMIER WEALTH MANAGEMENT, INC. | $633.6K | 12,118 | 0.18% | 19q | -0.6%-$3.8K |
| Strategic Blueprint, LLC | $602.2K | 11,517 | 0.03% | 11q | -53.7%-$697.4K |
| Pitti Group Wealth Management, LLC | $582.0K | 11,130 | 0.42% | 19q | -1.5%-$9.0K |
| Foundations Investment Advisors, LLC | $578.7K | 11,067 | 0.01% | 5q | -4.6%-$28.0K |
| Gallagher Fiduciary Advisors, LLC | $576.6K | 11,028 | 0.02% | 14q | -59.3%-$839.8K |
| Keating Financial Advisory Services, Inc. | $570.0K | 10,901 | 0.08% | 3q | -0.8%-$4.8K |
| GOLDMAN SACHS GROUP INC | $561.4K | 10,736 | 0.00% | new | NEW |
| OneDigital Investment Advisors LLC | $546.9K | 10,459 | 0.00% | 19q | -24.7%-$179.4K |
| Signal Advisors Wealth, LLC | $511.8K | 9,787 | 0.03% | 3q | -56.9%-$676.9K |
| MGO ONE SEVEN LLC | $510.7K | 9,767 | 0.01% | 15q | -29.1%-$209.3K |
| INTEGRITY ALLIANCE, LLC. | $506.4K | 9,685 | 0.02% | 3q | HELD |
| HighTower Advisors, LLC | $502.3K | 9,606 | 0.00% | 7q | -3.0%-$15.7K |
| Geneos Wealth Management Inc. | $487.9K | 9,330 | 0.01% | 3q | HELD |
| CreativeOne Wealth, LLC | $479.8K | 9,176 | 0.01% | 10q | -86.4%-$3.0M |
| NewEdge Advisors, LLC | $474.4K | 9,073 | 0.00% | 15q | -14.2%-$78.6K |
| LEIGH BALDWIN & CO., LLC | $474.0K | 9,065 | 0.26% | 7q | -25.2%-$159.5K |
| KINGSWOOD WEALTH ADVISORS, LLC | $463.9K | 8,872 | 0.02% | 7q | -3.9%-$18.9K |
| Concurrent Investment Advisors, LLC | $438.9K | 8,395 | 0.00% | 2q | -0.9%-$3.9K |
| Financial Life Planners | $431.3K | 8,249 | 0.28% | 7q | HELD |
| Meridian Wealth Management, LLC | $417.4K | 7,983 | 0.01% | 9q | HELD |
| Arkadios Wealth Advisors | $417.3K | 7,980 | 0.01% | 3q | HELD |
| PARK AVENUE SECURITIES LLC | $416.0K | 7,954 | 0.00% | 4q | -3.9%-$16.9K |
| Mariner, LLC | $401.3K | 7,675 | 0.00% | 16q | +10.4%+$37.9K |
| DHJJ Financial Advisors, Ltd. | $393.6K | 7,527 | 0.11% | 23q | HELD |
| Prosperity Consulting Group, LLC | $390.1K | 7,461 | 0.01% | 8q | HELD |
| LEGACY SOLUTIONS, LLC | $390.0K | 7,458 | 0.32% | 7q | HELD |
| Clear Creek Financial Management, LLC | $382.7K | 7,318 | 0.02% | 3q | -56.8%-$504.0K |
| J.W. COLE ADVISORS, INC. | $378.9K | 7,246 | 0.01% | new | NEW |
| Gerber Kawasaki Wealth & Investment Management | $377.8K | 7,225 | 0.01% | 11q | -3.3%-$12.8K |
| Accel Wealth Management | $366.0K | 7,000 | 0.08% | 3q | -40.8%-$252.6K |
| Sowell Financial Services LLC | $365.0K | 6,981 | 0.01% | 6q | -5.2%-$19.9K |
| IFP Advisors, Inc | $362.8K | 6,938 | 0.01% | 23q | -34.5%-$191.3K |
| WealthTrust Asset Management, LLC | $357.5K | 6,837 | 0.19% | 15q | HELD |
| Savvy Advisors, Inc. | $356.4K | 6,816 | 0.01% | 3q | HELD |
| GREAT VALLEY ADVISOR GROUP, INC. | $353.0K | 6,759 | 0.01% | new | NEW |
| Beacon Pointe Advisors, LLC | $352.0K | 6,731 | 0.00% | 10q | HELD |
| Glen Eagle Advisors, LLC | $351.9K | 6,730 | 0.04% | 15q | HELD |
| LANARK FINANCIAL, INC. | $350.1K | 6,696 | 0.02% | 12q | -3.3%-$11.8K |
| Sanctuary Advisors, LLC | $339.8K | 6,499 | 0.00% | 9q | HELD |
| Kovack Advisors, Inc. | $318.9K | 6,097 | 0.02% | 3q | +2.1%+$6.6K |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-10-27 | 13G/A | First Trust Portfolios L.P.with 2 co-filers | 74.6% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 42 | $39.1M | 721,637 | 0 | 6 | 15 | 0.0% |
| Q2 2026 | 145 | $223.4M | 4,272,297 | 17 | 16 | 65 | 0.0% |
| Q1 2026 | 139 | $251.3M | 5,263,059 | 8 | 31 | 58 | 0.0% |
| Q4 2025 | 146 | $271.1M | 5,533,498 | 34 | 56 | 26 | 0.0% |
| Q3 2025 | 114 | $181.8M | 3,835,484 | 8 | 15 | 50 | 0.0% |
| Q2 2025 | 117 | $248.5M | 5,553,482 | 12 | 29 | 34 | 0.0% |
| Q1 2025 | 121 | $194.2M | 4,678,853 | 8 | 29 | 44 | 0.0% |
| Q4 2024 | 130 | $232.5M | 5,453,323 | 28 | 42 | 19 | 0.0% |
| Q3 2024 | 94 | $103.4M | 2,448,468 | 6 | 12 | 40 | 0.0% |
| Q2 2024 | 98 | $134.4M | 3,235,161 | 11 | 13 | 31 | 0.0% |
| Q1 2024 | 96 | $150.4M | 3,707,606 | 9 | 16 | 34 | 0.0% |
| Q4 2023 | 97 | $162.0M | 4,165,012 | 23 | 32 | 20 | 0.0% |
| Q3 2023 | 75 | $71.3M | 1,953,097 | 6 | 9 | 35 | 0.0% |
| Q2 2023 | 83 | $100.9M | 2,856,004 | 6 | 5 | 39 | 0.6% |
| Q1 2023 | 86 | $150.7M | 4,301,705 | 11 | 10 | 40 | 0.0% |
| Q4 2022 | 86 | $154.8M | 4,695,242 | 42 | 20 | 15 | 0.0% |
| Q3 2022 | 50 | $1.6B | 51,140,254 | 7 | 6 | 16 | 0.0% |
| Q2 2022 | 51 | $1.9B | 61,317,696 | 7 | 11 | 13 | 0.0% |
| Q1 2022 | 54 | $328.7M | 9,417,306 | 13 | 16 | 9 | 0.0% |
| Q4 2021 | 49 | $3.3B | 92,977,576 | 21 | 11 | 4 | 0.0% |
| Q3 2021 | 24 | $1.8B | 51,528,560 | 5 | 2 | 9 | 0.0% |
| Q2 2021 | 30 | $2.3B | 67,276,867 | 2 | 6 | 10 | 0.0% |
| Q1 2021 | 31 | $2.4B | 72,055,413 | 8 | 3 | 8 | 0.0% |
| Q4 2020 | 27 | $2.4B | 74,748,161 | 23 | 0 | 0 | 0.0% |
| Q3 2020 | 1 | $2.2M | 65,965 | 0 | 0 | 0 | 0.0% |
| Q2 2020 | 1 | $2.2M | 65,965 | 0 | 0 | 0 | 0.0% |
| Q1 2020 | 1 | $2.2M | 65,965 | 0 | 0 | 0 | 0.0% |
| Q4 2019 | 1 | $2.2M | 65,965 | 0 | 0 | 0 | 0.0% |
| Q3 2019 | 1 | $2.2M | 65,965 | 0 | 0 | 0 | 0.0% |
| Q2 2019 | 1 | $2.2M | 65,965 | 0 | 0 | 0 | 0.0% |
| Q1 2019 | 1 | $2.2M | 65,965 | 1 | 0 | 0 | 0.0% |