FIRST TR EXCH TRD ALPHDX FD (FPA)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| FIRST TRUST ADVISORS LP | $63.4M | 1,185,499 | 0.04% | new | NEW |
| W1M Asset Management Ltd | $14.4M | 270,250 | 0.13% | 3q | +5.8%+$789.6K |
| &PARTNERS | $8.0M | 149,166 | 0.03% | new | NEW |
| Advisory Services Network, LLC | $4.3M | 79,829 | 0.05% | new | NEW |
| LPL Financial LLC | $2.7M | 50,015 | 0.00% | 6q | -6.4%-$183.4K |
| Rathbones Group PLC | $2.4M | 45,737 | 0.01% | 31q | -45.8%-$2.1M |
| JANE STREET GROUP, LLC | $2.4M | 44,056 | 0.00% | 2q | +704.8%+$2.1M |
| RPg Family Wealth Advisory, LLC | $2.0M | 37,444 | 0.19% | 9q | +96.1%+$982.0K |
| RAYMOND JAMES FINANCIAL INC | $1.3M | 23,655 | 0.00% | new | NEW |
| Dunhill Financial, LLC | $1.2M | 22,827 | 0.25% | 2q | -26.5%-$441.0K |
| Farther Finance Advisors, LLC | $1.1M | 21,233 | 0.01% | 6q | -2.1%-$24.0K |
| Risk Paradigm Group, LLC | $954.7K | 17,838 | 0.75% | 4q | -2.1%-$20.0K |
| CITADEL ADVISORS LLC | $842.6K | 15,743 | 0.00% | 3q | -14.1%-$138.1K |
| Transamerica Financial Advisors, LLC | $781.3K | 14,598 | 0.07% | new | NEW |
| GeoWealth Management, LLC | $737.0K | 13,771 | 0.02% | new | NEW |
| COTTONWOOD CAPITAL ADVISORS, LLC | $713.3K | 13,327 | 0.43% | new | NEW |
| CIBC WORLD MARKET INC. | $494.5K | 9,240 | 0.00% | new | NEW |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $453.8K | 8,479 | 0.00% | 14q | -77.7%-$1.6M |
| OSAIC HOLDINGS, INC. | $361.1K | 6,748 | 0.00% | 5q | +95.7%+$176.5K |
| COMPASS FINANCIAL MANAGEMENT LLC | $318.8K | 5,957 | 0.04% | new | FIRST |
| COMMONWEALTH EQUITY SERVICES, LLC | $250.2K | 4,675 | 0.00% | new | NEW |
| Unique Wealth Strategies, LLC | $241.9K | 4,520 | 0.09% | new | NEW |
| TRUIST FINANCIAL CORP | $205.8K | 3,844 | 0.00% | new | NEW |
| MORGAN STANLEY | $158.1K | 2,954 | 0.00% | 35q | +56.5%+$57.1K |
| BFC Planning, Inc. | $13.4K | 250 | 0.00% | new | NEW |
| Steward Partners Investment Advisory, LLC | $5.4K | 100 | 0.00% | 4q | HELD |
| WELLS FARGO & COMPANY/MN | $1.1K | 20 | 0.00% | new | NEW |
| ROYAL BANK OF CANADA | $0 | 8 | 0.00% | new | NEW |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-10-22 | 13G/A | First Trust Portfolios L.P.with 2 co-filers | 47.3% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 4 | $2.2M | 43,208 | 1 | 1 | 1 | 0.0% |
| Q2 2026 | 28 | $109.7M | 2,051,783 | 14 | 5 | 7 | 0.0% |
| Q1 2026 | 14 | $24.0M | 550,796 | 2 | 5 | 6 | 0.0% |
| Q4 2025 | 12 | $18.2M | 486,464 | 2 | 2 | 5 | 0.0% |
| Q3 2025 | 12 | $16.6M | 448,881 | 2 | 5 | 4 | 0.0% |
| Q2 2025 | 15 | $15.9M | 445,510 | 8 | 4 | 2 | 0.0% |
| Q1 2025 | 9 | $8.5M | 297,474 | 2 | 4 | 3 | 0.0% |
| Q4 2024 | 8 | $8.4M | 307,058 | 0 | 5 | 3 | 0.0% |
| Q3 2024 | 10 | $9.4M | 309,240 | 3 | 4 | 2 | 0.0% |
| Q2 2024 | 10 | $8.7M | 308,636 | 2 | 3 | 3 | 0.0% |
| Q1 2024 | 14 | $8.6M | 312,876 | 3 | 6 | 4 | 0.0% |
| Q4 2023 | 13 | $11.7M | 427,867 | 3 | 4 | 4 | 0.0% |
| Q3 2023 | 12 | $8.2M | 323,066 | 2 | 3 | 6 | 0.0% |
| Q2 2023 | 13 | $9.2M | 345,921 | 0 | 3 | 5 | 0.0% |
| Q1 2023 | 15 | $9.5M | 355,991 | 5 | 2 | 7 | 0.0% |
| Q4 2022 | 10 | $7.3M | 278,926 | 0 | 2 | 6 | 0.0% |
| Q3 2022 | 11 | $6.9M | 300,398 | 0 | 3 | 5 | 0.0% |
| Q2 2022 | 15 | $8.6M | 330,085 | 2 | 6 | 3 | 0.0% |
| Q1 2022 | 14 | $517.1M | 16,899,485 | 0 | 2 | 6 | 0.0% |
| Q4 2021 | 15 | $544.5M | 17,486,169 | 2 | 3 | 6 | 0.0% |
| Q3 2021 | 17 | $556.1M | 17,192,322 | 2 | 6 | 3 | 0.0% |
| Q2 2021 | 19 | $611.5M | 17,023,617 | 2 | 5 | 9 | 0.0% |
| Q1 2021 | 17 | $15.2M | 441,114 | 2 | 5 | 7 | 0.0% |
| Q4 2020 | 17 | $541.1M | 17,035,326 | 2 | 3 | 7 | 0.0% |
| Q3 2020 | 15 | $452.3M | 17,009,113 | 1 | 2 | 11 | 0.0% |
| Q2 2020 | 16 | $419.4M | 17,169,577 | 0 | 8 | 7 | 0.0% |
| Q1 2020 | 16 | $340.4M | 17,152,357 | 1 | 4 | 8 | 0.0% |
| Q4 2019 | 20 | $470.0M | 16,484,454 | 2 | 3 | 13 | 0.0% |
| Q3 2019 | 21 | $511.5M | 18,510,563 | 1 | 5 | 9 | 0.0% |
| Q2 2019 | 21 | $550.2M | 18,487,901 | 3 | 3 | 11 | 0.0% |
| Q1 2019 | 20 | $575.2M | 18,894,287 | 2 | 6 | 7 | 0.0% |
| Q4 2018 | 22 | $566.6M | 20,814,790 | 1 | 0 | 1 | 0.0% |