DaveManuel.com · Institutional Ownership · Who Owns It
FIRST TR EXCH TRADED FD III (FPE)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
465
Reporting holders
$4.3B
Reported value
0.0%
Calls
0.0%
Puts
-1
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $957.6M | 53,554,746 | 0.05% | 35q | +1.5%+$14.2M |
| ROYAL BANK OF CANADA | $350.2M | 19,584,015 | 0.05% | 31q | HELD |
| LPL Financial LLC | $331.0M | 18,509,769 | 0.07% | 31q | +3.8%+$12.0M |
| WELLS FARGO & COMPANY/MN | $327.6M | 18,324,364 | 0.05% | 31q | +7.7%+$23.3M |
| RAYMOND JAMES FINANCIAL INC | $178.9M | 10,005,158 | 0.05% | 7q | -1.9%-$3.5M |
| UBS Group AG | $163.1M | 9,120,419 | 0.02% | 31q | -2.5%-$4.2M |
| BANK OF AMERICA CORP /DE/ | $162.4M | 9,085,190 | 0.01% | 31q | +5.0%+$7.7M |
| AMERIPRISE FINANCIAL INC | $93.8M | 5,248,497 | 0.02% | 11q | +4.4%+$4.0M |
| HighTower Advisors, LLC | $62.1M | 3,472,189 | 0.06% | 9q | HELD |
| Cetera Investment Advisers | $58.6M | 3,276,892 | 0.05% | 6q | +10.5%+$5.6M |
| STIFEL FINANCIAL CORP | $46.6M | 2,606,231 | 0.04% | 31q | +10.8%+$4.5M |
| ENVESTNET ASSET MANAGEMENT INC | $45.0M | 2,516,214 | 0.01% | 31q | HELD |
| Kestra Advisory Services, LLC | $43.3M | 2,421,331 | 0.14% | 24q | HELD |
| MAI Capital Management | $39.7M | 2,219,975 | 0.15% | 7q | +11.1%+$4.0M |
| OSAIC HOLDINGS, INC. | $39.6M | 2,216,273 | 0.05% | 26q | -1.1%-$438.1K |
| Advisory Alpha, LLC | $39.1M | 2,184,822 | 0.96% | 7q | +1.7%+$666.5K |
| Cambridge Investment Research Advisors, Inc. | $37.9M | 2,118,376 | 0.04% | 31q | +75.7%+$16.3M |
| Rockefeller Capital Management L.P. | $36.5M | 2,041,355 | 0.06% | 27q | HELD |
| Baird Financial Group, Inc. | $36.3M | 2,028,641 | 0.05% | 31q | +3.4%+$1.2M |
| Magnus Financial Group LLC | $35.0M | 1,959,719 | 2.48% | 31q | +3.9%+$1.3M |
| PARK NATIONAL CORP /OH/ | $34.0M | 1,903,567 | 0.95% | 31q | +2.0%+$667.4K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $27.7M | 1,550,463 | 0.01% | 31q | +17.7%+$4.2M |
| Falcon Wealth Planning | $27.4M | 1,534,702 | 1.73% | 7q | +1.3%+$362.7K |
| TRUIST FINANCIAL CORP | $27.4M | 1,533,802 | 0.03% | 27q | +2.0%+$528.7K |
| AFFINITY WEALTH MANAGEMENT LLC | $27.0M | 1,508,832 | 3.47% | 9q | +1.4%+$373.3K |
| Prospera Financial Services Inc | $25.3M | 1,413,667 | 0.37% | 29q | -6.8%-$1.8M |
| COUNTRY TRUST BANK | $23.4M | 1,309,301 | 0.41% | 31q | HELD |
| COMMONWEALTH EQUITY SERVICES, LLC | $23.3M | 1,303,372 | 0.03% | 31q | -4.7%-$1.2M |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | $23.1M | 1,293,097 | 0.34% | 31q | +4.3%+$957.9K |
| Janney Montgomery Scott LLC | $19.9M | 1,115,602 | 0.04% | 13q | -3.4%-$711.0K |
| Steward Partners Investment Advisory, LLC | $19.7M | 1,102,564 | 0.10% | 29q | +7.6%+$1.4M |
| Ashton Thomas Private Wealth, LLC | $19.5M | 1,092,360 | 0.41% | 9q | +18.1%+$3.0M |
| HCR Wealth Advisors | $18.4M | 1,027,972 | 1.65% | 31q | +2.9%+$513.6K |
| Parkside Investments, LLC | $18.3M | 1,021,131 | 2.02% | 2q | +51.3%+$6.2M |
| CITIGROUP INC | $17.6M | 984,754 | 0.01% | 31q | -12.5%-$2.5M |
| Arax Advisory Partners | $16.0M | 894,648 | 0.11% | 29q | +3.0%+$470.1K |
| Concurrent Investment Advisors, LLC | $15.4M | 862,964 | 0.13% | 11q | +54.1%+$5.4M |
| Waverly Advisors, LLC | $15.1M | 842,725 | 0.09% | 10q | +4.7%+$676.6K |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $14.6M | 816,488 | 0.16% | 24q | +23.8%+$2.8M |
| Avidian Wealth Enterprises, LLC | $14.3M | 799,715 | 0.40% | 21q | +2.0%+$276.1K |
| &PARTNERS | $14.1M | 790,728 | 0.06% | 11q | +6.2%+$822.0K |
| FIDUCIARY FINANCIAL ADVISORS | $14.1M | 787,556 | 1.43% | new | NEW |
| Twelve Points Wealth Management LLC | $13.9M | 775,066 | 2.78% | 10q | +15.9%+$1.9M |
| Ameritas Investment Partners, Inc. | $13.5M | 754,936 | 0.36% | 10q | +5.4%+$687.3K |
| JPMORGAN CHASE & CO | $13.3M | 741,502 | 0.00% | 31q | -13.0%-$2.0M |
| JONES FINANCIAL COMPANIES LLLP | $13.1M | 735,831 | 0.01% | 10q | +13.1%+$1.5M |
| Curran Financial Partners, LLC | $12.8M | 715,791 | 1.91% | 5q | +12.6%+$1.4M |
| HOWARD FINANCIAL SERVICES, LTD. | $12.2M | 682,356 | 0.63% | 16q | +92.9%+$5.9M |
| Wealthspire Retirement, LLC | $11.3M | 634,468 | 0.62% | new | NEW |
| MML INVESTORS SERVICES, LLC | $11.3M | 630,773 | 0.02% | 13q | +13.8%+$1.4M |
| Trinity Legacy Partners, LLC | $11.3M | 628,202 | 2.25% | 22q | +6.3%+$663.4K |
| BANK OF MONTREAL /CAN/ | $10.9M | 611,306 | 0.00% | 26q | -3.4%-$379.5K |
| Csenge Advisory Group | $10.7M | 596,441 | 0.43% | 31q | HELD |
| Quad-Cities Investment Group, LLC | $10.1M | 564,160 | 3.63% | 31q | +5.2%+$500.2K |
| Seros Financial, LLC | $9.9M | 555,256 | 5.17% | 7q | +7.1%+$658.0K |
| Summit Financial, LLC | $9.8M | 546,256 | 0.11% | 21q | -5.6%-$578.2K |
| Glassy Mountain Advisors, Inc. | $9.6M | 537,655 | 2.63% | 13q | +8.7%+$766.9K |
| US BANCORP \DE\ | $9.3M | 518,224 | 0.01% | 31q | +4.1%+$365.9K |
| Mariner, LLC | $9.0M | 502,570 | 0.01% | 19q | -39.8%-$5.9M |
| Midwest Heritage Bank, FSB | $8.9M | 495,910 | 2.51% | 19q | +4.4%+$372.1K |
| Chicago Partners Investment Group LLC | $8.9M | 499,130 | 0.18% | 29q | +5.7%+$477.4K |
| FIFTH THIRD BANCORP | $8.8M | 494,700 | 0.01% | 2q | +3.5%+$299.6K |
| MERCER GLOBAL ADVISORS INC /ADV | $8.8M | 494,301 | 0.01% | 7q | -11.2%-$1.1M |
| LARCH CAPITAL PARTNERS LLC | $8.6M | 483,745 | 1.24% | 3q | +53.6%+$3.0M |
| Fifth Third Securities, Inc. | $8.6M | 481,579 | 0.49% | 6q | +9.3%+$735.9K |
| Newman Dignan & Sheerar, Inc. | $8.6M | 478,985 | 1.64% | 17q | +4.2%+$343.3K |
| Prasad Wealth Partners, LLC | $8.4M | 470,663 | 2.03% | 7q | +0.7%+$60.2K |
| Gladstone Institutional Advisory LLC | $8.4M | 467,096 | 0.26% | 30q | +3.5%+$281.6K |
| Equitable Holdings, Inc. | $8.3M | 464,148 | 0.05% | 27q | -25.8%-$2.9M |
| Kinloch Capital, LLC | $8.0M | 450,032 | 2.94% | 23q | -47.6%-$7.3M |
| OPPENHEIMER & CO INC | $7.9M | 442,504 | 0.08% | 2q | +1.6%+$124.4K |
| HARBOUR INVESTMENTS, INC. | $7.9M | 440,514 | 0.11% | 21q | +2.8%+$213.3K |
| Gradient Investments LLC | $7.8M | 436,935 | 0.11% | 31q | +3.0%+$228.7K |
| PFS Partners, LLC | $7.5M | 422,184 | 3.06% | 19q | +3.8%+$273.5K |
| Glass Jacobson Investment Advisors llc | $7.3M | 407,228 | 2.27% | 14q | +1.0%+$71.6K |
| STEPHENS INC /AR/ | $7.1M | 395,161 | 0.08% | 31q | +1.0%+$70.6K |
| Marion Wealth Management | $7.0M | 390,957 | 1.42% | 11q | +3.5%+$235.8K |
| Blackhawk Capital Partners, LLC | $6.9M | 387,592 | 2.26% | new | NEW |
| KINGSWOOD WEALTH ADVISORS, LLC | $6.5M | 360,906 | 0.26% | 11q | -31.8%-$3.0M |
| FIRST TRUST ADVISORS LP | $6.4M | 357,462 | 0.00% | 31q | +8.0%+$472.2K |
| Juno Financial Group LLC | $6.3M | 350,656 | 2.22% | 3q | +8.4%+$484.5K |
| IMA Advisory Services, Inc. | $6.1M | 342,759 | 0.38% | 8q | +0.6%+$33.8K |
| Ironwood Investment Counsel, LLC | $6.1M | 338,684 | 0.79% | 28q | -2.2%-$133.5K |
| ARQ WEALTH ADVISORS, LLC | $6.0M | 334,419 | 0.74% | new | NEW |
| Private Advisor Group, LLC | $5.9M | 328,945 | 0.03% | 29q | +7.8%+$425.7K |
| Triumph Capital Management | $5.8M | 326,283 | 1.06% | 3q | +5.3%+$292.6K |
| PARK AVENUE SECURITIES LLC | $5.8M | 325,730 | 0.04% | 5q | +8.8%+$469.9K |
| Traction Financial Partners, LLC | $5.7M | 318,020 | 3.02% | 11q | +1.8%+$102.1K |
| Mainsail Financial Group, LLC | $5.6M | 314,191 | 1.91% | 15q | -21.6%-$1.5M |
| Uniting Wealth Partners, LLC | $5.6M | 313,744 | 1.14% | 4q | +8.3%+$431.7K |
| Family Legacy, Inc. | $5.4M | 303,714 | 1.45% | 22q | HELD |
| Valmark Advisers, Inc. | $5.3M | 298,387 | 0.06% | 25q | +4.4%+$224.7K |
| Integrated Wealth Concepts LLC | $5.3M | 296,706 | 0.03% | 29q | -2.2%-$117.9K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $5.0M | 281,604 | 0.01% | 20q | -5.4%-$287.6K |
| Kingsview Wealth Management, LLC | $5.0M | 279,968 | 0.06% | 28q | +8.4%+$389.9K |
| Vestmark Advisory Solutions, Inc. | $4.8M | 270,705 | 0.05% | 4q | -20.6%-$1.3M |
| APPLETON PARTNERS INC/MA | $4.7M | 260,298 | 0.29% | 5q | +10.6%+$447.5K |
| TWIN PEAKS WEALTH ADVISORS, LLC | $4.5M | 253,137 | 1.03% | 11q | -4.7%-$225.0K |
| Brookstone Capital Management | $4.5M | 250,098 | 0.04% | 13q | +17.4%+$662.5K |
| Bluespring Wealth Management, LLC | $4.4M | 248,590 | 0.09% | new | NEW |
Showing the largest 100 of 466 reported holders. The count of 465 above leaves out 1 position whose reported value failed our price check; it is listed here as filed.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 198 | $432.0M | 25,323,896 | 22 | 66 | 68 | 0.0% |
| Q2 2026 | 465 | $4.3B | 241,146,515 | 46 | 183 | 130 | 0.0% |
| Q1 2026 | 466 | $4.2B | 236,421,732 | 51 | 179 | 136 | 0.0% |
| Q4 2025 | 465 | $4.3B | 235,695,102 | 48 | 183 | 133 | 0.0% |
| Q3 2025 | 433 | $4.2B | 232,383,007 | 32 | 179 | 135 | 0.0% |
| Q2 2025 | 445 | $4.4B | 248,129,711 | 44 | 160 | 141 | 0.0% |
| Q1 2025 | 447 | $3.8B | 217,764,552 | 43 | 179 | 128 | 0.0% |
| Q4 2024 | 449 | $3.7B | 210,359,897 | 46 | 172 | 112 | 0.0% |
| Q3 2024 | 415 | $3.6B | 196,180,458 | 40 | 158 | 125 | 0.0% |
| Q2 2024 | 408 | $3.3B | 187,277,524 | 36 | 126 | 146 | 0.1% |
| Q1 2024 | 408 | $4.9B | 284,070,387 | 41 | 144 | 132 | 0.0% |
| Q4 2023 | 407 | $4.1B | 245,844,944 | 34 | 115 | 170 | 0.0% |
| Q3 2023 | 387 | $3.1B | 192,882,987 | 29 | 120 | 156 | 0.0% |
| Q2 2023 | 396 | $3.2B | 197,206,888 | 39 | 127 | 153 | 0.0% |
| Q1 2023 | 397 | $3.1B | 195,654,380 | 33 | 130 | 144 | 0.0% |
| Q4 2022 | 426 | $4.2B | 248,927,616 | 51 | 106 | 189 | 0.0% |
| Q3 2022 | 394 | $38.9B | 2,328,808,821 | 37 | 124 | 144 | 0.0% |
| Q2 2022 | 403 | $38.3B | 2,224,509,678 | 39 | 103 | 187 | 0.0% |
| Q1 2022 | 421 | $36.4B | 1,911,864,890 | 50 | 140 | 146 | 0.0% |
| Q4 2021 | 406 | $87.9B | 4,325,043,118 | 46 | 183 | 89 | 0.0% |
| Q3 2021 | 361 | $45.1B | 2,194,086,889 | 38 | 186 | 66 | 0.0% |
| Q2 2021 | 352 | $42.4B | 2,060,331,697 | 44 | 181 | 71 | 0.0% |
| Q1 2021 | 330 | $38.5B | 1,908,087,076 | 32 | 151 | 77 | 0.0% |
| Q4 2020 | 334 | $24.0B | 1,188,972,896 | 36 | 140 | 77 | 0.0% |
| Q3 2020 | 290 | $26.0B | 1,358,129,244 | 25 | 126 | 80 | 0.0% |
| Q2 2020 | 301 | $22.3B | 1,211,770,675 | 42 | 109 | 98 | 0.0% |
| Q1 2020 | 298 | $13.9B | 848,338,994 | 46 | 125 | 85 | 0.0% |
| Q4 2019 | 303 | $16.3B | 812,646,913 | 31 | 141 | 45 | 0.0% |
| Q3 2019 | 259 | $5.4B | 272,312,076 | 34 | 135 | 45 | 0.0% |
| Q2 2019 | 241 | $5.1B | 262,108,891 | 37 | 106 | 54 | 0.0% |
| Q1 2019 | 231 | $5.7B | 296,460,312 | 31 | 97 | 50 | 0.0% |
| Q4 2018 | 232 | $4.3B | 237,328,741 | 4 | 7 | 6 | 0.0% |