DaveManuel.com · Institutional Ownership · Who Owns It
FIRST TR EXCH TRADED FD III (FPEI)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
215
Reporting holders
$1.6B
Reported value
0.0%
Calls
0.0%
Puts
+5
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $381.8M | 19,791,490 | 0.02% | 33q | -0.7%-$2.7M |
| UBS Group AG | $192.5M | 9,981,464 | 0.02% | 31q | +1.9%+$3.6M |
| BANK OF AMERICA CORP /DE/ | $116.0M | 6,014,221 | 0.01% | 31q | HELD |
| ROYAL BANK OF CANADA | $102.6M | 5,319,825 | 0.02% | 31q | -1.0%-$1.1M |
| LPL Financial LLC | $86.9M | 4,503,954 | 0.02% | 31q | +5.1%+$4.2M |
| SMITH CHAS P & ASSOCIATES PA CPAS | $45.8M | 2,373,953 | 2.32% | 11q | -2.1%-$980.2K |
| NewEdge Advisors, LLC | $43.8M | 2,268,729 | 0.13% | 15q | +3.6%+$1.5M |
| RAYMOND JAMES FINANCIAL INC | $40.0M | 2,073,078 | 0.01% | 7q | HELD |
| Montis Financial, LLC | $36.7M | 1,903,858 | 7.51% | 5q | +4.8%+$1.7M |
| ENVESTNET ASSET MANAGEMENT INC | $32.8M | 1,700,588 | 0.01% | 22q | +7.1%+$2.2M |
| TRUIST FINANCIAL CORP | $31.0M | 1,605,335 | 0.04% | 27q | +9.4%+$2.7M |
| Legacy Edge Advisors, LLC | $24.3M | 1,261,093 | 2.23% | 11q | +3.9%+$902.3K |
| FUKOKU MUTUAL LIFE INSURANCE Co | $24.3M | 1,259,000 | 1.41% | 12q | HELD |
| Annex Advisory Services, LLC | $22.1M | 1,146,209 | 0.38% | 5q | +11.8%+$2.3M |
| CITIZENS FINANCIAL GROUP INC/RI | $19.2M | 997,535 | 0.23% | 9q | HELD |
| OSAIC HOLDINGS, INC. | $14.9M | 770,219 | 0.02% | 26q | +9.5%+$1.3M |
| Cetera Investment Advisers | $13.6M | 704,375 | 0.01% | 18q | +4.5%+$588.7K |
| Cambridge Investment Research Advisors, Inc. | $12.6M | 653,350 | 0.01% | 30q | +439.4%+$10.3M |
| Essex LLC | $12.5M | 647,803 | 1.90% | 20q | HELD |
| FIDUCIARY FINANCIAL ADVISORS | $12.2M | 632,338 | 1.24% | new | NEW |
| INTEGRAL INVESTMENT ADVISORS, INC. | $12.0M | 623,023 | 2.65% | 12q | +1.3%+$156.2K |
| HighTower Advisors, LLC | $10.5M | 544,884 | 0.01% | 29q | +4.1%+$412.9K |
| McAdam, LLC | $10.4M | 539,081 | 0.40% | 8q | +117.0%+$5.6M |
| Geneos Wealth Management Inc. | $9.6M | 499,253 | 0.20% | 34q | +2.4%+$223.2K |
| Baird Financial Group, Inc. | $9.1M | 470,809 | 0.01% | 13q | -25.5%-$3.1M |
| PARK NATIONAL CORP /OH/ | $8.8M | 453,864 | 0.25% | 8q | +234.1%+$6.1M |
| Legacy CG, LLC | $8.3M | 431,768 | 2.13% | 2q | +3.9%+$310.9K |
| JPMORGAN CHASE & CO | $7.7M | 399,891 | 0.00% | 11q | -4.2%-$335.8K |
| COMMONWEALTH EQUITY SERVICES, LLC | $7.3M | 378,955 | 0.01% | 23q | +8.4%+$564.8K |
| Elevated Capital Advisors, LLC | $7.2M | 372,937 | 1.98% | 22q | +1.5%+$105.1K |
| Key Financial Inc | $7.1M | 368,269 | 1.16% | 14q | -6.9%-$526.2K |
| Prospera Financial Services Inc | $6.9M | 356,545 | 0.10% | 25q | +1.3%+$88.8K |
| STIFEL FINANCIAL CORP | $6.9M | 355,978 | 0.01% | 22q | -3.3%-$237.1K |
| Westview Management dba Westview Investment Advisors | $6.6M | 343,661 | 3.24% | 3q | -3.2%-$219.4K |
| Rockefeller Capital Management L.P. | $6.4M | 332,355 | 0.01% | 24q | +8.5%+$499.6K |
| VISTA INVESTMENT MANAGEMENT | $5.7M | 295,710 | 1.71% | 24q | +5.7%+$309.3K |
| Synergy Investment Management, LLC | $5.4M | 282,341 | 1.32% | 4q | +35.6%+$1.4M |
| ADAMSBROWN WEALTH CONSULTANTS LLC | $5.4M | 278,397 | 1.01% | 19q | -38.8%-$3.4M |
| FIRST TRUST ADVISORS LP | $4.1M | 210,613 | 0.00% | 31q | -1.4%-$55.7K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $4.0M | 207,958 | 0.00% | 12q | +83.1%+$1.8M |
| VICTORY FINANCIAL GROUP, LLC | $3.9M | 203,575 | 0.41% | 7q | +9.5%+$340.2K |
| Vise Technologies, Inc. | $3.8M | 194,637 | 0.04% | new | NEW |
| Kingsview Wealth Management, LLC | $3.5M | 182,028 | 0.04% | 11q | -51.2%-$3.7M |
| FLYNN ZITO CAPITAL MANAGEMENT, LLC | $3.5M | 181,273 | 0.95% | 4q | +6.3%+$208.2K |
| Private Advisor Group, LLC | $3.5M | 180,264 | 0.02% | 20q | +1.6%+$55.2K |
| Merit Financial Group, LLC | $3.4M | 175,242 | 0.02% | 6q | -64.5%-$6.1M |
| J.W. COLE ADVISORS, INC. | $3.3M | 172,426 | 0.06% | 9q | +117.5%+$1.8M |
| MARSHALL INVESTMENT MANAGEMENT, LLC | $3.0M | 155,197 | 1.24% | 7q | -2.0%-$62.0K |
| Janney Montgomery Scott LLC | $2.7M | 138,259 | 0.01% | 19q | +13.4%+$315.1K |
| VAQUERO PRIVATE WEALTH, LTD | $2.5M | 131,822 | 0.52% | new | FIRST |
| True Blue Financial, LLC | $2.4M | 124,755 | 1.02% | 3q | +20.5%+$409.3K |
| 1776 Wealth LLC | $2.4M | 124,420 | 0.85% | 27q | HELD |
| Welch & Forbes LLC | $2.4M | 123,815 | 0.03% | 24q | -12.0%-$327.1K |
| WINEBRENNER CAPITAL MANAGEMENT LLC | $2.3M | 119,371 | 1.40% | 7q | +2.1%+$47.1K |
| Focus Partners Wealth | $2.3M | 118,267 | 0.00% | 8q | -1.7%-$40.2K |
| Veridan Wealth LLC | $2.3M | 117,893 | 0.77% | 7q | -7.9%-$195.1K |
| FIFTH THIRD BANCORP | $2.2M | 112,293 | 0.00% | 2q | +24.5%+$426.7K |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | $2.1M | 111,354 | 0.10% | 15q | HELD |
| Keebeck Wealth Management | $2.1M | 109,750 | 0.21% | 10q | -6.5%-$148.1K |
| Bluespring Wealth Management, LLC | $2.1M | 106,353 | 0.04% | new | NEW |
| StoneCrest Wealth Management, Inc. | $2.0M | 103,531 | 0.64% | 3q | -1.9%-$39.5K |
| BEACON FINANCIAL GROUP | $2.0M | 102,999 | 0.18% | 15q | -3.9%-$79.6K |
| ROMAN BUTLER FULLERTON & CO | $2.0M | 101,592 | 0.47% | 3q | +61.3%+$742.7K |
| Ashton Thomas Private Wealth, LLC | $1.7M | 89,603 | 0.04% | 15q | -1.4%-$24.6K |
| Investment Partners Asset Management, Inc. | $1.6M | 82,759 | 0.89% | 3q | +10.5%+$151.9K |
| Sigma Planning Corp | $1.6M | 81,969 | 0.04% | 14q | +21.4%+$278.5K |
| WELLS FARGO & COMPANY/MN | $1.5M | 78,896 | 0.00% | 28q | +2580.8%+$1.5M |
| Walker Asset Management, LLC | $1.5M | 75,712 | 0.74% | 19q | -1.1%-$16.4K |
| FWL INVESTMENT MANAGEMENT, LLC | $1.4M | 70,800 | 0.25% | 9q | -3.4%-$47.7K |
| SUTTON PLACE INVESTORS LLC | $1.4M | 70,179 | 0.66% | 16q | +1.2%+$15.6K |
| Lakeridge Wealth Management LLC | $1.3M | 69,006 | 0.49% | 9q | -5.7%-$81.1K |
| Steward Partners Investment Advisory, LLC | $1.3M | 68,237 | 0.01% | 15q | -14.7%-$226.6K |
| WEDBUSH SECURITIES INC | $1.3M | 67,436 | 0.03% | 14q | -2.0%-$26.5K |
| Merkkuri Wealth Advisors LLC | $1.3M | 67,046 | 0.80% | 3q | -12.8%-$189.1K |
| Platform Technology Partners | $1.3M | 66,015 | 0.21% | 16q | -0.7%-$9.0K |
| Jaffetilchin Investment Partners, LLC | $1.2M | 63,312 | 0.06% | 22q | -11.9%-$165.1K |
| HARBOUR INVESTMENTS, INC. | $1.1M | 56,662 | 0.01% | 21q | +2.6%+$27.7K |
| Fifth Third Securities, Inc. | $1.1M | 56,430 | 0.06% | 7q | +40.5%+$313.8K |
| United Capital Management of KS, Inc. | $1.1M | 56,247 | 0.14% | 26q | +5.4%+$55.7K |
| Plotkin Financial Advisors, LLC | $1.1M | 55,446 | 0.44% | 11q | +14.9%+$139.1K |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | $1.0M | 54,409 | 0.02% | 26q | HELD |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $1.0M | 54,227 | 0.01% | 15q | HELD |
| Ritter Daniher Financial Advisory LLC / DE | $1.0M | 53,177 | 0.16% | 4q | -2.7%-$28.9K |
| &PARTNERS | $1.0M | 51,869 | 0.00% | 8q | HELD |
| BENJAMIN EDWARDS INC | $999.5K | 51,817 | 0.01% | 2q | +19.2%+$161.0K |
| COMPASS FINANCIAL MANAGEMENT LLC | $993.1K | 51,485 | 0.12% | new | FIRST |
| QP WEALTH MANAGEMENT, LLC | $985.4K | 51,083 | 1.41% | 19q | -1.4%-$14.0K |
| RFG Advisory, LLC | $975.6K | 50,574 | 0.02% | 17q | -6.0%-$62.2K |
| Beacon Financial Advisory LLC | $953.1K | 49,408 | 0.19% | 9q | -3.2%-$31.8K |
| Magnus Financial Group LLC | $941.5K | 48,810 | 0.07% | 18q | +1.0%+$9.2K |
| Western Wealth Management, LLC | $925.2K | 47,963 | 0.03% | 14q | -7.0%-$69.5K |
| Sanctuary Advisors, LLC | $924.5K | 47,928 | 0.00% | 9q | +22.2%+$168.0K |
| Princeton Global Asset Management LLC | $901.0K | 46,710 | 0.13% | 22q | -21.2%-$242.3K |
| SHELTON WEALTH MANAGEMENT, LLC | $895.0K | 46,398 | 0.35% | 17q | -7.5%-$72.5K |
| Mirae Asset Global Investments Co., Ltd. | $889.5K | 46,114 | 0.00% | 9q | -9.0%-$87.7K |
| Sovran Advisors, LLC | $887.2K | 46,498 | 0.07% | 7q | -13.6%-$139.9K |
| Pinnacle Financial Group, LLC / IL | $878.2K | 45,528 | 0.21% | 6q | +8.5%+$69.1K |
| TRUSTMARK BANK TRUST DEPARTMENT | $864.3K | 44,806 | 0.05% | 15q | -24.0%-$272.4K |
| Stratos Wealth Partners, LTD. | $856.6K | 44,408 | 0.01% | 16q | +10.1%+$78.7K |
| GREENWOOD CAPITAL ASSOCIATES LLC | $844.0K | 43,753 | 0.08% | 5q | +47.9%+$273.4K |
Showing the largest 100 of 216 reported holders. The count of 215 above leaves out 1 position whose reported value failed our price check; it is listed here as filed.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 70 | $170.6M | 9,236,206 | 11 | 33 | 16 | 0.0% |
| Q2 2026 | 215 | $1.6B | 80,633,067 | 15 | 76 | 70 | 0.0% |
| Q1 2026 | 210 | $1.5B | 80,112,554 | 27 | 83 | 62 | 0.0% |
| Q4 2025 | 213 | $1.5B | 76,095,530 | 27 | 91 | 55 | 0.0% |
| Q3 2025 | 190 | $1.4B | 71,099,492 | 25 | 73 | 67 | 0.0% |
| Q2 2025 | 182 | $1.4B | 71,321,423 | 16 | 60 | 73 | 0.0% |
| Q1 2025 | 182 | $1.3B | 68,543,167 | 15 | 78 | 58 | 0.0% |
| Q4 2024 | 187 | $1.2B | 64,708,211 | 21 | 78 | 41 | 0.0% |
| Q3 2024 | 165 | $1.2B | 60,673,050 | 13 | 72 | 47 | 0.0% |
| Q2 2024 | 168 | $965.6M | 52,560,228 | 26 | 59 | 53 | 0.0% |
| Q1 2024 | 155 | $1.4B | 75,938,864 | 20 | 69 | 47 | 0.0% |
| Q4 2023 | 156 | $1.1B | 62,703,622 | 23 | 46 | 57 | 0.0% |
| Q3 2023 | 136 | $729.2M | 43,229,816 | 10 | 43 | 58 | 0.0% |
| Q2 2023 | 138 | $709.3M | 42,057,356 | 14 | 54 | 54 | 0.0% |
| Q1 2023 | 144 | $672.9M | 40,097,766 | 22 | 61 | 38 | 0.0% |
| Q4 2022 | 137 | $645.7M | 36,144,317 | 37 | 47 | 35 | 0.3% |
| Q3 2022 | 109 | $878.7M | 51,136,123 | 23 | 38 | 32 | 0.2% |
| Q2 2022 | 98 | $868.0M | 48,964,887 | 10 | 33 | 44 | 0.0% |
| Q1 2022 | 101 | $2.5B | 130,186,818 | 16 | 43 | 23 | 0.0% |
| Q4 2021 | 96 | $6.4B | 313,256,710 | 12 | 45 | 16 | 0.0% |
| Q3 2021 | 82 | $2.0B | 95,527,682 | 13 | 46 | 12 | 0.0% |
| Q2 2021 | 69 | $200.1M | 9,687,867 | 6 | 37 | 13 | 0.0% |
| Q1 2021 | 65 | $167.8M | 8,280,876 | 14 | 30 | 13 | 0.0% |
| Q4 2020 | 55 | $142.9M | 7,011,483 | 5 | 22 | 18 | 0.0% |
| Q3 2020 | 52 | $156.1M | 8,050,443 | 9 | 21 | 16 | 0.0% |
| Q2 2020 | 45 | $141.6M | 7,512,448 | 4 | 18 | 16 | 0.0% |
| Q1 2020 | 47 | $135.5M | 7,995,389 | 8 | 22 | 11 | 0.0% |
| Q4 2019 | 45 | $139.0M | 6,927,408 | 4 | 20 | 12 | 0.0% |
| Q3 2019 | 41 | $98.2M | 5,005,811 | 12 | 15 | 7 | 0.0% |
| Q2 2019 | 29 | $75.3M | 3,876,777 | 2 | 16 | 7 | 0.0% |
| Q1 2019 | 35 | $70.8M | 3,727,380 | 8 | 12 | 10 | 0.0% |
| Q4 2018 | 31 | $43.8M | 2,404,458 | 1 | 1 | 0 | 0.0% |