DaveManuel.com · Institutional Ownership · Who Owns It
FIRST TR EXCHANGE TRADED FD (FPXI)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
92
Reporting holders
$293.4M
Reported value
0.0%
Calls
0.0%
Puts
+16
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| FIRST TRUST ADVISORS LP | $70.5M | 842,208 | 0.04% | new | NEW |
| LPL Financial LLC | $43.4M | 518,171 | 0.01% | 31q | +11.9%+$4.6M |
| Concurrent Investment Advisors, LLC | $34.3M | 409,072 | 0.29% | new | NEW |
| MORGAN STANLEY | $23.0M | 274,227 | 0.00% | 35q | +4.9%+$1.1M |
| WELLS FARGO & COMPANY/MN | $13.6M | 162,054 | 0.00% | 23q | +5.6%+$723.5K |
| &PARTNERS | $9.0M | 108,128 | 0.04% | new | NEW |
| NewEdge Advisors, LLC | $7.0M | 83,990 | 0.02% | 23q | +69.3%+$2.9M |
| JANE STREET GROUP, LLC | $6.9M | 82,910 | 0.00% | new | NEW |
| COMMONWEALTH EQUITY SERVICES, LLC | $6.4M | 76,173 | 0.01% | 25q | +150.4%+$3.8M |
| Kestra Advisory Services, LLC | $4.9M | 58,299 | 0.02% | 24q | +15.5%+$655.6K |
| Advisory Services Network, LLC | $4.4M | 52,796 | 0.05% | 2q | +4416.3%+$4.3M |
| UBS Group AG | $4.3M | 50,915 | 0.00% | 24q | +30.8%+$1.0M |
| Cambridge Investment Research Advisors, Inc. | $3.7M | 44,661 | 0.00% | 28q | -1.3%-$50.7K |
| Vise Technologies, Inc. | $3.4M | 40,685 | 0.04% | new | NEW |
| SFI Advisors, LLC | $3.2M | 38,282 | 2.77% | 19q | -0.7%-$24.0K |
| RAYMOND JAMES FINANCIAL INC | $3.1M | 36,914 | 0.00% | 7q | +45.0%+$959.4K |
| WealthCare Investment Partners, LLC | $3.0M | 35,606 | 0.72% | 19q | +1.1%+$33.7K |
| TWIN PEAKS WEALTH ADVISORS, LLC | $2.9M | 34,965 | 0.66% | 11q | -0.9%-$25.1K |
| BANK OF AMERICA CORP /DE/ | $2.8M | 33,521 | 0.00% | 23q | -19.3%-$669.8K |
| NORTHBRIDGE FINANCIAL GROUP, LLC | $2.8M | 33,462 | 1.07% | 3q | +44.3%+$860.0K |
| ROYAL BANK OF CANADA | $2.7M | 32,159 | 0.00% | 31q | +32.4%+$659.6K |
| Synergy Asset Management, LLC | $2.5M | 29,426 | 0.23% | new | NEW |
| Arkadios Wealth Advisors | $2.4M | 28,244 | 0.04% | 19q | -4.0%-$97.6K |
| OSAIC HOLDINGS, INC. | $2.3M | 27,421 | 0.00% | 26q | +25.5%+$466.4K |
| HighTower Advisors, LLC | $2.2M | 26,102 | 0.00% | 13q | HELD |
| Cetera Investment Advisers | $2.0M | 23,970 | 0.00% | 10q | +3.3%+$64.7K |
| Kingsview Wealth Management, LLC | $2.0M | 23,847 | 0.02% | 2q | +228.2%+$1.4M |
| BENJAMIN EDWARDS INC | $2.0M | 23,407 | 0.02% | 8q | -6.7%-$140.1K |
| Impact Partnership Wealth, LLC | $1.5M | 17,373 | 0.14% | 6q | +9.2%+$122.1K |
| ENVESTNET ASSET MANAGEMENT INC | $1.4M | 17,171 | 0.00% | 24q | -2.4%-$36.0K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $1.4M | 16,732 | 0.00% | 23q | +13.1%+$162.0K |
| CoreCap Advisors, LLC | $1.3M | 16,003 | 0.04% | 18q | -2.8%-$39.3K |
| Asset Allocation Strategies LLC | $1.2M | 14,756 | 0.19% | 15q | -4.8%-$61.8K |
| CITADEL ADVISORS LLC | $1.1M | 12,810 | 0.00% | 2q | +185.2%+$696.6K |
| True Blue Financial, LLC | $1.1M | 12,749 | 0.45% | 3q | -21.6%-$294.9K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1.0M | 12,159 | 0.00% | 12q | -40.4%-$691.2K |
| MCF Advisors LLC | $923.7K | 11,030 | 0.03% | new | NEW |
| MML INVESTORS SERVICES, LLC | $885.7K | 10,577 | 0.00% | 26q | +58.7%+$327.5K |
| NewEdge Wealth, LLC | $715.8K | 8,548 | 0.01% | 13q | HELD |
| Equitable Holdings, Inc. | $587.4K | 7,015 | 0.00% | 2q | +2.1%+$11.8K |
| Transamerica Financial Advisors, LLC | $585.1K | 6,987 | 0.05% | new | NEW |
| Belpointe Asset Management LLC | $521.1K | 6,222 | 0.02% | 8q | -2.0%-$10.5K |
| TRUIST FINANCIAL CORP | $475.9K | 5,683 | 0.00% | new | NEW |
| J.W. COLE ADVISORS, INC. | $460.1K | 5,494 | 0.01% | new | NEW |
| Meridian Financial Advisors, LLC | $457.5K | 5,463 | 0.22% | 19q | -23.7%-$142.2K |
| Private Advisor Group, LLC | $446.8K | 5,335 | 0.00% | new | NEW |
| IFG Advisory, LLC | $444.0K | 5,302 | 0.02% | new | NEW |
| GREAT VALLEY ADVISOR GROUP, INC. | $419.5K | 5,010 | 0.01% | 5q | +9.9%+$37.7K |
| Accel Wealth Management | $391.9K | 4,680 | 0.09% | 23q | -1.2%-$4.8K |
| Prospera Financial Services Inc | $391.9K | 4,678 | 0.01% | 24q | HELD |
| Janney Montgomery Scott LLC | $386.0K | 4,608 | 0.00% | 24q | -3.9%-$15.6K |
| HARBOUR INVESTMENTS, INC. | $383.2K | 4,576 | 0.01% | 21q | -2.0%-$7.8K |
| FLOW TRADERS U.S. LLC | $381.0K | 4,544 | 0.02% | new | NEW |
| Farther Finance Advisors, LLC | $351.7K | 4,200 | 0.00% | new | NEW |
| Dynamic Advisor Solutions LLC | $340.0K | 4,060 | 0.01% | 25q | -12.5%-$48.5K |
| Clear Point Advisors Inc. | $288.8K | 3,449 | 0.26% | new | NEW |
| Creative Planning | $284.1K | 3,393 | 0.00% | 6q | -14.3%-$47.4K |
| National Wealth Management Group, LLC | $249.0K | 2,974 | 0.08% | new | NEW |
| Aurora Private Wealth, Inc. | $248.0K | 2,958 | 0.16% | new | NEW |
| INDEPENDENT FINANCIAL GROUP, LLC | $236.1K | 2,820 | 0.00% | new | NEW |
| STIFEL FINANCIAL CORP | $227.4K | 2,716 | 0.00% | new | NEW |
| B. Riley Wealth Advisors, Inc. | $209.2K | 2,550 | 0.01% | new | NEW |
| COLUMBIA ADVISORY PARTNERS LLC | $207.8K | 2,481 | 0.11% | new | NEW |
| HighPoint Advisor Group LLC | $205.4K | 2,453 | 0.01% | new | NEW |
| PRINCIPAL SECURITIES, INC. | $200.3K | 2,392 | 0.00% | new | NEW |
| Integrity Financial Corp /WA | $143.2K | 1,710 | 0.07% | 19q | HELD |
| PRIVATE TRUST CO NA | $133.0K | 1,588 | 0.01% | 12q | +18.3%+$20.6K |
| NI ACQUISITIONS COMPANY, LLC | $115.4K | 427 | 0.05% | new | FIRST |
| Atlantic Union Bankshares Corp | $93.8K | 1,120 | 0.00% | 5q | HELD |
| IFP Advisors, Inc | $85.4K | 1,020 | 0.00% | 28q | HELD |
| BFC Planning, Inc. | $53.3K | 637 | 0.00% | 7q | -1.7% |
| JPMORGAN CHASE & CO | $47.9K | 583 | 0.00% | 15q | +58200.0%+$47.8K |
| AE Wealth Management LLC | $46.9K | 561 | 0.00% | 7q | -4.1%-$2.0K |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $28.4K | 349 | 0.00% | 3q | HELD |
| Bogart Wealth, LLC | $19.8K | 237 | 0.00% | 18q | HELD |
| FIDUCIARY FINANCIAL ADVISORS | $19.3K | 230 | 0.00% | new | NEW |
| US BANCORP \DE\ | $15.6K | 186 | 0.00% | 23q | -11.8%-$2.1K |
| Founders Financial Alliance, LLC | $14.6K | 174 | 0.00% | 2q | HELD |
| Geneos Wealth Management Inc. | $10.5K | 125 | 0.00% | 27q | HELD |
| Wagner Wealth Management, LLC | $9.9K | 118 | 0.00% | 3q | HELD |
| Caitlin John, LLC | $9.0K | 108 | 0.00% | 4q | HELD |
| Qube Research & Technologies Ltd | $9.0K | 107 | 0.00% | 8q | -61.2%-$14.2K |
| Rockefeller Capital Management L.P. | $7.6K | 91 | 0.00% | 4q | HELD |
| FMR LLC | $6.9K | 82 | 0.00% | 11q | +1.2% |
| Steward Partners Investment Advisory, LLC | $6.8K | 81 | 0.00% | 29q | -55.2%-$8.4K |
| FIFTH THIRD BANCORP | $5.0K | 60 | 0.00% | 2q | -20.0%-$1.3K |
| Global Retirement Partners, LLC | $4.8K | 57 | 0.00% | 16q | HELD |
| Capital Investment Advisory Services, LLC | $4.2K | 50 | 0.00% | new | NEW |
| Key Financial Inc | $2.6K | 31 | 0.00% | 16q | HELD |
| Larson Financial Group LLC | $1.9K | 23 | 0.00% | 25q | HELD |
| BANK OF MONTREAL /CAN/ | $837 | 10 | 0.00% | 2q | HELD |
| SBI Securities Co., Ltd. | $84 | 1 | 0.00% | 7q | HELD |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-10-19 | 13G/A | First Trust Portfolios L.P.with 2 co-filers | 19.1% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 15 | $7.2M | 106,117 | 1 | 2 | 6 | 0.0% |
| Q2 2026 | 92 | $293.4M | 3,503,332 | 25 | 24 | 24 | 0.0% |
| Q1 2026 | 76 | $103.6M | 1,675,112 | 13 | 16 | 24 | 0.0% |
| Q4 2025 | 70 | $100.4M | 1,692,865 | 4 | 14 | 29 | 0.0% |
| Q3 2025 | 77 | $102.2M | 1,705,470 | 8 | 22 | 29 | 0.0% |
| Q2 2025 | 76 | $100.3M | 1,775,579 | 7 | 21 | 32 | 0.0% |
| Q1 2025 | 71 | $81.1M | 1,722,789 | 6 | 22 | 31 | 0.0% |
| Q4 2024 | 78 | $81.4M | 1,721,671 | 4 | 15 | 35 | 0.0% |
| Q3 2024 | 80 | $88.6M | 1,832,879 | 7 | 17 | 38 | 0.0% |
| Q2 2024 | 83 | $88.9M | 1,887,384 | 6 | 12 | 41 | 0.0% |
| Q1 2024 | 84 | $116.2M | 2,516,438 | 5 | 19 | 43 | 0.0% |
| Q4 2023 | 89 | $113.6M | 2,688,490 | 8 | 12 | 42 | 0.0% |
| Q3 2023 | 86 | $93.9M | 2,442,501 | 6 | 19 | 39 | 0.0% |
| Q2 2023 | 96 | $114.7M | 2,918,612 | 8 | 27 | 44 | 0.0% |
| Q1 2023 | 100 | $152.8M | 3,747,542 | 12 | 32 | 36 | 0.0% |
| Q4 2022 | 108 | $162.9M | 4,190,843 | 7 | 21 | 56 | 0.0% |
| Q3 2022 | 110 | $2.5B | 70,015,852 | 7 | 39 | 43 | 0.0% |
| Q2 2022 | 123 | $3.5B | 79,665,140 | 10 | 31 | 70 | 0.0% |
| Q1 2022 | 126 | $4.7B | 96,275,083 | 9 | 37 | 65 | 0.0% |
| Q4 2021 | 164 | $5.9B | 102,855,537 | 14 | 57 | 63 | 0.0% |
| Q3 2021 | 149 | $5.9B | 92,713,703 | 8 | 75 | 43 | 0.0% |
| Q2 2021 | 159 | $6.4B | 93,739,289 | 27 | 86 | 31 | 0.0% |
| Q1 2021 | 147 | $6.0B | 91,478,775 | 44 | 79 | 13 | 0.0% |
| Q4 2020 | 113 | $1.3B | 19,298,881 | 35 | 42 | 13 | 0.0% |
| Q3 2020 | 72 | $926.9M | 16,300,113 | 30 | 30 | 3 | 0.0% |
| Q2 2020 | 42 | $150.7M | 2,959,923 | 21 | 10 | 4 | 0.0% |
| Q1 2020 | 23 | $23.8M | 619,435 | 6 | 9 | 4 | 0.0% |
| Q4 2019 | 21 | $325.0M | 8,058,530 | 7 | 8 | 2 | 0.0% |
| Q3 2019 | 15 | $8.8M | 214,035 | 4 | 4 | 3 | 0.0% |
| Q2 2019 | 14 | $8.4M | 204,623 | 2 | 6 | 2 | 0.0% |
| Q1 2019 | 17 | $27.4M | 758,470 | 5 | 1 | 8 | 0.0% |
| Q4 2018 | 13 | $5.2M | 171,616 | 1 | 1 | 0 | 0.0% |