DaveManuel.com · Institutional Ownership · Who Owns It
FIRST TR EXCH TRADED FD III (FSMB)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
139
Reporting holders
$528.9M
Reported value
0.0%
Calls
0.0%
Puts
-1
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $104.9M | 5,246,393 | 0.01% | 20q | +1.9%+$2.0M |
| LPL Financial LLC | $49.9M | 2,496,609 | 0.01% | 26q | +10.1%+$4.6M |
| RMR Wealth Builders | $23.0M | 1,151,454 | 1.43% | 19q | +6.9%+$1.5M |
| HighTower Advisors, LLC | $17.9M | 896,202 | 0.02% | 21q | -5.6%-$1.1M |
| Corient Private Wealth LP | $17.1M | 857,020 | 0.02% | 4q | -18.6%-$3.9M |
| COMMONWEALTH EQUITY SERVICES, LLC | $14.6M | 730,841 | 0.02% | 26q | +167.5%+$9.1M |
| UBS Group AG | $14.3M | 713,289 | 0.00% | 17q | +5.2%+$702.9K |
| Waverly Advisors, LLC | $14.0M | 701,965 | 0.08% | new | NEW |
| PFS Partners, LLC | $13.5M | 674,660 | 5.46% | 14q | -1.6%-$212.6K |
| RAYMOND JAMES FINANCIAL INC | $13.2M | 657,968 | 0.00% | 7q | +42.9%+$3.9M |
| VAQUERO PRIVATE WEALTH, LTD | $12.0M | 601,749 | 2.48% | new | FIRST |
| Cetera Investment Advisers | $11.9M | 593,655 | 0.01% | 21q | +7.5%+$832.8K |
| Cambridge Investment Research Advisors, Inc. | $11.9M | 593,238 | 0.01% | 25q | +113.8%+$6.3M |
| Rockefeller Capital Management L.P. | $10.5M | 523,415 | 0.02% | 17q | +2.7%+$272.4K |
| XML Financial, LLC | $10.4M | 519,295 | 0.76% | new | NEW |
| NewEdge Advisors, LLC | $10.2M | 511,049 | 0.03% | 19q | -3.8%-$401.7K |
| OSAIC HOLDINGS, INC. | $8.9M | 447,272 | 0.01% | 26q | +118.7%+$4.9M |
| EnRich Financial Partners LLC | $8.8M | 440,062 | 2.09% | 11q | +5.9%+$488.6K |
| WELLS FARGO & COMPANY/MN | $8.4M | 418,603 | 0.00% | 16q | +1.1%+$89.6K |
| ENVESTNET ASSET MANAGEMENT INC | $7.8M | 389,403 | 0.00% | 20q | +3.1%+$231.3K |
| Francis Financial, Inc. | $7.2M | 357,852 | 1.17% | 11q | HELD |
| ROYAL BANK OF CANADA | $7.1M | 354,639 | 0.00% | 27q | +9.8%+$632.1K |
| Per Stirling Capital Management, LLC. | $6.3M | 314,616 | 0.60% | 15q | +5.5%+$328.9K |
| JPMORGAN CHASE & CO | $5.9M | 297,628 | 0.00% | 15q | +41.6%+$1.7M |
| Allworth Financial LP | $5.7M | 283,413 | 0.02% | 16q | +28.9%+$1.3M |
| Nilsine Partners, LLC | $5.6M | 281,292 | 0.39% | 14q | HELD |
| CONDOR CAPITAL MANAGEMENT | $5.0M | 248,150 | 0.37% | 22q | HELD |
| True Blue Financial, LLC | $4.8M | 238,019 | 2.01% | 3q | +12.7%+$536.9K |
| Principle Wealth Partners LLC | $4.6M | 231,493 | 0.23% | 26q | +635.1%+$4.0M |
| STIFEL FINANCIAL CORP | $4.4M | 221,365 | 0.00% | 16q | +15.0%+$575.6K |
| JANE STREET GROUP, LLC | $4.0M | 200,133 | 0.00% | 3q | +1067.4%+$3.7M |
| Gateway Wealth Partners, LLC | $3.5M | 176,814 | 0.21% | 4q | -24.5%-$1.1M |
| MML INVESTORS SERVICES, LLC | $3.2M | 158,133 | 0.01% | 13q | +15.1%+$413.9K |
| IFP Advisors, Inc | $2.7M | 136,134 | 0.05% | 21q | -0.8%-$22.2K |
| RFG Advisory, LLC | $2.7M | 133,263 | 0.04% | 17q | +11.1%+$267.0K |
| Elequin Capital, LP | $2.7M | 133,130 | 0.08% | new | NEW |
| CARY STREET PARTNERS FINANCIAL LLC | $2.5M | 122,620 | 0.05% | new | NEW |
| Kestra Advisory Services, LLC | $2.4M | 121,636 | 0.01% | 24q | +9.4%+$209.0K |
| Copper Harbor Investment Advisors, LLC | $2.4M | 119,960 | 0.51% | new | FIRST |
| Dynamic Advisor Solutions LLC | $2.2M | 112,127 | 0.06% | 7q | +8.1%+$167.0K |
| Sanctuary Advisors, LLC | $2.2M | 108,917 | 0.01% | 9q | HELD |
| Envestnet Portfolio Solutions, Inc. | $2.1M | 103,456 | 0.01% | 12q | +5.5%+$108.5K |
| Orion Porfolio Solutions, LLC | $2.0M | 101,268 | 0.02% | 16q | -7.4%-$160.7K |
| MGO ONE SEVEN LLC | $2.0M | 99,856 | 0.03% | 3q | +5.4%+$102.9K |
| Tower Research Capital LLC (TRC) | $1.8M | 92,068 | 0.05% | 5q | +4096.4%+$1.8M |
| Insight Inv LLC | $1.8M | 91,485 | 0.86% | 16q | +5.4%+$93.5K |
| Equitable Holdings, Inc. | $1.8M | 88,077 | 0.01% | 12q | +9.3%+$149.9K |
| Hobart Private Capital, LLC | $1.7M | 86,093 | 0.30% | 11q | +28.7%+$384.2K |
| STEPHENS INC /AR/ | $1.6M | 81,821 | 0.02% | 13q | -19.9%-$405.9K |
| GENESIS PRIVATE WEALTH, LLC | $1.6M | 79,646 | 0.45% | 7q | +9.6%+$139.5K |
| FIFTH THIRD BANCORP | $1.6M | 77,860 | 0.00% | 2q | -10.4%-$181.1K |
| Vestmark Advisory Solutions, Inc. | $1.5M | 76,789 | 0.01% | 4q | -12.6%-$220.7K |
| ELEVATION POINT WEALTH PARTNERS, LLC | $1.5M | 76,789 | 0.03% | 4q | -12.6%-$220.7K |
| ARBOR CAPITAL MANAGEMENT INC /ADV | $1.4M | 69,922 | 1.37% | 19q | HELD |
| Occidental Asset Management, LLC | $1.3M | 66,358 | 0.13% | 14q | +50.4%+$444.7K |
| Steward Partners Investment Advisory, LLC | $1.3M | 63,793 | 0.01% | 17q | +3.0%+$37.4K |
| Mutual Advisors, LLC | $1.3M | 63,393 | 0.02% | 18q | -8.6%-$118.8K |
| AVAII WEALTH MANAGEMENT, LLC | $1.1M | 54,126 | 0.32% | 9q | -1.9%-$20.7K |
| Private Advisor Group, LLC | $1.1M | 53,824 | 0.00% | 17q | +19.1%+$172.3K |
| Stratos Wealth Partners, LTD. | $1.1M | 53,421 | 0.01% | 5q | +6.2%+$62.7K |
| Prospera Financial Services Inc | $988.6K | 49,457 | 0.01% | 8q | +2.9%+$27.9K |
| TRUIST FINANCIAL CORP | $966.2K | 48,334 | 0.00% | 10q | +4.6%+$42.3K |
| Pine Valley Investments Ltd Liability Co | $954.6K | 47,755 | 0.04% | 10q | -20.5%-$245.6K |
| CASTLE WEALTH MANAGEMENT LLC | $923.7K | 46,210 | 0.27% | 7q | -11.0%-$114.6K |
| FSB PREMIER WEALTH MANAGEMENT, INC. | $903.8K | 45,214 | 0.25% | 21q | -9.6%-$95.4K |
| JAMES INVESTMENT RESEARCH, INC. | $857.2K | 42,880 | 0.09% | 6q | HELD |
| Concurrent Investment Advisors, LLC | $802.1K | 40,125 | 0.01% | 11q | +1.5%+$11.9K |
| Sowell Financial Services LLC | $776.3K | 38,832 | 0.03% | 7q | -39.1%-$497.8K |
| STONEHAVEN WEALTH & TAX SOLUTIONS, LLC | $749.6K | 37,500 | 0.60% | 3q | +6.3%+$44.7K |
| Keating Financial Advisory Services, Inc. | $735.6K | 36,797 | 0.10% | 3q | +15.2%+$97.0K |
| D.A. DAVIDSON & CO. | $712.2K | 35,627 | 0.00% | 17q | -9.2%-$72.0K |
| TRUST CO OF OKLAHOMA | $666.5K | 33,343 | 0.17% | 15q | HELD |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $664.3K | 33,229 | 0.01% | 15q | -1.5%-$10.4K |
| Norris Financial Group, LLC | $646.7K | 32,353 | 0.26% | 9q | HELD |
| DAYMARK WEALTH PARTNERS, LLC | $634.0K | 31,717 | 0.02% | 2q | +0.7%+$4.4K |
| Eldridge Investment Advisors, Inc. | $629.5K | 31,491 | 0.12% | 16q | HELD |
| CAPITAL FINANCIAL GROUP INC\CO\ /ADV | $623.0K | 31,165 | 0.33% | 3q | +0.9%+$5.3K |
| Sigma Planning Corp | $602.5K | 30,142 | 0.02% | 3q | -0.9%-$5.7K |
| INSPIRION WEALTH ADVISORS, LLC | $597.1K | 29,870 | 0.07% | 17q | -2.3%-$14.0K |
| IHT Wealth Management, LLC | $581.8K | 29,104 | 0.01% | new | NEW |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $576.4K | 28,821 | 0.00% | 12q | -5.5%-$33.4K |
| Foster Victor Wealth Advisors, LLC | $555.4K | 27,768 | 0.03% | 10q | +1.2%+$6.6K |
| HARBOUR INVESTMENTS, INC. | $490.0K | 24,513 | 0.01% | 21q | +22.2%+$89.0K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $488.7K | 24,445 | 0.00% | 2q | +129.3%+$275.5K |
| GeoWealth Management, LLC | $482.3K | 24,129 | 0.02% | new | NEW |
| Summit Wealth Partners, LLC | $470.6K | 23,542 | 0.07% | 12q | +0.6%+$3.0K |
| World Investment Advisors | $447.2K | 22,407 | 0.01% | 7q | HELD |
| OneDigital Investment Advisors LLC | $440.6K | 22,039 | 0.00% | 2q | +34.6%+$113.3K |
| ONE PLUS ONE WEALTH MANAGEMENT, LLC | $422.2K | 21,119 | 0.18% | 15q | HELD |
| &PARTNERS | $404.5K | 20,234 | 0.00% | 3q | +41.5%+$118.6K |
| Capital Investment Advisory Services, LLC | $388.8K | 19,450 | 0.02% | 26q | -6.2%-$25.8K |
| Farther Finance Advisors, LLC | $365.9K | 18,302 | 0.00% | 7q | +26.0%+$75.5K |
| Uniting Wealth Partners, LLC | $352.3K | 17,626 | 0.07% | 2q | HELD |
| BENJAMIN EDWARDS INC | $345.0K | 17,258 | 0.00% | new | NEW |
| NOVEM GROUP | $337.8K | 16,900 | 0.03% | 7q | HELD |
| AE Wealth Management LLC | $337.5K | 16,883 | 0.00% | 7q | +9.8%+$30.1K |
| Keystone Wealth Services, LLC | $329.8K | 16,500 | 0.06% | 19q | HELD |
| WealthCare Investment Partners, LLC | $324.9K | 16,252 | 0.08% | 3q | -1.8%-$5.8K |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $300.1K | 15,013 | 0.02% | 3q | HELD |
| Janney Montgomery Scott LLC | $294.0K | 14,711 | 0.00% | 3q | +28.6%+$65.4K |
Showing the largest 100 of 140 reported holders. The count of 139 above leaves out 1 position whose reported value failed our price check; it is listed here as filed.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 42 | $93.9M | 4,826,509 | 3 | 13 | 13 | 0.0% |
| Q2 2026 | 139 | $528.9M | 26,458,067 | 14 | 60 | 27 | 0.0% |
| Q1 2026 | 140 | $462.4M | 23,167,468 | 15 | 58 | 35 | 0.0% |
| Q4 2025 | 140 | $441.3M | 22,013,469 | 21 | 50 | 34 | 0.0% |
| Q3 2025 | 128 | $376.3M | 18,739,386 | 11 | 51 | 31 | 0.0% |
| Q2 2025 | 130 | $396.6M | 19,923,504 | 11 | 45 | 34 | 0.0% |
| Q1 2025 | 131 | $364.2M | 18,334,122 | 10 | 46 | 44 | 0.0% |
| Q4 2024 | 132 | $341.6M | 17,219,467 | 17 | 46 | 34 | 0.0% |
| Q3 2024 | 121 | $322.7M | 16,128,011 | 8 | 40 | 38 | 0.0% |
| Q2 2024 | 120 | $344.4M | 17,420,433 | 10 | 39 | 43 | 0.0% |
| Q1 2024 | 120 | $499.5M | 25,183,124 | 12 | 45 | 37 | 0.0% |
| Q4 2023 | 124 | $421.8M | 21,144,194 | 12 | 41 | 41 | 0.0% |
| Q3 2023 | 114 | $303.9M | 15,676,997 | 11 | 30 | 48 | 0.0% |
| Q2 2023 | 111 | $326.5M | 16,514,108 | 16 | 36 | 27 | 0.1% |
| Q1 2023 | 108 | $315.1M | 15,851,212 | 12 | 40 | 33 | 0.0% |
| Q4 2022 | 108 | $297.1M | 15,159,769 | 19 | 31 | 37 | 0.0% |
| Q3 2022 | 97 | $4.6B | 235,939,992 | 21 | 30 | 23 | 0.0% |
| Q2 2022 | 86 | $2.1B | 105,048,505 | 23 | 25 | 24 | 0.0% |
| Q1 2022 | 68 | $1.1B | 56,518,400 | 11 | 28 | 17 | 0.0% |
| Q4 2021 | 72 | $290.8M | 13,972,841 | 12 | 27 | 17 | 0.0% |
| Q3 2021 | 57 | $297.9M | 14,273,082 | 10 | 28 | 10 | 0.0% |
| Q2 2021 | 52 | $290.4M | 13,890,213 | 12 | 22 | 12 | 0.0% |
| Q1 2021 | 42 | $250.0M | 12,008,745 | 3 | 21 | 6 | 0.0% |
| Q4 2020 | 42 | $241.3M | 11,594,115 | 8 | 12 | 13 | 0.0% |
| Q3 2020 | 37 | $1.1B | 52,813,839 | 7 | 9 | 10 | 0.0% |
| Q2 2020 | 31 | $459.9M | 22,410,937 | 11 | 8 | 4 | 0.0% |
| Q1 2020 | 23 | $410.2M | 20,408,068 | 12 | 5 | 2 | 0.0% |
| Q4 2019 | 17 | $401.1M | 19,596,240 | 5 | 6 | 2 | 0.0% |
| Q3 2019 | 13 | $32.0M | 1,560,057 | 4 | 4 | 3 | 0.0% |
| Q2 2019 | 12 | $18.5M | 907,187 | 1 | 1 | 5 | 0.0% |
| Q1 2019 | 12 | $21.1M | 1,038,824 | 5 | 1 | 4 | 0.0% |
| Q4 2018 | 7 | $19.9M | 987,428 | 1 | 0 | 0 | 0.0% |