DaveManuel.com · Institutional Ownership · Who Owns It
FIRST TR EXCH TRD ALPHDX FD (FSZ)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
24
Reporting holders
$22.1M
Reported value
0.0%
Calls
0.0%
Puts
-3
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Vontobel Holding Ltd. | $9.1M | 110,440 | 0.03% | 20q | HELD |
| SSA SWISS ADVISORS AG | $2.6M | 31,325 | 0.96% | 6q | -2.9%-$75.5K |
| COTTONWOOD CAPITAL ADVISORS, LLC | $1.8M | 21,607 | 1.07% | 19q | HELD |
| JANE STREET GROUP, LLC | $1.6M | 19,780 | 0.00% | 23q | -22.3%-$466.3K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1.1M | 12,947 | 0.00% | 10q | +1.5%+$15.3K |
| Climber Capital SA | $732.3K | 8,945 | 0.45% | 6q | +9.9%+$65.9K |
| PGIM Custom Harvest LLC | $642.0K | 7,826 | 0.01% | 11q | +3.5%+$21.6K |
| MORGAN STANLEY | $603.2K | 7,353 | 0.00% | 35q | -40.2%-$405.2K |
| SYON CAPITAL LLC | $583.1K | 7,108 | 0.03% | 11q | -1.5%-$9.1K |
| Genesee Capital Advisors, LLC | $554.7K | 6,762 | 0.17% | 3q | HELD |
| STIFEL FINANCIAL CORP | $527.5K | 6,431 | 0.00% | 29q | -1.6%-$8.4K |
| LPL Financial LLC | $507.0K | 6,181 | 0.00% | 7q | +7.1%+$33.5K |
| CITADEL ADVISORS LLC | $395.6K | 4,823 | 0.00% | 2q | -82.8%-$1.9M |
| Hyposwiss Advisors SA | $362.6K | 4,420 | 0.34% | 3q | +29.2%+$82.0K |
| RAYMOND JAMES FINANCIAL INC | $331.1K | 4,036 | 0.00% | 2q | -2.4%-$8.1K |
| BFI Infinity Ltd. | $270.4K | 3,300 | 0.08% | 5q | HELD |
| MTM Investment Management, LLC | $153.1K | 1,866 | 0.04% | 5q | HELD |
| ROYAL BANK OF CANADA | $102.0K | 1,240 | 0.00% | 31q | +29.3%+$23.1K |
| UBS Group AG | $93.8K | 1,144 | 0.00% | 31q | +11.9%+$10.0K |
| OSAIC HOLDINGS, INC. | $83.0K | 1,012 | 0.00% | 26q | HELD |
| Golden State Wealth Management, LLC | $73.6K | 897 | 0.01% | 7q | HELD |
| JPMORGAN CHASE & CO | $9.6K | 115 | 0.00% | 12q | -64.4%-$17.3K |
| ASSETMARK, INC | $6.6K | 80 | 0.00% | 3q | HELD |
| Transamerica Financial Advisors, LLC | $3.1K | 38 | 0.00% | 31q | -2.6% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 7 | $13.5M | 173,441 | 0 | 1 | 0 | 0.0% |
| Q2 2026 | 24 | $22.1M | 269,676 | 0 | 7 | 9 | 0.0% |
| Q1 2026 | 27 | $25.2M | 317,846 | 4 | 7 | 8 | 0.0% |
| Q4 2025 | 25 | $28.7M | 358,603 | 4 | 4 | 10 | 0.0% |
| Q3 2025 | 27 | $65.4M | 851,102 | 2 | 12 | 7 | 0.0% |
| Q2 2025 | 30 | $56.1M | 732,568 | 5 | 4 | 14 | 0.0% |
| Q1 2025 | 25 | $53.7M | 794,601 | 2 | 7 | 8 | 0.0% |
| Q4 2024 | 26 | $63.3M | 1,008,692 | 5 | 9 | 6 | 0.0% |
| Q3 2024 | 21 | $71.0M | 1,006,732 | 2 | 7 | 6 | 0.0% |
| Q2 2024 | 25 | $65.0M | 1,008,645 | 3 | 5 | 10 | 0.0% |
| Q1 2024 | 24 | $87.5M | 1,373,637 | 3 | 6 | 11 | 0.0% |
| Q4 2023 | 25 | $80.4M | 1,236,272 | 6 | 5 | 8 | 0.0% |
| Q3 2023 | 23 | $77.0M | 1,335,170 | 5 | 1 | 13 | 0.0% |
| Q2 2023 | 22 | $107.0M | 1,781,838 | 4 | 9 | 6 | 0.0% |
| Q1 2023 | 20 | $96.4M | 1,581,205 | 2 | 7 | 8 | 0.0% |
| Q4 2022 | 24 | $83.2M | 1,515,095 | 7 | 10 | 5 | 0.0% |
| Q3 2022 | 18 | $14.1M | 299,676 | 0 | 5 | 11 | 0.0% |
| Q2 2022 | 22 | $22.1M | 414,284 | 3 | 7 | 11 | 0.0% |
| Q1 2022 | 26 | $315.9M | 4,884,298 | 4 | 7 | 9 | 0.0% |
| Q4 2021 | 27 | $395.9M | 5,551,501 | 5 | 6 | 8 | 0.0% |
| Q3 2021 | 25 | $89.1M | 1,362,407 | 4 | 6 | 10 | 0.0% |
| Q2 2021 | 25 | $84.8M | 1,275,262 | 3 | 6 | 9 | 0.0% |
| Q1 2021 | 26 | $84.2M | 1,358,331 | 4 | 9 | 9 | 0.0% |
| Q4 2020 | 25 | $79.8M | 1,322,046 | 2 | 10 | 8 | 0.0% |
| Q3 2020 | 23 | $59.5M | 1,105,769 | 4 | 2 | 10 | 0.0% |
| Q2 2020 | 23 | $67.3M | 1,379,470 | 2 | 5 | 12 | 0.0% |
| Q1 2020 | 25 | $68.8M | 1,642,705 | 2 | 7 | 10 | 0.0% |
| Q4 2019 | 31 | $133.0M | 2,462,385 | 5 | 11 | 10 | 0.0% |
| Q3 2019 | 29 | $121.2M | 2,490,941 | 1 | 5 | 18 | 0.0% |
| Q2 2019 | 35 | $157.0M | 3,061,614 | 7 | 9 | 13 | 0.0% |
| Q1 2019 | 32 | $152.1M | 3,160,792 | 5 | 11 | 10 | 0.0% |
| Q4 2018 | 30 | $139.9M | 3,194,060 | 1 | 0 | 1 | 0.0% |