DaveManuel.com · Institutional Ownership · Who Owns It
FIRST TR EXCHANGE-TRADED ALP (FTA)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
231
Reporting holders
$939.3M
Reported value
0.0%
Calls
0.0%
Puts
+9
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $171.2M | 1,768,703 | 0.01% | 35q | -2.1%-$3.6M |
| LPL Financial LLC | $108.7M | 1,122,896 | 0.02% | 31q | +4.9%+$5.0M |
| UBS Group AG | $75.4M | 779,039 | 0.01% | 31q | -19.6%-$18.3M |
| ROYAL BANK OF CANADA | $44.1M | 455,882 | 0.01% | 31q | +52.5%+$15.2M |
| ENVESTNET ASSET MANAGEMENT INC | $37.5M | 387,452 | 0.01% | 31q | -3.5%-$1.4M |
| BANK OF AMERICA CORP /DE/ | $37.1M | 383,334 | 0.00% | 31q | -2.0%-$771.8K |
| Cetera Investment Advisers | $33.3M | 343,878 | 0.03% | 31q | HELD |
| RAYMOND JAMES FINANCIAL INC | $30.2M | 311,921 | 0.01% | 7q | +5.7%+$1.6M |
| Cambridge Investment Research Advisors, Inc. | $27.5M | 284,190 | 0.03% | 31q | +94.3%+$13.4M |
| WELLS FARGO & COMPANY/MN | $19.1M | 197,703 | 0.00% | 31q | HELD |
| Integrated Wealth Concepts LLC | $19.0M | 196,711 | 0.12% | 21q | -0.9%-$171.0K |
| Kingsview Wealth Management, LLC | $17.8M | 183,956 | 0.22% | 25q | +4.1%+$697.0K |
| NewEdge Advisors, LLC | $15.6M | 160,678 | 0.05% | 17q | +2.9%+$435.2K |
| ASSETMARK, INC | $14.3M | 147,384 | 0.02% | 31q | +6.2%+$838.6K |
| Private Advisor Group, LLC | $12.9M | 132,874 | 0.06% | 31q | -7.8%-$1.1M |
| OSAIC HOLDINGS, INC. | $12.1M | 125,213 | 0.01% | 26q | +7.2%+$813.6K |
| BENJAMIN EDWARDS INC | $11.0M | 113,868 | 0.10% | 26q | +8.7%+$880.2K |
| GOLDMAN SACHS GROUP INC | $10.0M | 102,990 | 0.00% | 9q | +0.6%+$59.9K |
| COMMONWEALTH EQUITY SERVICES, LLC | $8.9M | 91,587 | 0.01% | 31q | -29.1%-$3.6M |
| Kaydan Wealth Management, Inc. | $8.4M | 86,611 | 2.55% | 10q | -2.5%-$214.2K |
| TRUIST FINANCIAL CORP | $8.1M | 83,727 | 0.01% | 27q | +18.9%+$1.3M |
| IHT Wealth Management, LLC | $7.8M | 80,891 | 0.17% | 31q | +0.6%+$46.6K |
| HARBOUR INVESTMENTS, INC. | $7.8M | 80,159 | 0.10% | 21q | +5.5%+$401.2K |
| Holistic Financial Partners | $7.6M | 78,335 | 4.63% | 14q | -44.3%-$6.0M |
| STIFEL FINANCIAL CORP | $7.5M | 77,765 | 0.01% | 31q | +12.5%+$837.3K |
| Baird Financial Group, Inc. | $7.2M | 74,776 | 0.01% | 31q | -1.4%-$104.6K |
| Vestmark Advisory Solutions, Inc. | $6.8M | 70,116 | 0.06% | 17q | HELD |
| Janney Montgomery Scott LLC | $6.7M | 69,126 | 0.01% | 31q | -4.2%-$290.7K |
| Snowden Capital Advisors LLC | $5.7M | 58,969 | 0.13% | 42q | +2.7%+$151.1K |
| COTTONWOOD CAPITAL ADVISORS, LLC | $5.6M | 57,559 | 3.36% | 19q | HELD |
| GREENUP STREET WEALTH MANAGEMENT LLC | $4.3M | 44,827 | 0.53% | new | NEW |
| Midwest Heritage Bank, FSB | $4.2M | 43,674 | 1.20% | 19q | -5.6%-$250.7K |
| Prospera Financial Services Inc | $4.1M | 42,540 | 0.06% | 22q | -3.1%-$130.0K |
| Creative Planning | $4.1M | 41,949 | 0.00% | 6q | +0.6%+$23.1K |
| Trueblood Wealth Management, LLC | $4.0M | 41,476 | 1.40% | 11q | +1.3%+$50.1K |
| IFP Advisors, Inc | $3.9M | 40,377 | 0.07% | 39q | -3.3%-$132.3K |
| Gateway Wealth Partners, LLC | $3.7M | 37,826 | 0.22% | 15q | -45.5%-$3.1M |
| Bank of New York Mellon Corp | $3.6M | 37,579 | 0.00% | 24q | -11.2%-$459.1K |
| Atria Investments, Inc | $3.5M | 36,380 | 0.04% | 14q | -3.2%-$116.3K |
| D.A. DAVIDSON & CO. | $3.5M | 35,989 | 0.02% | 31q | -3.8%-$137.4K |
| JONES FINANCIAL COMPANIES LLLP | $2.9M | 29,337 | 0.00% | 9q | +29.3%+$651.1K |
| IAMS WEALTH MANAGEMENT, LLC | $2.8M | 28,642 | 0.83% | 15q | +4.5%+$118.2K |
| Virtu Financial LLC | $2.8M | 28,478 | 0.09% | 2q | +130.3%+$1.6M |
| AE Wealth Management LLC | $2.7M | 28,235 | 0.01% | 29q | -7.1%-$210.0K |
| Regal Investment Advisors LLC | $2.7M | 27,881 | 0.14% | 21q | HELD |
| Orion Porfolio Solutions, LLC | $2.3M | 23,955 | 0.02% | 14q | -6.4%-$157.3K |
| Triton Wealth Management, PLLC | $2.2M | 23,058 | 0.69% | 16q | HELD |
| FSB PREMIER WEALTH MANAGEMENT, INC. | $2.0M | 20,892 | 0.57% | 23q | -2.3%-$48.5K |
| PARK AVENUE SECURITIES LLC | $2.0M | 20,500 | 0.01% | 15q | -6.3%-$132.9K |
| Kestra Advisory Services, LLC | $2.0M | 20,485 | 0.01% | 24q | HELD |
| OneAscent Financial Services LLC | $2.0M | 20,349 | 0.09% | 7q | -1.1%-$22.7K |
| JPMORGAN CHASE & CO | $2.0M | 20,097 | 0.00% | 31q | +5.3%+$99.2K |
| Sanctuary Advisors, LLC | $1.9M | 19,292 | 0.01% | 9q | HELD |
| Equitable Holdings, Inc. | $1.8M | 18,221 | 0.01% | 15q | -1.5%-$27.6K |
| Midwest Financial Network, LLC | $1.7M | 17,658 | 1.17% | 7q | -18.6%-$391.0K |
| LaSalle St. Investment Advisors, LLC | $1.6M | 16,814 | 0.20% | 7q | HELD |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1.6M | 16,788 | 0.00% | 5q | -29.9%-$694.1K |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | $1.6M | 16,645 | 0.00% | 3q | HELD |
| HBW ADVISORY SERVICES LLC | $1.5M | 15,531 | 0.14% | 7q | +2.3%+$34.2K |
| DAYMARK WEALTH PARTNERS, LLC | $1.5M | 15,377 | 0.04% | 5q | +326.0%+$1.1M |
| MML INVESTORS SERVICES, LLC | $1.5M | 15,309 | 0.00% | 31q | +11.7%+$155.2K |
| RFG Advisory, LLC | $1.4M | 14,854 | 0.02% | 30q | -31.1%-$650.3K |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $1.4M | 14,785 | 0.02% | 24q | -2.8%-$40.8K |
| Parallel Advisors, LLC | $1.4M | 14,530 | 0.02% | 12q | -2.3%-$33.8K |
| Mariner, LLC | $1.4M | 14,467 | 0.00% | 16q | HELD |
| Waverly Advisors, LLC | $1.4M | 14,297 | 0.01% | 7q | +1.6%+$21.3K |
| Arkadios Wealth Advisors | $1.4M | 14,229 | 0.02% | 18q | -2.3%-$32.2K |
| Western Wealth Management, LLC | $1.3M | 13,421 | 0.04% | 26q | -4.2%-$57.0K |
| TCFG Investment Advisors, LLC | $1.3M | 13,330 | 0.43% | 2q | HELD |
| Coppell Advisory Solutions LLC | $1.3M | 11,720 | 0.10% | new | NEW |
| Chicago Partners Investment Group LLC | $1.3M | 12,773 | 0.03% | 29q | HELD |
| CITADEL ADVISORS LLC | $1.2M | 12,699 | 0.00% | 20q | -64.1%-$2.2M |
| NewEdge Wealth, LLC | $1.2M | 12,658 | 0.01% | 14q | -24.7%-$401.5K |
| JANE STREET GROUP, LLC | $1.2M | 12,134 | 0.00% | 2q | -25.0%-$392.1K |
| Sun Financial Inc | $1.2M | 11,314 | 0.55% | 3q | -8.4%-$106.7K |
| Stratos Wealth Partners, LTD. | $1.2M | 11,955 | 0.01% | 31q | -7.3%-$90.7K |
| GREAT VALLEY ADVISOR GROUP, INC. | $1.1M | 11,741 | 0.02% | 25q | -3.2%-$37.8K |
| WINEBRENNER CAPITAL MANAGEMENT LLC | $1.1M | 11,673 | 0.69% | 7q | -1.5%-$16.9K |
| Proactive Wealth Strategies LLC | $1.1M | 11,299 | 0.18% | 7q | HELD |
| RMR Capital Management, LLC | $1.1M | 11,090 | 0.74% | 11q | -0.6%-$6.8K |
| PNC Financial Services Group, Inc. | $991.1K | 10,239 | 0.00% | 31q | +1.9%+$18.0K |
| FIRST TRUST ADVISORS LP | $967.4K | 9,994 | 0.00% | 31q | -22.8%-$285.5K |
| MPWM ADVISORY SOLUTIONS, LLC | $938.2K | 9,692 | 0.43% | 7q | +1.2%+$11.4K |
| Concurrent Investment Advisors, LLC | $888.7K | 9,181 | 0.01% | 11q | -2.1%-$18.8K |
| Allworth Financial LP | $854.5K | 8,827 | 0.00% | 19q | +2.1%+$17.4K |
| Keystone Wealth Services, LLC | $849.8K | 8,779 | 0.16% | 2q | -6.4%-$58.2K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $849.2K | 8,772 | 0.00% | 31q | +17.0%+$123.2K |
| Mutual Advisors, LLC | $813.1K | 8,400 | 0.02% | 28q | +10.7%+$78.3K |
| FIFTH THIRD BANCORP | $774.1K | 7,997 | 0.00% | 2q | +14.4%+$97.5K |
| INDEPENDENT FINANCIAL GROUP, LLC | $750.1K | 7,749 | 0.01% | 22q | -16.4%-$146.9K |
| Blackhawk Capital Partners, LLC | $747.9K | 7,726 | 0.24% | 14q | -15.6%-$137.8K |
| Eukles Asset Management | $742.9K | 7,675 | 0.31% | 31q | -1.0%-$7.6K |
| Morey & Quinn Wealth Partners, LLC | $740.5K | 7,650 | 0.48% | 7q | HELD |
| MEITAV INVESTMENT HOUSE LTD | $730.8K | 7,550 | 0.00% | 15q | HELD |
| Three Seasons Wealth, LLC | $703.8K | 7,271 | 0.06% | 12q | -1.1%-$7.9K |
| Envestnet Portfolio Solutions, Inc. | $698.9K | 7,220 | 0.00% | 12q | -2.2%-$15.9K |
| Asset Allocation Strategies LLC | $697.7K | 7,208 | 0.11% | 4q | +59.7%+$260.9K |
| HighTower Advisors, LLC | $686.0K | 7,087 | 0.00% | 31q | -2.5%-$17.4K |
| OPPENHEIMER & CO INC | $675.7K | 6,980 | 0.01% | 31q | -1.0%-$6.9K |
| Pinnacle Family Advisors, LLC | $660.5K | 6,824 | 0.28% | 23q | HELD |
Showing the largest 100 of 231 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 75 | $82.4M | 870,543 | 3 | 16 | 26 | 0.0% |
| Q2 2026 | 231 | $939.3M | 9,703,451 | 26 | 54 | 79 | 0.0% |
| Q1 2026 | 222 | $902.2M | 9,755,144 | 23 | 62 | 68 | 0.2% |
| Q4 2025 | 209 | $809.8M | 9,397,129 | 11 | 49 | 75 | 0.0% |
| Q3 2025 | 205 | $809.5M | 9,716,485 | 14 | 55 | 66 | 0.0% |
| Q2 2025 | 209 | $795.1M | 10,109,996 | 18 | 43 | 86 | 0.0% |
| Q1 2025 | 200 | $786.3M | 10,252,544 | 10 | 38 | 92 | 0.0% |
| Q4 2024 | 220 | $847.5M | 11,080,548 | 17 | 50 | 80 | 0.0% |
| Q3 2024 | 206 | $853.6M | 11,009,526 | 11 | 49 | 85 | 0.0% |
| Q2 2024 | 202 | $818.8M | 11,118,233 | 14 | 49 | 86 | 0.0% |
| Q1 2024 | 206 | $1.2B | 15,883,137 | 16 | 65 | 78 | 0.0% |
| Q4 2023 | 197 | $982.7M | 13,873,388 | 15 | 48 | 85 | 0.0% |
| Q3 2023 | 185 | $825.4M | 12,749,765 | 9 | 49 | 76 | 0.0% |
| Q2 2023 | 187 | $876.4M | 13,035,732 | 13 | 65 | 65 | 1.0% |
| Q1 2023 | 183 | $898.5M | 13,548,334 | 15 | 69 | 57 | 0.0% |
| Q4 2022 | 181 | $854.3M | 13,022,140 | 25 | 60 | 55 | 0.0% |
| Q3 2022 | 153 | $4.0B | 69,001,418 | 10 | 53 | 56 | 0.0% |
| Q2 2022 | 162 | $4.5B | 72,709,477 | 17 | 48 | 63 | 0.0% |
| Q1 2022 | 158 | $6.1B | 86,520,066 | 17 | 60 | 48 | 0.0% |
| Q4 2021 | 155 | $6.1B | 86,852,101 | 15 | 58 | 33 | 0.0% |
| Q3 2021 | 129 | $5.4B | 84,241,916 | 9 | 50 | 34 | 0.0% |
| Q2 2021 | 135 | $5.0B | 75,413,202 | 10 | 56 | 37 | 0.0% |
| Q1 2021 | 141 | $4.8B | 75,798,061 | 28 | 45 | 44 | 0.0% |
| Q4 2020 | 123 | $3.7B | 66,758,118 | 10 | 46 | 34 | 0.0% |
| Q3 2020 | 115 | $4.9B | 106,248,605 | 8 | 46 | 34 | 0.0% |
| Q2 2020 | 113 | $2.7B | 59,254,020 | 14 | 16 | 61 | 0.0% |
| Q1 2020 | 112 | $2.5B | 68,740,614 | 6 | 31 | 56 | 0.0% |
| Q4 2019 | 140 | $4.6B | 81,459,459 | 18 | 32 | 55 | 0.0% |
| Q3 2019 | 115 | $5.5B | 106,396,382 | 6 | 36 | 48 | 0.0% |
| Q2 2019 | 122 | $5.9B | 113,754,261 | 19 | 44 | 36 | 0.0% |
| Q1 2019 | 112 | $4.9B | 94,968,847 | 8 | 53 | 29 | 0.0% |
| Q4 2018 | 116 | $4.2B | 91,574,578 | 2 | 2 | 5 | 0.0% |