DaveManuel.com · Institutional Ownership · Who Owns It
FIRST TR EXCHANGE-TRADED ALP (FTC)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
229
Reporting holders
$974.5M
Reported value
0.3%
Calls
0.0%
Puts
+19
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $138.9M | 717,082 | 0.01% | 35q | +3.4%+$4.6M |
| LPL Financial LLC | $129.7M | 669,373 | 0.03% | 31q | -1.0%-$1.3M |
| Janney Montgomery Scott LLC | $85.3M | 440,151 | 0.17% | 8q | -1.3%-$1.1M |
| WELLS FARGO & COMPANY/MN | $65.6M | 338,661 | 0.01% | 31q | -19.9%-$16.3M |
| UBS Group AG | $43.7M | 225,676 | 0.01% | 31q | +2.2%+$942.1K |
| RAYMOND JAMES FINANCIAL INC | $32.8M | 169,427 | 0.01% | 7q | -18.7%-$7.6M |
| Baird Financial Group, Inc. | $29.6M | 152,775 | 0.04% | 31q | +0.8%+$233.9K |
| COMMONWEALTH EQUITY SERVICES, LLC | $29.4M | 151,776 | 0.04% | 31q | -3.6%-$1.1M |
| Cambridge Investment Research Advisors, Inc. | $27.6M | 142,278 | 0.03% | 31q | +53.7%+$9.6M |
| BANK OF AMERICA CORP /DE/ | $26.2M | 135,002 | 0.00% | 31q | -3.3%-$881.1K |
| CX Institutional | $21.2M | 109,235 | 0.61% | 17q | -4.0%-$881.6K |
| Cetera Investment Advisers | $18.5M | 95,400 | 0.02% | 31q | +0.9%+$169.2K |
| Kingsview Wealth Management, LLC | $18.3M | 94,357 | 0.22% | 25q | -1.8%-$341.4K |
| BENJAMIN EDWARDS INC | $15.4M | 79,225 | 0.14% | 26q | +26.9%+$3.3M |
| STIFEL FINANCIAL CORP | $14.1M | 72,538 | 0.01% | 31q | +24.7%+$2.8M |
| ROYAL BANK OF CANADA | $13.2M | 68,111 | 0.00% | 31q | -0.6%-$74.0K |
| &PARTNERS | $11.7M | 66,595 | 0.05% | 6q | +2062.9%+$11.2M |
| Arax Advisory Partners | $9.3M | 47,775 | 0.06% | 3q | +29759.4%+$9.2M |
| HARBOUR INVESTMENTS, INC. | $9.1M | 46,986 | 0.12% | 21q | -0.7%-$61.2K |
| D.A. DAVIDSON & CO. | $7.3M | 37,733 | 0.04% | 31q | HELD |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $7.3M | 37,518 | 0.00% | 28q | +0.6%+$45.3K |
| ENVESTNET ASSET MANAGEMENT INC | $7.0M | 36,193 | 0.00% | 31q | +7.4%+$485.6K |
| Virtu Financial LLC | $6.9M | 35,585 | 0.22% | 2q | -10.5%-$811.1K |
| FIRST TRUST ADVISORS LP | $6.0M | 31,137 | 0.00% | 31q | -2.5%-$153.5K |
| OSAIC HOLDINGS, INC. | $5.8M | 30,048 | 0.01% | 26q | +14.8%+$751.2K |
| AMERIPRISE FINANCIAL INC | $5.6M | 29,002 | 0.00% | 12q | +73.4%+$2.4M |
| LVZ, Inc. | $5.1M | 26,298 | 0.52% | 31q | -3.8%-$199.6K |
| JONES FINANCIAL COMPANIES LLLP | $5.0M | 26,998 | 0.00% | 9q | +11.2%+$509.1K |
| IHT Wealth Management, LLC | $4.9M | 25,393 | 0.10% | 31q | -6.3%-$328.8K |
| Boyce & Associates Wealth Consulting, Inc. | $4.2M | 21,706 | 2.92% | 18q | +2.7%+$112.2K |
| Integrated Wealth Concepts LLC | $4.1M | 21,020 | 0.03% | 22q | +152.8%+$2.5M |
| Proactive Wealth Strategies LLC | $4.0M | 20,681 | 0.64% | 8q | HELD |
| HFG Advisors, Inc. | $4.0M | 20,495 | 2.48% | 19q | +1.4%+$53.5K |
| Rockefeller Capital Management L.P. | $3.9M | 20,144 | 0.01% | 27q | +3.0%+$113.7K |
| Wealthcare Advisory Partners LLC | $3.7M | 19,163 | 0.07% | 14q | +16.2%+$517.4K |
| Private Advisor Group, LLC | $3.7M | 19,047 | 0.02% | 31q | -9.6%-$392.6K |
| Prospera Financial Services Inc | $3.6M | 18,744 | 0.05% | 3q | -0.9%-$32.6K |
| IFP Advisors, Inc | $3.6M | 18,506 | 0.06% | 39q | -9.2%-$362.2K |
| Equitable Holdings, Inc. | $3.5M | 17,966 | 0.02% | 25q | -5.9%-$219.0K |
| Vestmark Advisory Solutions, Inc. | $3.4M | 17,613 | 0.03% | 24q | -12.7%-$497.4K |
| Western Wealth Management, LLC | $3.4M | 17,471 | 0.11% | 26q | -2.7%-$92.8K |
| IFS Group,LLC | $3.2M | 16,550 | 4.40% | 3q | +14.9%+$415.6K |
| FSB PREMIER WEALTH MANAGEMENT, INC. | $2.9M | 15,170 | 0.83% | 23q | -0.7%-$21.5K |
| Wedmont Private Capital | $2.8M | 15,400 | 0.08% | 6q | HELD |
| TRUIST FINANCIAL CORP | $2.6M | 13,285 | 0.00% | 27q | +2.9%+$73.0K |
| Snowden Capital Advisors LLC | $2.5M | 13,068 | 0.06% | 42q | -3.7%-$97.3K |
| Gateway Wealth Partners, LLC | $2.5M | 13,014 | 0.15% | 15q | -58.2%-$3.5M |
| Empirical Asset Management, LLC | $2.4M | 12,603 | 0.55% | 4q | +4.6%+$108.1K |
| Steward Partners Investment Advisory, LLC | $2.4M | 12,157 | 0.01% | 29q | +474.3%+$1.9M |
| CITADEL ADVISORS LLC | $2.3M CALL | options only | 0.00% | 3q | OPTIONS |
| Stratos Wealth Partners, LTD. | $2.3M | 11,829 | 0.02% | 31q | -10.5%-$269.2K |
| MML INVESTORS SERVICES, LLC | $2.1M | 10,787 | 0.00% | 31q | +15.1%+$274.6K |
| Keystone Wealth Services, LLC | $2.1M | 10,680 | 0.38% | 2q | HELD |
| NATIXIS ADVISORS, LLC | $2.0M | 10,533 | 0.00% | new | NEW |
| MONEY CONCEPTS CAPITAL CORP | $2.0M | 10,325 | 0.09% | 21q | +0.9%+$17.4K |
| Horizon Family Wealth, Inc. | $2.0M | 10,243 | 0.91% | 19q | HELD |
| Allworth Financial LP | $2.0M | 10,157 | 0.01% | 27q | +7.8%+$142.2K |
| Kestra Advisory Services, LLC | $2.0M | 10,138 | 0.01% | 24q | -11.6%-$258.1K |
| Krilogy Financial LLC | $1.8M | 9,487 | 0.05% | 4q | HELD |
| WIN ADVISORS, INC | $1.8M | 9,423 | 0.65% | 3q | -62.8%-$3.1M |
| OPPENHEIMER & CO INC | $1.7M | 8,892 | 0.02% | 31q | +0.7%+$12.6K |
| LANARK FINANCIAL, INC. | $1.7M | 8,776 | 0.12% | 12q | -1.7%-$29.6K |
| HighTower Advisors, LLC | $1.7M | 8,705 | 0.00% | 31q | -2.0%-$34.7K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1.6M | 8,333 | 0.00% | 31q | -50.8%-$1.7M |
| DAYMARK WEALTH PARTNERS, LLC | $1.6M | 8,059 | 0.04% | 4q | +290.3%+$1.2M |
| Apollon Wealth Management, LLC | $1.5M | 7,883 | 0.02% | 19q | -4.4%-$71.1K |
| Geneos Wealth Management Inc. | $1.5M | 7,639 | 0.03% | 42q | -1.1%-$16.7K |
| CoreCap Advisors, LLC | $1.5M | 7,584 | 0.04% | 18q | -4.6%-$71.5K |
| Hilton Head Capital Partners, LLC | $1.4M | 7,296 | 0.71% | 3q | -26.7%-$514.3K |
| Three Seasons Wealth, LLC | $1.4M | 7,197 | 0.13% | 12q | HELD |
| NewEdge Advisors, LLC | $1.4M | 7,057 | 0.00% | 16q | -23.0%-$408.7K |
| Beck Bode, LLC | $1.4M | 7,035 | 0.21% | 15q | HELD |
| FIFTH THIRD BANCORP | $1.3M | 6,963 | 0.00% | 2q | +4.5%+$58.3K |
| Cresset Asset Management, LLC | $1.3M | 6,669 | 0.00% | 13q | HELD |
| AE Wealth Management LLC | $1.3M | 6,647 | 0.01% | 29q | +19.4%+$208.9K |
| Fifth Third Securities, Inc. | $1.2M | 6,404 | 0.07% | 9q | -5.7%-$75.0K |
| JPMORGAN CHASE & CO | $1.2M | 6,529 | 0.00% | 15q | -14.8%-$216.2K |
| Creative Planning | $1.2M | 6,005 | 0.00% | 6q | +11.2%+$117.2K |
| Sanctuary Advisors, LLC | $1.1M | 5,863 | 0.01% | 9q | +10.4%+$107.4K |
| Clearwater Capital Advisors, LLC | $1.1M | 5,754 | 0.08% | 31q | -2.0%-$23.3K |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $1.1M | 5,608 | 0.01% | 24q | -6.1%-$70.7K |
| LaSalle St. Investment Advisors, LLC | $1.0M | 5,335 | 0.13% | 7q | -1.5%-$15.5K |
| Z3 Capital Partners, LLC | $1.0M | 5,330 | 0.22% | 3q | -2.2%-$23.3K |
| RFG Advisory, LLC | $1.0M | 5,276 | 0.02% | 30q | -37.8%-$621.8K |
| RPS ADVISORY SOLUTIONS LLC | $1.0M | 5,229 | 0.67% | 5q | +3.4%+$33.7K |
| Stonebridge Financial Planning Group, LLC | $1.0M | 5,209 | 0.32% | 27q | -4.6%-$48.6K |
| MERCER GLOBAL ADVISORS INC /ADV | $1.0M | 5,206 | 0.00% | 2q | -39.1%-$647.2K |
| MPWM ADVISORY SOLUTIONS, LLC | $1.0M | 5,165 | 0.46% | 7q | +1.2%+$12.0K |
| Well Done, LLC | $944.6K | 4,875 | 0.13% | 11q | HELD |
| Sigma Planning Corp | $938.9K | 4,845 | 0.02% | 31q | HELD |
| Transamerica Financial Advisors, LLC | $922.3K | 4,759 | 0.08% | 31q | -7.4%-$73.3K |
| GREAT VALLEY ADVISOR GROUP, INC. | $916.8K | 4,729 | 0.01% | 25q | -6.5%-$64.0K |
| Global Assets Advisory, LLC | $904.7K | 4,767 | 0.20% | new | NEW |
| IFG Advisory, LLC | $892.3K | 4,605 | 0.03% | 7q | +412.2%+$718.1K |
| CITIGROUP INC | $891.4K | 4,600 | 0.00% | 31q | +49.0%+$293.2K |
| Mariner, LLC | $888.3K | 4,585 | 0.00% | 16q | HELD |
| Huntleigh Advisors, Inc. | $873.1K | 4,506 | 0.12% | 7q | +10.4%+$82.5K |
| Marks Group Wealth Management, Inc | $859.4K | 4,435 | 0.07% | 26q | HELD |
| INDEPENDENT FINANCIAL GROUP, LLC | $855.7K | 4,416 | 0.02% | 22q | -21.8%-$238.5K |
| 1776 Wealth LLC | $845.6K | 4,364 | 0.30% | 27q | HELD |
Showing the largest 100 of 230 reported holders. The count of 229 above leaves out 1 position whose reported value failed our price check; it is listed here as filed.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 68 | $76.3M | 429,902 | 1 | 15 | 15 | 0.0% |
| Q2 2026 | 229 | $974.5M | 5,025,044 | 26 | 45 | 79 | 0.3% |
| Q1 2026 | 210 | $783.4M | 5,066,730 | 22 | 45 | 70 | 0.3% |
| Q4 2025 | 205 | $858.5M | 5,354,957 | 14 | 44 | 73 | 0.3% |
| Q3 2025 | 200 | $857.3M | 5,325,696 | 11 | 49 | 69 | 0.2% |
| Q2 2025 | 201 | $821.8M | 5,431,082 | 18 | 47 | 70 | 0.2% |
| Q1 2025 | 195 | $706.7M | 5,378,384 | 16 | 37 | 77 | 0.0% |
| Q4 2024 | 202 | $758.6M | 5,486,147 | 16 | 27 | 85 | 0.0% |
| Q3 2024 | 195 | $751.0M | 5,712,113 | 17 | 38 | 79 | 0.0% |
| Q2 2024 | 193 | $694.0M | 5,659,904 | 11 | 44 | 82 | 0.0% |
| Q1 2024 | 192 | $994.6M | 8,070,397 | 13 | 48 | 83 | 0.0% |
| Q4 2023 | 194 | $791.4M | 7,224,908 | 22 | 43 | 86 | 0.0% |
| Q3 2023 | 183 | $715.6M | 7,396,582 | 21 | 43 | 66 | 0.0% |
| Q2 2023 | 173 | $694.5M | 6,808,750 | 12 | 54 | 61 | 0.9% |
| Q1 2023 | 168 | $646.5M | 6,970,077 | 14 | 61 | 50 | 0.1% |
| Q4 2022 | 165 | $597.7M | 6,533,424 | 10 | 43 | 58 | 0.4% |
| Q3 2022 | 159 | $4.4B | 51,241,108 | 14 | 38 | 62 | 0.0% |
| Q2 2022 | 155 | $4.8B | 54,583,570 | 12 | 45 | 64 | 0.0% |
| Q1 2022 | 168 | $8.4B | 78,679,862 | 8 | 47 | 63 | 0.0% |
| Q4 2021 | 179 | $7.2B | 59,967,810 | 15 | 37 | 69 | 0.0% |
| Q3 2021 | 155 | $5.4B | 48,846,330 | 19 | 46 | 53 | 0.0% |
| Q2 2021 | 150 | $5.2B | 47,547,114 | 10 | 45 | 59 | 0.0% |
| Q1 2021 | 149 | $4.6B | 47,538,513 | 14 | 32 | 68 | 0.0% |
| Q4 2020 | 145 | $5.2B | 54,031,606 | 12 | 32 | 64 | 0.0% |
| Q3 2020 | 133 | $10.9B | 130,487,166 | 10 | 27 | 65 | 0.0% |
| Q2 2020 | 126 | $4.7B | 61,792,170 | 16 | 37 | 47 | 0.0% |
| Q1 2020 | 124 | $4.1B | 68,821,894 | 11 | 37 | 54 | 0.0% |
| Q4 2019 | 129 | $6.8B | 93,042,241 | 16 | 45 | 37 | 0.0% |
| Q3 2019 | 113 | $7.5B | 107,640,077 | 15 | 43 | 30 | 0.0% |
| Q2 2019 | 104 | $7.3B | 104,101,660 | 12 | 41 | 30 | 0.0% |
| Q1 2019 | 103 | $5.7B | 85,096,477 | 5 | 46 | 30 | 0.0% |
| Q4 2018 | 109 | $4.5B | 79,270,464 | 3 | 0 | 7 | 0.0% |