DaveManuel.com · Institutional Ownership · Who Owns It
FRANKLIN LTD DURATION INCOME (FTF)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
89
Reporting holders
$84.9M
Reported value
0.0%
Calls
0.0%
Puts
+1
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $19.0M | 3,280,091 | 0.00% | 35q | -3.3%-$638.6K |
| LPL Financial LLC | $8.9M | 1,532,759 | 0.00% | 31q | -1.4%-$128.1K |
| Pathstone Holdings, LLC | $6.8M | 1,167,159 | 0.02% | 3q | +144.2%+$4.0M |
| Penserra Capital Management LLC | $6.6M | 1,145,218 | 0.05% | 8q | +4.0%+$253.1K |
| Advisors Asset Management, Inc. | $5.1M | 887,453 | 0.08% | 9q | -15.5%-$939.2K |
| Invesco Ltd. | $4.0M | 692,417 | 0.00% | 31q | HELD |
| GUGGENHEIM CAPITAL LLC | $4.0M | 691,385 | 0.03% | 31q | +12.3%+$438.7K |
| WELLS FARGO & COMPANY/MN | $3.6M | 623,402 | 0.00% | 31q | -16.6%-$718.3K |
| Allspring Global Investments Holdings, LLC | $2.7M | 472,918 | 0.00% | 9q | HELD |
| GraniteShares Advisors LLC | $2.6M | 452,287 | 1.68% | 7q | +15.1%+$342.8K |
| Shaker Financial Services, LLC | $1.6M | 271,335 | 0.49% | 19q | -40.9%-$1.1M |
| Byrne Asset Management LLC | $1.4M | 243,580 | 0.76% | 2q | -13.8%-$225.7K |
| OSAIC HOLDINGS, INC. | $1.4M | 239,304 | 0.00% | 26q | +4.3%+$57.1K |
| BANK OF AMERICA CORP /DE/ | $1.1M | 192,622 | 0.00% | 31q | HELD |
| Kestra Advisory Services, LLC | $1.1M | 182,161 | 0.00% | 24q | +2.1%+$21.2K |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $1.0M | 173,043 | 0.06% | 3q | +37.2%+$272.2K |
| Kingsview Wealth Management, LLC | $898.6K | 155,207 | 0.01% | 5q | -38.7%-$566.2K |
| CREATIVE FINANCIAL DESIGNS INC /ADV | $792.3K | 136,845 | 0.04% | 25q | +2.2%+$17.3K |
| Cetera Investment Advisers | $721.9K | 124,683 | 0.00% | 18q | -31.8%-$336.7K |
| WOLVERINE ASSET MANAGEMENT LLC | $674.2K | 116,449 | 0.01% | 5q | -1.4%-$9.4K |
| ROYAL BANK OF CANADA | $596.0K | 103,011 | 0.00% | 31q | +51.1%+$201.6K |
| Baird Financial Group, Inc. | $513.7K | 88,730 | 0.00% | 10q | -2.0%-$10.4K |
| NewEdge Advisors, LLC | $505.2K | 87,259 | 0.00% | 19q | -4.9%-$26.1K |
| Beacon Pointe Advisors, LLC | $467.2K | 80,695 | 0.00% | new | NEW |
| Encompass More Asset Management | $455.0K | 78,581 | 0.07% | 8q | -11.5%-$59.4K |
| Koshinski Asset Management, Inc. | $369.5K | 63,825 | 0.02% | 18q | -15.8%-$69.5K |
| STIFEL FINANCIAL CORP | $366.0K | 63,215 | 0.00% | 10q | HELD |
| Private Advisor Group, LLC | $366.0K | 63,210 | 0.00% | 21q | -19.7%-$90.0K |
| Powell Investment Advisors, LLC | $349.4K | 60,337 | 0.11% | 14q | +0.6%+$1.9K |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | $346.9K | 59,915 | 0.02% | 12q | HELD |
| UBS Group AG | $339.9K | 58,712 | 0.00% | 31q | +1.1%+$3.7K |
| READYSTATE ASSET MANAGEMENT LP | $311.2K | 53,748 | 0.01% | new | NEW |
| Apollon Wealth Management, LLC | $301.9K | 52,137 | 0.00% | 7q | +0.8%+$2.5K |
| Capital Investment Advisors, LLC | $282.4K | 48,765 | 0.00% | 31q | +192.4%+$185.8K |
| Kovack Advisors, Inc. | $274.1K | 47,317 | 0.01% | 4q | +18.3%+$42.3K |
| Cambridge Investment Research Advisors, Inc. | $264.0K | 45,690 | 0.00% | 31q | +98.6%+$131.1K |
| RAYMOND JAMES FINANCIAL INC | $245.4K | 42,376 | 0.00% | 7q | -27.3%-$92.1K |
| CITADEL ADVISORS LLC | $234.8K | 40,557 | 0.00% | new | NEW |
| Private Wealth Management Group, LLC | $219.9K | 37,980 | 0.05% | 2q | +5928.6%+$216.3K |
| OPPENHEIMER & CO INC | $205.6K | 35,501 | 0.00% | 31q | +2.0%+$4.1K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $189.9K | 32,801 | 0.00% | new | NEW |
| SeaCrest Wealth Management, LLC | $186.2K | 32,161 | 0.02% | 31q | +1.3%+$2.4K |
| PIN OAK INVESTMENT ADVISORS INC | $179.0K | 31,000 | 0.13% | 4q | HELD |
| ENVESTNET ASSET MANAGEMENT INC | $175.4K | 30,288 | 0.00% | 15q | -70.0%-$410.0K |
| INTEGRITY ALLIANCE, LLC. | $172.2K | 29,732 | 0.01% | 4q | -2.8%-$4.9K |
| STEPHENS INC /AR/ | $169.2K | 29,217 | 0.00% | 3q | +23.5%+$32.2K |
| SHEPHERD WEALTH MANAGEMENT Ltd LIABILITY Co | $167.6K | 15,720 | 0.09% | new | NEW |
| BlackRock, Inc. | $151.3K | 26,124 | 0.00% | 6q | -4.0%-$6.4K |
| Alteri Wealth LLC | $138.0K | 23,835 | 0.04% | 7q | HELD |
| BROWN ADVISORY INC | $134.3K | 23,199 | 0.00% | 18q | HELD |
| Sowell Financial Services LLC | $133.3K | 23,023 | 0.00% | 6q | HELD |
| CHOREO, LLC | $132.1K | 22,808 | 0.00% | 9q | -8.5%-$12.3K |
| ACCREDITED INVESTOR SERVICES, LLC | $124.2K | 21,443 | 0.07% | 6q | -3.6%-$4.7K |
| Procyon Advisors, LLC | $114.8K | 19,819 | 0.00% | 3q | HELD |
| JANE STREET GROUP, LLC | $99.7K | 17,212 | 0.00% | new | NEW |
| Global Retirement Partners, LLC | $98.9K | 17,086 | 0.00% | 2q | +18.3%+$15.3K |
| WEDBUSH SECURITIES INC | $96.0K | 16,614 | 0.00% | 22q | -10.7%-$11.6K |
| Miller Financial Services LLC | $94.1K | 16,256 | 0.08% | new | NEW |
| Merit Financial Group, LLC | $93.5K | 16,145 | 0.00% | 6q | -24.1%-$29.6K |
| Waverly Advisors, LLC | $92.7K | 16,008 | 0.00% | 14q | +22.7%+$17.1K |
| Moors & Cabot, Inc. | $89.7K | 15,500 | 0.00% | 13q | HELD |
| CoreCap Advisors, LLC | $87.6K | 15,127 | 0.00% | 18q | HELD |
| BARRETT & COMPANY, INC. | $81.1K | 14,000 | 0.02% | 16q | -2.6%-$2.1K |
| MML INVESTORS SERVICES, LLC | $72.2K | 12,463 | 0.00% | 23q | -2.0%-$1.5K |
| Janney Montgomery Scott LLC | $68.0K | 11,797 | 0.00% | 7q | -5.3%-$3.8K |
| PARK AVENUE SECURITIES LLC | $67.0K | 11,529 | 0.00% | 6q | -1.8%-$1.2K |
| AlphaStar Capital Management, LLC | $66.6K | 11,500 | 0.00% | new | NEW |
| NWF Advisory Services Inc. | $66.0K | 11,400 | 0.01% | 6q | HELD |
| Mariner, LLC | $65.9K | 11,374 | 0.00% | 7q | -4.8%-$3.3K |
| D.A. DAVIDSON & CO. | $65.3K | 11,275 | 0.00% | 5q | HELD |
| Live Oak Private Wealth LLC | $57.9K | 10,000 | 0.01% | 9q | HELD |
| Uniting Wealth Partners, LLC | $57.9K | 10,000 | 0.01% | 2q | HELD |
| SIT INVESTMENT ASSOCIATES INC | $54.0K | 9,381 | 0.00% | 31q | HELD |
| BFC Planning, Inc. | $43.7K | 7,553 | 0.00% | 6q | +372.4%+$34.5K |
| Farther Finance Advisors, LLC | $36.4K | 6,282 | 0.00% | 12q | -0.8% |
| Pinnacle Wealth Planning Services, Inc. | $35.0K | 6,047 | 0.00% | 3q | HELD |
| HUNTINGTON NATIONAL BANK | $29.0K | 5,011 | 0.00% | 5q | +7492.4%+$28.6K |
| WPG Advisers, LLC | $14.7K | 2,539 | 0.01% | 7q | HELD |
| FIFTH THIRD BANCORP | $8.2K | 1,411 | 0.00% | 2q | HELD |
| Caldwell Trust Co | $8.1K | 1,400 | 0.00% | 27q | -50.0%-$8.1K |
| BNP PARIBAS FINANCIAL MARKETS | $8.0K | 1,380 | 0.00% | 4q | +7.8% |
| AdvisorNet Financial, Inc | $7.9K | 1,372 | 0.00% | 18q | HELD |
| Hilltop National Bank | $7.7K | 1,325 | 0.00% | 9q | HELD |
| Steward Partners Investment Advisory, LLC | $5.6K | 965 | 0.00% | 29q | -50.9%-$5.8K |
| WHITTIER TRUST CO OF NEVADA INC | $5.4K | 939 | 0.00% | 2q | HELD |
| HIGHLINE WEALTH PARTNERS LLC | $2.8K | 475 | 0.00% | 4q | HELD |
| Rockefeller Capital Management L.P. | $1.3K | 233 | 0.00% | 2q | HELD |
| Clear Street Group Inc. | $290 | 50 | 0.00% | new | NEW |
| ASSETMARK, INC | $255 | 44 | 0.00% | 10q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 28 | $9.5M | 1,765,725 | 2 | 15 | 4 | 0.0% |
| Q2 2026 | 89 | $84.9M | 14,644,742 | 9 | 24 | 30 | 0.0% |
| Q1 2026 | 88 | $85.7M | 14,699,922 | 7 | 28 | 28 | 0.0% |
| Q4 2025 | 99 | $94.5M | 15,351,772 | 19 | 32 | 22 | 0.0% |
| Q3 2025 | 87 | $84.3M | 13,236,248 | 11 | 32 | 22 | 0.0% |
| Q2 2025 | 86 | $88.2M | 13,735,113 | 9 | 25 | 26 | 0.0% |
| Q1 2025 | 81 | $90.6M | 14,014,086 | 11 | 28 | 25 | 0.0% |
| Q4 2024 | 80 | $91.0M | 13,727,687 | 11 | 26 | 23 | 0.0% |
| Q3 2024 | 78 | $86.6M | 12,984,972 | 11 | 24 | 25 | 0.0% |
| Q2 2024 | 79 | $84.4M | 13,305,572 | 7 | 28 | 29 | 0.0% |
| Q1 2024 | 82 | $109.1M | 17,409,485 | 13 | 34 | 18 | 0.0% |
| Q4 2023 | 74 | $95.7M | 15,355,490 | 5 | 31 | 18 | 0.0% |
| Q3 2023 | 78 | $84.1M | 13,807,213 | 6 | 26 | 24 | 0.0% |
| Q2 2023 | 76 | $88.3M | 14,293,220 | 6 | 19 | 31 | 0.0% |
| Q1 2023 | 82 | $81.4M | 13,162,604 | 14 | 28 | 20 | 0.0% |
| Q4 2022 | 82 | $81.6M | 13,216,089 | 21 | 24 | 25 | 0.0% |
| Q3 2022 | 69 | $103.0M | 16,663,801 | 5 | 20 | 24 | 0.0% |
| Q2 2022 | 72 | $107.7M | 15,989,360 | 9 | 30 | 18 | 0.0% |
| Q1 2022 | 71 | $1.6B | 213,648,387 | 21 | 21 | 14 | 0.0% |
| Q4 2021 | 60 | $231.3M | 25,293,404 | 10 | 18 | 17 | 0.0% |
| Q3 2021 | 56 | $1.9B | 208,805,689 | 7 | 24 | 15 | 0.0% |
| Q2 2021 | 55 | $80.3M | 8,715,774 | 8 | 17 | 22 | 0.0% |
| Q1 2021 | 55 | $104.8M | 11,399,135 | 8 | 14 | 18 | 0.0% |
| Q4 2020 | 55 | $123.4M | 13,101,649 | 8 | 15 | 22 | 0.0% |
| Q3 2020 | 50 | $112.3M | 13,162,174 | 3 | 11 | 18 | 0.0% |
| Q2 2020 | 52 | $110.7M | 13,087,207 | 2 | 15 | 21 | 0.0% |
| Q1 2020 | 65 | $98.5M | 12,754,006 | 14 | 18 | 22 | 0.0% |
| Q4 2019 | 55 | $128.5M | 13,402,517 | 8 | 17 | 17 | 0.0% |
| Q3 2019 | 50 | $97.8M | 10,501,505 | 2 | 18 | 13 | 0.0% |
| Q2 2019 | 51 | $111.8M | 11,613,488 | 3 | 19 | 16 | 0.0% |
| Q1 2019 | 53 | $147.6M | 15,327,521 | 2 | 17 | 16 | 0.0% |
| Q4 2018 | 57 | $140.9M | 15,609,250 | 0 | 2 | 1 | 0.0% |