DaveManuel.com · Institutional Ownership · Who Owns It
FIRST TR EXCHANGE-TRADED FD (FTQI)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
114
Reporting holders
$354.6M
Reported value
0.0%
Calls
0.0%
Puts
+11
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| LPL Financial LLC | $92.9M | 4,205,847 | 0.02% | 31q | +17.6%+$13.9M |
| WELLS FARGO & COMPANY/MN | $62.6M | 2,834,940 | 0.01% | 15q | +15.5%+$8.4M |
| Integrated Wealth Concepts LLC | $15.1M | 683,933 | 0.10% | 13q | +5.2%+$741.7K |
| Fifth Third Securities, Inc. | $12.4M | 559,900 | 0.71% | 9q | +16.3%+$1.7M |
| Spartan Wealth Advisory Services LLC | $11.2M | 508,242 | 0.92% | 2q | -1.1%-$122.1K |
| Snowden Capital Advisors LLC | $11.0M | 499,200 | 0.26% | 12q | +3.2%+$339.9K |
| Cetera Investment Advisers | $9.9M | 445,942 | 0.01% | 11q | +22.4%+$1.8M |
| Cambridge Investment Research Advisors, Inc. | $7.6M | 342,994 | 0.01% | 14q | +112.7%+$4.0M |
| COMMONWEALTH EQUITY SERVICES, LLC | $7.0M | 315,871 | 0.01% | 12q | +40.4%+$2.0M |
| TWO SIGMA INVESTMENTS, LP | $6.2M | 280,300 | 0.00% | new | NEW |
| Sun Financial Inc | $5.9M | 266,320 | 2.79% | 3q | +8.3%+$451.8K |
| Janney Montgomery Scott LLC | $5.2M | 237,533 | 0.01% | 4q | +19.0%+$837.6K |
| ENVESTNET ASSET MANAGEMENT INC | $5.2M | 234,852 | 0.00% | 13q | +37.6%+$1.4M |
| Ameritas Advisory Services, LLC | $4.9M | 221,703 | 0.10% | 12q | +784.5%+$4.3M |
| OSAIC HOLDINGS, INC. | $4.1M | 186,185 | 0.00% | 26q | -24.9%-$1.4M |
| INDEPENDENT FINANCIAL GROUP, LLC | $4.0M | 182,367 | 0.08% | 10q | +359.9%+$3.2M |
| ROYAL BANK OF CANADA | $4.0M | 179,773 | 0.00% | 3q | +244.3%+$2.8M |
| RiverTree Advisors, LLC | $3.9M | 174,311 | 2.27% | 6q | +12.5%+$428.4K |
| Private Advisor Group, LLC | $3.4M | 154,099 | 0.02% | 28q | -22.6%-$992.5K |
| Sowell Financial Services LLC | $3.4M | 153,648 | 0.11% | 18q | -10.9%-$414.5K |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $3.3M | 150,391 | 0.20% | 7q | +25.9%+$682.9K |
| RFG Advisory, LLC | $3.2M | 146,406 | 0.05% | 4q | +20.6%+$551.9K |
| Concurrent Investment Advisors, LLC | $2.9M | 132,286 | 0.02% | 6q | +13.0%+$337.2K |
| STIFEL FINANCIAL CORP | $2.9M | 131,886 | 0.00% | 9q | +6.3%+$173.8K |
| Arax Advisory Partners | $2.5M | 113,089 | 0.02% | 3q | +63.3%+$968.8K |
| JANE STREET GROUP, LLC | $2.4M | 108,164 | 0.00% | new | NEW |
| FIRST TRUST ADVISORS LP | $2.2M | 99,030 | 0.00% | 5q | +5.8%+$119.1K |
| Capital Investment Advisory Services, LLC | $2.0M | 90,466 | 0.12% | 17q | HELD |
| Significant Wealth Partners LLC | $2.0M | 90,151 | 2.16% | 2q | +1.5%+$30.1K |
| Cornerstone Wealth Management, LLC | $2.0M | 88,402 | 0.08% | 6q | +14.5%+$247.8K |
| Kestra Advisory Services, LLC | $1.9M | 87,925 | 0.01% | 12q | +27.8%+$422.6K |
| D.A. DAVIDSON & CO. | $1.8M | 80,610 | 0.01% | 11q | +2.2%+$38.9K |
| Anchor Capital Management Group Inc | $1.6M | 74,000 | 1.13% | 7q | HELD |
| MML INVESTORS SERVICES, LLC | $1.6M | 73,721 | 0.00% | 11q | +14.8%+$209.5K |
| Advisor OS, LLC | $1.6M | 72,240 | 0.11% | new | NEW |
| HighTower Advisors, LLC | $1.5M | 69,958 | 0.00% | new | NEW |
| NewEdge Advisors, LLC | $1.5M | 68,108 | 0.00% | 15q | +17.1%+$219.5K |
| Sigma Planning Corp | $1.5M | 67,058 | 0.04% | 4q | +14.5%+$187.0K |
| Trueblood Wealth Management, LLC | $1.4M | 63,048 | 0.49% | 4q | +17.0%+$201.9K |
| HARBOUR INVESTMENTS, INC. | $1.3M | 56,769 | 0.02% | 13q | +29.4%+$284.6K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1.2M | 53,283 | 0.00% | 3q | +261.8%+$851.7K |
| Sanctuary Advisors, LLC | $1.2M | 52,525 | 0.01% | 8q | +19.9%+$192.8K |
| PRIVATE TRUST CO NA | $1.1M | 51,947 | 0.09% | 7q | +2.3%+$25.4K |
| WESBANCO BANK INC | $1.1M | 51,482 | 0.03% | 4q | +81.8%+$511.8K |
| World Investment Advisors | $1.1M | 52,375 | 0.02% | 12q | +9.7%+$97.7K |
| MARSHALL INVESTMENT MANAGEMENT, LLC | $1.1M | 48,621 | 0.45% | 4q | +83.7%+$489.4K |
| PMG Family Office LLC | $1.1M | 47,665 | 0.97% | 4q | +7.0%+$68.6K |
| Kingsview Wealth Management, LLC | $1.0M | 47,356 | 0.01% | 2q | +53.8%+$366.1K |
| OneDigital Investment Advisors LLC | $1.0M | 45,637 | 0.01% | 13q | HELD |
| Geneos Wealth Management Inc. | $1.0M | 45,583 | 0.02% | 3q | +41.0%+$292.8K |
| Brookstone Capital Management | $999.1K | 45,230 | 0.01% | 3q | +15.3%+$132.8K |
| Balboa Wealth Partners | $977.2K | 44,236 | 0.13% | 5q | HELD |
| Elevated Capital Advisors, LLC | $974.1K | 44,095 | 0.27% | 13q | +1.0%+$9.4K |
| Gateway Wealth Partners, LLC | $969.7K | 43,897 | 0.06% | 3q | -19.4%-$233.9K |
| IHT Wealth Management, LLC | $820.6K | 37,149 | 0.02% | 10q | +12.6%+$91.8K |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | $812.6K | 36,786 | 0.04% | 6q | +11.7%+$85.4K |
| Triumph Capital Management | $805.3K | 36,455 | 0.15% | 6q | +10.8%+$78.4K |
| WEDBUSH SECURITIES INC | $680.0K | 30,769 | 0.02% | 9q | HELD |
| Oder Investment Management, LLC | $670.3K | 30,344 | 0.45% | 3q | +2.4%+$15.8K |
| Core Wealth Partners LLC | $619.7K | 28,054 | 0.26% | 6q | -25.8%-$215.8K |
| Integrated Advisors Network LLC | $609.6K | 27,596 | 0.03% | 6q | -17.8%-$131.7K |
| AE Wealth Management LLC | $599.5K | 27,141 | 0.00% | 7q | +46.8%+$191.2K |
| Tactive Advisors, LLC | $575.6K | 26,055 | 0.14% | 5q | +3.8%+$21.2K |
| IFP Advisors, Inc | $572.5K | 25,915 | 0.01% | 12q | -10.8%-$69.5K |
| Avior Wealth Management, LLC | $571.5K | 25,870 | 0.02% | 9q | -30.5%-$251.1K |
| PFG Investments, LLC | $535.1K | 24,224 | 0.02% | 3q | +5.7%+$28.8K |
| NOVEM GROUP | $527.1K | 23,862 | 0.05% | 5q | +55.5%+$188.1K |
| CENTAURUS FINANCIAL, INC. | $492.0K | 22,250 | 0.02% | 6q | HELD |
| Advyzon Investment Management, LLC | $471.3K | 21,336 | 0.03% | 2q | +38.2%+$130.4K |
| Kovack Advisors, Inc. | $468.2K | 21,213 | 0.02% | new | NEW |
| BENJAMIN EDWARDS INC | $464.8K | 21,040 | 0.00% | 2q | HELD |
| IMG Wealth Management, Inc. | $462.3K | 20,928 | 0.26% | 7q | +93.7%+$223.6K |
| TRUIST FINANCIAL CORP | $453.5K | 20,529 | 0.00% | new | NEW |
| Key Client Fiduciary Advisors, LLC | $423.5K | 19,170 | 0.12% | 6q | +11.1%+$42.4K |
| Apollon Wealth Management, LLC | $408.6K | 18,497 | 0.00% | 3q | HELD |
| B. Riley Wealth Advisors, Inc. | $376.0K | 17,144 | 0.02% | 6q | -2.7%-$10.4K |
| HBK Sorce Advisory LLC | $355.1K | 16,018 | 0.01% | 2q | +55.7%+$127.0K |
| US BANCORP \DE\ | $351.0K | 15,890 | 0.00% | 5q | +44.2%+$107.6K |
| Ausdal Financial Partners, Inc. | $330.4K | 14,956 | 0.01% | 5q | -18.3%-$73.8K |
| Western Wealth Management, LLC | $326.2K | 14,769 | 0.01% | 5q | +4.1%+$12.9K |
| Signature Equity Partners, LLC | $319.2K | 14,452 | 0.15% | 3q | -0.9%-$2.8K |
| Asset Allocation Strategies LLC | $308.5K | 13,967 | 0.05% | new | NEW |
| PCG Wealth Advisors, LLC | $302.4K | 13,690 | 0.07% | new | NEW |
| StoneX Group Inc. | $300.4K | 13,600 | 0.01% | 4q | HELD |
| Mach-1 Financial Group, LLC | $299.1K | 13,539 | 0.12% | 3q | -11.8%-$39.9K |
| Kapstone Financial Advisors LLC | $298.7K | 13,520 | 0.13% | 3q | HELD |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $293.6K | 13,141 | 0.00% | 3q | +17.6%+$43.9K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $287.0K | 12,994 | 0.00% | 9q | HELD |
| SMITH, MOORE & CO. | $272.7K | 12,346 | 0.02% | 11q | +4.8%+$12.5K |
| TrueWealth Advisors, LLC | $266.8K | 12,078 | 0.06% | new | NEW |
| NWF Advisory Services Inc. | $247.4K | 11,200 | 0.02% | 4q | HELD |
| PRINCIPAL SECURITIES, INC. | $246.0K | 11,137 | 0.00% | new | NEW |
| Patriot Financial Group Insurance Agency, LLC | $233.5K | 10,571 | 0.02% | 2q | -37.7%-$141.1K |
| Owen LaRue, LLC | $218.7K | 9,902 | 0.08% | new | NEW |
| Focus Partners Wealth | $218.0K | 9,870 | 0.00% | new | NEW |
| FIFTH THIRD BANCORP | $148.3K | 6,712 | 0.00% | 2q | HELD |
| Dunhill Financial, LLC | $133.5K | 6,042 | 0.03% | 5q | HELD |
| Steward Partners Investment Advisory, LLC | $125.8K | 5,696 | 0.00% | 12q | +74.2%+$53.6K |
| Transamerica Financial Advisors, LLC | $110.1K | 4,983 | 0.01% | new | NEW |
| MORGAN STANLEY | $90.2K | 4,084 | 0.00% | 11q | -10.4%-$10.5K |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-10-22 | 13G/A | First Trust Portfolios L.P.with 2 co-filers | 41.5% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 42 | $59.1M | 3,120,337 | 6 | 28 | 2 | 0.0% |
| Q2 2026 | 114 | $354.6M | 16,053,748 | 18 | 60 | 17 | 0.0% |
| Q1 2026 | 103 | $262.9M | 13,170,422 | 11 | 61 | 15 | 0.0% |
| Q4 2025 | 106 | $285.1M | 12,381,451 | 19 | 43 | 25 | 0.0% |
| Q3 2025 | 91 | $220.4M | 10,712,618 | 13 | 40 | 22 | 0.0% |
| Q2 2025 | 89 | $185.9M | 9,506,603 | 15 | 50 | 13 | 0.0% |
| Q1 2025 | 86 | $148.5M | 7,861,015 | 20 | 40 | 15 | 0.0% |
| Q4 2024 | 81 | $140.0M | 6,724,394 | 15 | 33 | 14 | 0.0% |
| Q3 2024 | 66 | $107.5M | 5,246,358 | 9 | 29 | 17 | 0.0% |
| Q2 2024 | 66 | $93.9M | 4,599,989 | 15 | 37 | 5 | 0.0% |
| Q1 2024 | 55 | $74.9M | 3,649,216 | 13 | 30 | 6 | 0.0% |
| Q4 2023 | 45 | $55.0M | 2,773,975 | 14 | 12 | 10 | 0.0% |
| Q3 2023 | 32 | $45.1M | 2,387,749 | 10 | 13 | 5 | 0.0% |
| Q2 2023 | 25 | $34.9M | 1,764,339 | 10 | 6 | 4 | 0.0% |
| Q1 2023 | 17 | $12.1M | 622,632 | 4 | 6 | 3 | 0.0% |
| Q4 2022 | 16 | $23.0M | 1,275,532 | 6 | 8 | 1 | 0.0% |
| Q3 2022 | 13 | $12.7M | 701,607 | 3 | 3 | 4 | 0.0% |
| Q2 2022 | 16 | $18.4M | 537,334 | 4 | 6 | 1 | 0.0% |
| Q1 2022 | 11 | $8.6M | 284,200 | 4 | 4 | 0 | 0.0% |
| Q4 2021 | 12 | $10.0M | 462,025 | 1 | 3 | 5 | 0.0% |
| Q3 2021 | 11 | $10.2M | 472,502 | 1 | 4 | 3 | 0.0% |
| Q2 2021 | 14 | $10.9M | 504,460 | 5 | 3 | 3 | 0.0% |
| Q1 2021 | 10 | $6.6M | 318,655 | 0 | 4 | 2 | 0.0% |
| Q4 2020 | 10 | $6.6M | 325,863 | 0 | 3 | 3 | 0.0% |
| Q3 2020 | 11 | $6.2M | 321,702 | 2 | 3 | 4 | 0.0% |
| Q2 2020 | 9 | $6.9M | 344,568 | 1 | 4 | 2 | 0.0% |
| Q1 2020 | 12 | $46.1M | 2,372,692 | 4 | 3 | 1 | 0.0% |
| Q4 2019 | 10 | $52.3M | 2,342,041 | 0 | 2 | 3 | 0.0% |
| Q3 2019 | 18 | $52.9M | 2,371,734 | 3 | 1 | 9 | 0.0% |
| Q2 2019 | 16 | $53.7M | 2,424,397 | 2 | 3 | 7 | 0.0% |
| Q1 2019 | 15 | $51.7M | 2,395,188 | 1 | 7 | 3 | 0.0% |
| Q4 2018 | 17 | $48.0M | 2,376,497 | 0 | 2 | 0 | 0.0% |