DaveManuel.com · Institutional Ownership · Who Owns It
FIRST TR EXCH TRADED FD III (FUMB)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
84
Reporting holders
$163.1M
Reported value
0.0%
Calls
0.0%
Puts
-4
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $15.6M | 778,240 | 0.00% | 26q | +17.7%+$2.3M |
| WELLS FARGO & COMPANY/MN | $13.4M | 669,696 | 0.00% | 17q | +3.1%+$406.6K |
| LPL Financial LLC | $13.1M | 652,475 | 0.00% | 26q | -25.8%-$4.6M |
| COMMONWEALTH EQUITY SERVICES, LLC | $13.0M | 646,309 | 0.02% | 29q | +121.8%+$7.1M |
| GSG Advisors LLC | $10.4M | 517,719 | 2.29% | 12q | +3040.5%+$10.1M |
| ROYAL BANK OF CANADA | $7.0M | 348,015 | 0.00% | 31q | +0.6%+$40.4K |
| OSAIC HOLDINGS, INC. | $6.9M | 344,084 | 0.01% | 26q | +89.2%+$3.3M |
| RAYMOND JAMES FINANCIAL INC | $6.8M | 337,934 | 0.00% | 7q | +22.0%+$1.2M |
| NewEdge Advisors, LLC | $5.1M | 256,610 | 0.02% | 26q | -6.2%-$338.8K |
| VAQUERO PRIVATE WEALTH, LTD | $4.8M | 237,797 | 0.98% | new | FIRST |
| UBS Group AG | $4.6M | 229,246 | 0.00% | 18q | +8.0%+$342.0K |
| Cambridge Investment Research Advisors, Inc. | $3.7M | 186,876 | 0.00% | 25q | +102.8%+$1.9M |
| JPMORGAN CHASE & CO | $3.4M | 171,091 | 0.00% | 11q | -37.9%-$2.1M |
| J.W. COLE ADVISORS, INC. | $3.2M | 158,631 | 0.05% | 16q | +3.3%+$100.2K |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $3.2M | 157,770 | 0.03% | 8q | +6.1%+$181.1K |
| Kestra Advisory Services, LLC | $2.8M | 141,231 | 0.01% | 24q | +13.4%+$333.9K |
| Rockefeller Capital Management L.P. | $2.5M | 125,283 | 0.00% | 17q | -3.9%-$102.5K |
| Baird Financial Group, Inc. | $2.5M | 124,370 | 0.00% | 7q | HELD |
| Gateway Wealth Partners, LLC | $2.2M | 109,033 | 0.13% | 4q | -58.1%-$3.0M |
| Insight Inv LLC | $2.2M | 108,495 | 1.03% | 19q | HELD |
| Thrivent Financial for Lutherans | $2.0M | 99,686 | 0.00% | 4q | +8.2%+$151.1K |
| TRUIST FINANCIAL CORP | $1.9M | 94,740 | 0.00% | 6q | -14.0%-$309.4K |
| Cetera Investment Advisers | $1.8M | 89,304 | 0.00% | 23q | -2.9%-$52.7K |
| CAPITAL FINANCIAL GROUP INC\CO\ /ADV | $1.7M | 82,431 | 0.87% | 3q | +1.8%+$29.9K |
| White Wing Wealth Management | $1.6M | 79,877 | 0.84% | new | NEW |
| ENVESTNET ASSET MANAGEMENT INC | $1.6M | 79,473 | 0.00% | 26q | -15.4%-$291.2K |
| Sanctuary Advisors, LLC | $1.4M | 69,073 | 0.01% | 9q | +6.2%+$80.7K |
| Summit Financial, LLC | $1.3M | 66,504 | 0.01% | 4q | +29.0%+$299.7K |
| Mainsail Financial Group, LLC | $1.3M | 62,540 | 0.43% | 15q | -34.4%-$656.9K |
| Rothschild Wealth LLC | $1.3M | 62,524 | 0.10% | 3q | HELD |
| STEWARDSHIP CONCEPTS FINANCIAL SERVICES LLC | $1.2M | 59,548 | 0.80% | 2q | -40.1%-$800.3K |
| WealthBridge Capital Management, LLC | $1.1M | 57,274 | 0.23% | 9q | +4.6%+$50.3K |
| Ashton Thomas Private Wealth, LLC | $1.1M | 55,032 | 0.02% | 16q | HELD |
| INSPIRION WEALTH ADVISORS, LLC | $980.3K | 48,882 | 0.11% | 17q | -9.3%-$100.3K |
| Prospera Financial Services Inc | $920.7K | 45,907 | 0.01% | 8q | +3.0%+$26.8K |
| JAMES INVESTMENT RESEARCH, INC. | $913.9K | 45,571 | 0.09% | 16q | HELD |
| GOLDMAN SACHS GROUP INC | $895.5K | 44,651 | 0.00% | 2q | +82.0%+$403.6K |
| MCDONALD PARTNERS LLC | $852.3K | 42,500 | 0.21% | 16q | HELD |
| Occidental Asset Management, LLC | $832.8K | 41,526 | 0.08% | 18q | +65.1%+$328.5K |
| Private Advisor Group, LLC | $799.9K | 39,887 | 0.00% | 18q | -7.9%-$68.9K |
| Meridian Wealth Management, LLC | $716.8K | 35,742 | 0.02% | 5q | +15.7%+$97.1K |
| Dynamic Advisor Solutions LLC | $710.5K | 35,427 | 0.02% | 12q | +19.9%+$118.1K |
| BENJAMIN EDWARDS INC | $573.0K | 28,571 | 0.01% | 5q | +32.7%+$141.1K |
| Capital Investment Advisory Services, LLC | $561.0K | 27,975 | 0.03% | 11q | +0.9%+$5.0K |
| Concurrent Investment Advisors, LLC | $529.7K | 26,411 | 0.00% | 3q | +1.3%+$6.9K |
| Norris Financial Group, LLC | $495.7K | 24,715 | 0.20% | 9q | -9.0%-$49.1K |
| Envestnet Portfolio Solutions, Inc. | $471.6K | 23,513 | 0.00% | 12q | +3.3%+$15.2K |
| HARBOUR INVESTMENTS, INC. | $448.9K | 22,384 | 0.01% | 21q | -10.0%-$50.1K |
| MGO ONE SEVEN LLC | $411.4K | 20,515 | 0.01% | 3q | +5.9%+$22.9K |
| Keating Financial Advisory Services, Inc. | $404.1K | 20,148 | 0.05% | 3q | +17.6%+$60.5K |
| AE Wealth Management LLC | $398.4K | 19,864 | 0.00% | 4q | +26.6%+$83.6K |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $391.1K | 19,500 | 0.02% | 5q | -13.3%-$60.2K |
| HRT FINANCIAL LP | $383.0K | 19,121 | 0.00% | new | NEW |
| JANE STREET GROUP, LLC | $381.7K | 19,031 | 0.00% | 3q | -67.2%-$783.4K |
| STIFEL FINANCIAL CORP | $378.2K | 18,860 | 0.00% | 15q | HELD |
| RFG Advisory, LLC | $375.8K | 18,736 | 0.01% | 16q | +54.8%+$133.1K |
| Advisory Services Network, LLC | $340.4K | 16,972 | 0.00% | 4q | HELD |
| Capital Analysts, LLC | $315.0K | 15,691 | 0.01% | 6q | -17.5%-$66.7K |
| Tower Research Capital LLC (TRC) | $295.8K | 14,751 | 0.01% | new | NEW |
| World Investment Advisors | $286.6K | 14,294 | 0.00% | 7q | HELD |
| Equitable Holdings, Inc. | $282.4K | 14,079 | 0.00% | 18q | HELD |
| Advyzon Investment Management, LLC | $269.8K | 13,452 | 0.02% | 7q | -8.6%-$25.5K |
| XML Financial, LLC | $233.0K | 11,618 | 0.02% | 5q | -97.8%-$10.3M |
| MML INVESTORS SERVICES, LLC | $221.5K | 11,046 | 0.00% | 10q | +7.9%+$16.2K |
| Parallel Advisors, LLC | $210.8K | 10,509 | 0.00% | 2q | -2.4%-$5.1K |
| COMPASS FINANCIAL MANAGEMENT LLC | $182.7K | 9,111 | 0.02% | new | FIRST |
| CoreCap Advisors, LLC | $158.3K | 7,894 | 0.00% | 5q | +30.6%+$37.1K |
| Farther Finance Advisors, LLC | $152.4K | 7,600 | 0.00% | 5q | -24.8%-$50.1K |
| FIFTH THIRD BANCORP | $139.3K | 6,945 | 0.00% | 2q | -26.8%-$51.1K |
| Steward Partners Investment Advisory, LLC | $135.6K | 6,763 | 0.00% | 17q | +12.3%+$14.8K |
| TD Capital Management LLC | $123.5K | 6,157 | 0.01% | 7q | HELD |
| Tidemark, LLC | $80.2K | 4,000 | 0.02% | 11q | HELD |
| IFP Advisors, Inc | $56.6K | 2,821 | 0.00% | 9q | HELD |
| IFG Advisory, LLC | $53.9K | 2,689 | 0.00% | new | NEW |
| CX Institutional | $47.0K | 2,347 | 0.00% | 6q | +0.7% |
| Golden State Wealth Management, LLC | $32.5K | 1,618 | 0.00% | 7q | -1.0% |
| PRIVATE TRUST CO NA | $31.1K | 1,552 | 0.00% | 14q | +53.5%+$10.8K |
| Global Retirement Partners, LLC | $24.1K | 1,200 | 0.00% | 16q | -47.8%-$22.1K |
| IMG Wealth Management, Inc. | $15.4K | 769 | 0.01% | 6q | -71.6%-$39.0K |
| DHJJ Financial Advisors, Ltd. | $10.1K | 505 | 0.00% | 12q | HELD |
| VIMA LLC | $8.7K | 436 | 0.01% | new | NEW |
| AMERIFLEX GROUP, INC. | $7.7K | 385 | 0.00% | 4q | HELD |
| EVOLUTION WEALTH MANAGEMENT INC. | $4.6K | 231 | 0.00% | 5q | HELD |
| REAP Financial Group, LLC | $3.6K | 179 | 0.00% | 11q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 18 | $12.9M | 645,862 | 0 | 5 | 6 | 0.0% |
| Q2 2026 | 84 | $163.1M | 8,133,962 | 5 | 35 | 25 | 0.0% |
| Q1 2026 | 88 | $158.7M | 7,912,996 | 10 | 38 | 25 | 0.0% |
| Q4 2025 | 88 | $157.2M | 7,836,188 | 8 | 26 | 37 | 0.0% |
| Q3 2025 | 94 | $175.3M | 8,719,367 | 14 | 33 | 22 | 0.0% |
| Q2 2025 | 87 | $158.5M | 7,884,038 | 11 | 33 | 22 | 0.0% |
| Q1 2025 | 83 | $133.2M | 6,627,931 | 10 | 27 | 24 | 0.0% |
| Q4 2024 | 88 | $147.1M | 7,322,356 | 13 | 29 | 28 | 0.0% |
| Q3 2024 | 79 | $144.1M | 7,162,021 | 8 | 24 | 30 | 0.0% |
| Q2 2024 | 82 | $145.0M | 7,230,476 | 6 | 26 | 31 | 0.0% |
| Q1 2024 | 83 | $199.7M | 9,967,139 | 8 | 19 | 37 | 0.0% |
| Q4 2023 | 95 | $180.5M | 8,997,669 | 11 | 22 | 34 | 0.0% |
| Q3 2023 | 90 | $172.0M | 8,632,881 | 6 | 20 | 43 | 0.0% |
| Q2 2023 | 88 | $192.5M | 9,634,777 | 14 | 22 | 31 | 0.0% |
| Q1 2023 | 90 | $213.5M | 10,694,195 | 12 | 27 | 35 | 0.0% |
| Q4 2022 | 83 | $211.4M | 10,663,091 | 14 | 29 | 25 | 0.0% |
| Q3 2022 | 77 | $1.4B | 68,286,967 | 18 | 27 | 15 | 0.0% |
| Q2 2022 | 66 | $841.6M | 42,154,020 | 20 | 17 | 18 | 0.0% |
| Q1 2022 | 50 | $1.4B | 69,997,089 | 15 | 19 | 12 | 0.0% |
| Q4 2021 | 47 | $102.7M | 5,092,694 | 7 | 16 | 13 | 0.0% |
| Q3 2021 | 45 | $1.8B | 90,825,969 | 11 | 16 | 10 | 0.0% |
| Q2 2021 | 38 | $1.8B | 88,231,700 | 3 | 21 | 7 | 0.0% |
| Q1 2021 | 41 | $1.6B | 77,902,771 | 2 | 26 | 6 | 0.0% |
| Q4 2020 | 46 | $988.7M | 49,018,460 | 13 | 15 | 8 | 0.0% |
| Q3 2020 | 36 | $832.5M | 41,324,111 | 5 | 16 | 10 | 0.0% |
| Q2 2020 | 36 | $1.1B | 55,520,029 | 16 | 10 | 8 | 0.0% |
| Q1 2020 | 22 | $53.8M | 2,675,264 | 13 | 4 | 2 | 0.0% |
| Q4 2019 | 12 | $28.6M | 1,422,690 | 4 | 7 | 1 | 0.0% |
| Q3 2019 | 14 | $11.3M | 561,037 | 5 | 2 | 3 | 0.0% |
| Q2 2019 | 10 | $13.9M | 694,894 | 2 | 0 | 3 | 0.0% |
| Q1 2019 | 10 | $17.6M | 875,416 | 3 | 1 | 4 | 0.0% |
| Q4 2018 | 7 | $19.4M | 965,823 | 1 | 0 | 0 | 0.0% |