SPROTT FOCUS TR INC (FUND)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| SPROTT INC. | $148.3M | 15,644,152 | 4.70% | 31q | +0.7%+$1.0M |
| ROYAL BANK OF CANADA | $8.1M | 851,608 | 0.00% | 31q | +6.1%+$466.2K |
| LPL Financial LLC | $5.2M | 543,929 | 0.00% | 26q | +1.1%+$55.0K |
| MORGAN STANLEY | $2.4M | 248,888 | 0.00% | 35q | HELD |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $2.3M | 237,835 | 0.28% | 11q | +10.3%+$211.0K |
| Essex Financial Services, Inc. | $2.1M | 218,889 | 0.10% | 19q | HELD |
| Integrated Wealth Concepts LLC | $1.5M | 155,517 | 0.01% | 17q | -33.3%-$736.0K |
| EVOLVE PRIVATE WEALTH, LLC | $1.4M | 146,028 | 0.08% | 3q | -3.1%-$43.8K |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $1.3M | 138,901 | 0.06% | 5q | HELD |
| Shaker Financial Services, LLC | $1.2M | 126,728 | 0.38% | 31q | -37.6%-$725.0K |
| WELLS FARGO & COMPANY/MN | $1.0M | 107,550 | 0.00% | 31q | -0.8%-$8.3K |
| 1607 Capital Partners, LLC | $1.0M | 106,418 | 0.09% | 31q | -30.5%-$442.9K |
| Cambridge Investment Research Advisors, Inc. | $827.0K | 87,273 | 0.00% | new | NEW |
| CAPTRUST FINANCIAL ADVISORS | $782.1K | 82,499 | 0.00% | 16q | -4.2%-$33.9K |
| SAPIENT CAPITAL LLC | $766.7K | 80,873 | 0.01% | 11q | -1.4%-$10.9K |
| RAYMOND JAMES FINANCIAL INC | $543.6K | 57,337 | 0.00% | 7q | +14.3%+$68.1K |
| OSAIC HOLDINGS, INC. | $445.6K | 46,999 | 0.00% | 26q | +64.6%+$174.9K |
| LODESTAR PRIVATE ASSET MANAGEMENT LLC | $276.0K | 29,114 | 0.02% | 15q | HELD |
| LEVEL FOUR ADVISORY SERVICES, LLC | $256.2K | 27,030 | 0.01% | 15q | +1.6%+$3.9K |
| CoreCap Advisors, LLC | $218.3K | 23,026 | 0.01% | 10q | +1.5%+$3.2K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $191.0K | 20,147 | 0.00% | 31q | +1.5%+$2.8K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $185.3K | 19,523 | 0.00% | 7q | -26.4%-$66.6K |
| BANK OF AMERICA CORP /DE/ | $170.4K | 17,978 | 0.00% | 31q | -1.5%-$2.5K |
| READYSTATE ASSET MANAGEMENT LP | $134.0K | 14,119 | 0.00% | new | NEW |
| Pekin Hardy Strauss, Inc. | $110.8K | 11,691 | 0.01% | new | NEW |
| Mraz, Amerine & Associates, Inc. | $101.6K | 10,718 | 0.01% | 31q | HELD |
| Hara Capital LLC | $80.5K | 8,490 | 0.04% | 7q | -21.3%-$21.8K |
| Institute for Wealth Management, LLC. | $73.2K | 7,723 | 0.01% | new | NEW |
| Advocate Investing Services LLC | $69.0K | 7,277 | 0.05% | 3q | +1.5%+$1.0K |
| UBS Group AG | $42.7K | 4,502 | 0.00% | 31q | +1.8% |
| Steward Partners Investment Advisory, LLC | $15.3K | 1,611 | 0.00% | 18q | HELD |
| Ameritas Advisory Services, LLC | $7.5K | 792 | 0.00% | new | NEW |
| Aberdeen Wealth Management LLC | $967 | 102 | 0.00% | new | NEW |
| EverSource Wealth Advisors, LLC | $165 | 17 | 0.00% | 10q | HELD |
What the insiders did
Open market purchases and sales reported on Form 4 in the last 180 days. Grants, option exercises and shares surrendered to cover tax are left out: they are compensation rather than a decision to buy or sell. Where a broker filled one order in tranches the lines are summed, because it was one decision.
Ten percent owners and entities
Usually an institution that crossed a reporting threshold, or a company taking a strategic stake, rather than an individual with a view.
| Date | Insider | Role | Side | Shares | Value |
|---|---|---|---|---|---|
| 2026-09-29 | GEORGE W WHITNEY | Director, 10% owner, Other | Bought | 181,813 | $1.8M ×7 |
| 2026-06-29 | GEORGE W WHITNEY | Director, 10% owner, Other | Bought | 88,058 | $848.0K ×7 |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 6 | $4.3M | 439,408 | 1 | 3 | 1 | 0.0% |
| Q2 2026 | 34 | $181.0M | 19,085,284 | 6 | 11 | 10 | 0.0% |
| Q1 2026 | 32 | $181.2M | 18,987,577 | 2 | 17 | 6 | 0.0% |
| Q4 2025 | 32 | $166.8M | 19,220,938 | 1 | 17 | 6 | 0.0% |
| Q3 2025 | 33 | $156.4M | 18,823,654 | 1 | 16 | 13 | 0.0% |
| Q2 2025 | 33 | $143.7M | 19,221,810 | 2 | 15 | 9 | 0.0% |
| Q1 2025 | 33 | $136.1M | 18,374,511 | 0 | 15 | 15 | 0.0% |
| Q4 2024 | 37 | $136.7M | 18,682,100 | 8 | 17 | 6 | 0.0% |
| Q3 2024 | 33 | $142.1M | 18,431,263 | 3 | 18 | 9 | 0.0% |
| Q2 2024 | 32 | $136.1M | 18,170,535 | 0 | 8 | 16 | 0.0% |
| Q1 2024 | 34 | $151.3M | 18,822,587 | 6 | 9 | 12 | 0.0% |
| Q4 2023 | 32 | $35.3M | 4,417,053 | 3 | 12 | 9 | 0.0% |
| Q3 2023 | 31 | $30.8M | 4,088,232 | 4 | 10 | 10 | 0.0% |
| Q2 2023 | 29 | $32.4M | 4,069,794 | 2 | 14 | 7 | 0.0% |
| Q1 2023 | 29 | $32.7M | 4,035,968 | 3 | 11 | 10 | 0.0% |
| Q4 2022 | 31 | $35.5M | 4,450,927 | 4 | 11 | 9 | 0.0% |
| Q3 2022 | 29 | $31.3M | 4,540,518 | 3 | 12 | 8 | 0.0% |
| Q2 2022 | 27 | $33.8M | 4,472,485 | 3 | 8 | 10 | 0.0% |
| Q1 2022 | 27 | $40.9M | 4,514,094 | 3 | 12 | 8 | 0.0% |
| Q4 2021 | 29 | $43.0M | 5,002,503 | 5 | 10 | 8 | 0.0% |
| Q3 2021 | 28 | $44.4M | 5,353,435 | 3 | 9 | 12 | 0.0% |
| Q2 2021 | 31 | $49.9M | 5,861,765 | 3 | 8 | 13 | 0.0% |
| Q1 2021 | 31 | $47.3M | 6,065,651 | 5 | 8 | 11 | 0.0% |
| Q4 2020 | 30 | $46.6M | 6,754,822 | 1 | 17 | 7 | 0.0% |
| Q3 2020 | 32 | $38.0M | 6,379,991 | 4 | 12 | 12 | 0.0% |
| Q2 2020 | 30 | $35.3M | 5,981,243 | 7 | 8 | 7 | 0.0% |
| Q1 2020 | 27 | $27.3M | 5,414,778 | 4 | 13 | 4 | 0.0% |
| Q4 2019 | 27 | $42.3M | 5,750,880 | 0 | 15 | 6 | 0.0% |
| Q3 2019 | 28 | $35.9M | 5,319,747 | 2 | 11 | 6 | 0.0% |
| Q2 2019 | 28 | $34.1M | 5,059,279 | 6 | 7 | 8 | 0.0% |
| Q1 2019 | 24 | $47.4M | 6,928,271 | 1 | 8 | 8 | 0.0% |
| Q4 2018 | 32 | $34.0M | 5,889,111 | 0 | 1 | 1 | 0.0% |