DaveManuel.com · Institutional Ownership · Who Owns It
AB ACTIVE ETFS INC (FWD)
Institutional ownership reported to the SEC as of Q2 2026, across 15 quarters.
119
Reporting holders
$2.3B
Reported value
0.0%
Calls
0.0%
Puts
+41
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| ALLIANCEBERNSTEIN L.P. | $1.3B | 12,254,845 | 0.44% | 14q | +15.4%+$177.6M |
| LPL Financial LLC | $224.0M | 1,512,442 | 0.05% | 11q | +50.0%+$74.7M |
| BANK OF AMERICA CORP /DE/ | $88.4M | 597,024 | 0.01% | 8q | -40.8%-$61.0M |
| Betterment LLC | $85.9M | 580,084 | 0.15% | 6q | +0.6%+$497.4K |
| Integrated Wealth Concepts LLC | $70.2M | 473,735 | 0.46% | 9q | +10.8%+$6.9M |
| Bleakley Financial Group, LLC | $37.9M | 255,585 | 0.48% | 3q | +6.6%+$2.3M |
| AMERIPRISE FINANCIAL INC | $34.7M | 233,743 | 0.01% | new | NEW |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $26.8M | 180,785 | 0.01% | 5q | +146.8%+$15.9M |
| UBS Group AG | $24.2M | 163,561 | 0.00% | 8q | +121.9%+$13.3M |
| ENVESTNET ASSET MANAGEMENT INC | $23.3M | 157,322 | 0.01% | 5q | +233.1%+$16.3M |
| RAYMOND JAMES FINANCIAL INC | $23.2M | 156,601 | 0.01% | 3q | +171.2%+$14.6M |
| GLENMEDE TRUST CO NA | $23.0M | 155,481 | 0.10% | 2q | +2036.0%+$22.0M |
| Tulsa Wealth Advisors, INC | $21.4M | 144,424 | 3.01% | new | NEW |
| Cambridge Investment Research Advisors, Inc. | $19.6M | 132,664 | 0.02% | 9q | +181.5%+$12.7M |
| Embree Financial Group | $19.4M | 130,678 | 1.94% | 7q | +13.2%+$2.3M |
| JANE STREET GROUP, LLC | $19.1M | 128,750 | 0.00% | 12q | -8.0%-$1.7M |
| Private Advisor Group, LLC | $18.3M | 123,354 | 0.08% | 8q | +234.2%+$12.8M |
| Intrepid Financial Planning Group LLC | $16.3M | 109,732 | 5.52% | 4q | +8.3%+$1.2M |
| KPP Advisory Services LLC | $12.2M | 82,091 | 1.54% | 4q | +11.9%+$1.3M |
| OSAIC HOLDINGS, INC. | $12.1M | 82,014 | 0.01% | 13q | +402.3%+$9.7M |
| Quantum Private Wealth, LLC | $10.9M | 73,382 | 2.79% | 14q | -9.8%-$1.2M |
| TRUIST FINANCIAL CORP | $10.8M | 73,185 | 0.01% | 3q | +378.3%+$8.6M |
| PMG Wealth Management, Inc. | $9.5M | 64,371 | 5.90% | 2q | +6.5%+$578.0K |
| Concurrent Investment Advisors, LLC | $9.5M | 64,294 | 0.08% | new | NEW |
| Eldridge Investment Advisors, Inc. | $9.4M | 63,621 | 1.87% | new | NEW |
| MML INVESTORS SERVICES, LLC | $8.8M | 59,566 | 0.02% | 9q | +200.0%+$5.9M |
| BOS Asset Management, LLC | $8.4M | 56,799 | 1.95% | 9q | +22.1%+$1.5M |
| HighPoint Advisor Group LLC | $7.9M | 53,093 | 0.28% | 2q | +10.3%+$732.0K |
| Colonial River Investments, LLC | $7.6M | 50,978 | 2.15% | new | NEW |
| StoneCrest Wealth Management, Inc. | $7.2M | 48,751 | 2.31% | 5q | -9.3%-$737.9K |
| Rockefeller Capital Management L.P. | $5.6M | 37,759 | 0.01% | 6q | +29.3%+$1.3M |
| VestGen Advisors, LLC | $4.5M | 30,456 | 0.13% | 2q | +4.7%+$204.0K |
| Advisory Services Network, LLC | $4.2M | 28,418 | 0.05% | 9q | +13.3%+$494.7K |
| IFG Advisory, LLC | $4.1M | 27,747 | 0.14% | new | NEW |
| Sanctuary Advisors, LLC | $4.0M | 26,688 | 0.02% | new | NEW |
| Cornerstone Wealth Management, LLC | $3.6M | 24,413 | 0.16% | 2q | +34.8%+$933.0K |
| Global Retirement Partners, LLC | $3.4M | 22,956 | 0.05% | 4q | -2.9%-$102.2K |
| Signature Equity Partners, LLC | $3.4M | 22,901 | 1.56% | new | NEW |
| COMMONWEALTH EQUITY SERVICES, LLC | $3.1M | 20,939 | 0.00% | 2q | +805.7%+$2.8M |
| USAdvisors Wealth Management, LLC | $3.0M | 20,190 | 0.86% | 7q | +14.3%+$374.1K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $2.9M | 19,713 | 0.00% | 5q | -44.1%-$2.3M |
| Kingsview Wealth Management, LLC | $2.8M | 19,187 | 0.03% | 7q | +2.2%+$60.0K |
| WEDBUSH SECURITIES INC | $2.8M | 18,981 | 0.07% | 5q | -6.6%-$197.1K |
| FLAGSHIP HARBOR ADVISORS, LLC | $2.7M | 18,478 | 0.10% | new | NEW |
| GREAT VALLEY ADVISOR GROUP, INC. | $2.7M | 18,223 | 0.04% | new | NEW |
| Huntleigh Advisors, Inc. | $2.6M | 17,737 | 0.37% | 7q | +6.7%+$165.5K |
| SFG Wealth Management, LLC. | $2.6M | 17,340 | 0.92% | new | NEW |
| Anderson Financial Strategies, LLC | $2.4M | 18,685 | 1.26% | 3q | -12.9%-$361.1K |
| COZAD ASSET MANAGEMENT INC | $2.1M | 14,089 | 0.13% | 2q | +353.6%+$1.6M |
| SILVERCREST ASSET MANAGEMENT GROUP LLC | $2.0M | 13,172 | 0.01% | 5q | HELD |
| D. E. Shaw & Co., Inc. | $1.8M | 11,989 | 0.00% | 4q | +438.3%+$1.4M |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $1.8M | 12,687 | 0.00% | new | NEW |
| Trademark Financial Management, LLC | $1.6M | 10,589 | 0.64% | 3q | +21.9%+$281.9K |
| D.A. DAVIDSON & CO. | $1.4M | 9,513 | 0.01% | 3q | +25.9%+$290.2K |
| Worth Financial Advisory Group, LLC | $1.4M | 9,438 | 0.58% | 6q | +0.9%+$12.3K |
| Vise Technologies, Inc. | $1.3M | 8,938 | 0.01% | new | NEW |
| IHT Wealth Management, LLC | $1.2M | 8,305 | 0.03% | 2q | +116.9%+$663.0K |
| Quantinno Capital Management LP | $1.1M | 7,159 | 0.00% | 3q | +18.8%+$168.0K |
| &PARTNERS | $999.2K | 6,746 | 0.00% | new | NEW |
| HighTower Advisors, LLC | $985.6K | 6,654 | 0.00% | 6q | +10.7%+$95.1K |
| Steward Partners Investment Advisory, LLC | $973.3K | 6,571 | 0.00% | 3q | +32.4%+$238.2K |
| MAI Capital Management | $915.8K | 6,183 | 0.00% | 2q | HELD |
| WESPAC Advisors, LLC | $914.3K | 6,173 | 0.45% | new | NEW |
| Sound View Wealth Advisors Group, LLC | $836.3K | 5,646 | 0.05% | new | NEW |
| Gotham Asset Management, LLC | $750.7K | 5,068 | 0.00% | new | NEW |
| Boyer Financial Services, Inc. | $716.7K | 5,211 | 0.61% | 3q | -15.8%-$134.9K |
| WELLS FARGO & COMPANY/MN | $691.9K | 4,671 | 0.00% | 2q | +719.5%+$607.4K |
| Kestra Advisory Services, LLC | $662.5K | 4,473 | 0.00% | new | NEW |
| MORGAN STANLEY | $655.3K | 4,424 | 0.00% | 4q | +34.1%+$166.5K |
| STIFEL FINANCIAL CORP | $643.6K | 4,345 | 0.00% | new | NEW |
| Geneos Wealth Management Inc. | $592.5K | 4,000 | 0.01% | 7q | HELD |
| PW ADVISORS, LLC \ FL | $590.1K | 3,984 | 0.39% | 2q | -41.2%-$413.3K |
| Equitable Holdings, Inc. | $570.3K | 3,850 | 0.00% | new | NEW |
| Wagner Wealth Management, LLC | $475.3K | 3,209 | 0.09% | 5q | +134.4%+$272.5K |
| Laraway Financial Advisors Inc | $453.7K | 3,063 | 0.28% | 3q | +13.5%+$54.1K |
| Legacy Wealth Advisors, LLC | $442.6K | 2,988 | 0.19% | new | NEW |
| Janney Montgomery Scott LLC | $435.0K | 2,934 | 0.00% | 10q | +0.9%+$3.7K |
| PFG Advisors | $414.4K | 2,798 | 0.02% | new | NEW |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $384.2K | 2,594 | 0.00% | new | NEW |
| NewEdge Advisors, LLC | $383.5K | 2,589 | 0.00% | new | NEW |
| Walleye Partners, LLC | $350.7K | 2,367 | 0.40% | new | NEW |
| Snowden Capital Advisors LLC | $339.8K | 2,294 | 0.01% | new | NEW |
| Main Street Group, LTD | $319.1K | 2,154 | 0.07% | new | NEW |
| J. Mark Nickell & Co. | $305.6K | 2,063 | 0.24% | new | NEW |
| ROYAL BANK OF CANADA | $303.0K | 2,046 | 0.00% | 3q | +93.0%+$146.0K |
| PRIVATE TRUST CO NA | $300.4K | 2,028 | 0.02% | 6q | +72.4%+$126.2K |
| Stratos Wealth Partners, LTD. | $280.7K | 1,895 | 0.00% | new | NEW |
| Mascagni Wealth Management, Inc. | $278.6K | 1,881 | 0.17% | 2q | HELD |
| Vertex Planning Partners, LLC | $271.7K | 1,834 | 0.04% | new | NEW |
| Baird Financial Group, Inc. | $260.1K | 1,756 | 0.00% | new | NEW |
| World Investment Advisors | $242.6K | 2,235 | 0.00% | 2q | HELD |
| Visionary Wealth Advisors | $237.4K | 1,603 | 0.01% | new | NEW |
| Golden State Wealth Management, LLC | $232.0K | 1,566 | 0.02% | 2q | +153.8%+$140.6K |
| CENTAURUS FINANCIAL, INC. | $231.0K | 1,560 | 0.01% | new | NEW |
| Lido Advisors, LLC | $228.1K | 1,540 | 0.00% | new | NEW |
| BARCLAYS PLC | $182.2K | 1,230 | 0.00% | 2q | HELD |
| Cornerstone Planning Group LLC | $174.1K | 1,324 | 0.02% | 6q | HELD |
| StrongBox Wealth, LLC | $128.1K | 865 | 0.04% | new | NEW |
| BOKF, NA | $111.1K | 750 | 0.00% | new | NEW |
| Triumph Capital Management | $99.8K | 674 | 0.02% | new | NEW |
Showing the largest 100 of 119 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 36 | $82.8M | 628,994 | 5 | 13 | 10 | 0.0% |
| Q2 2026 | 119 | $2.3B | 18,914,690 | 47 | 48 | 12 | 0.0% |
| Q1 2026 | 78 | $1.6B | 15,373,964 | 23 | 37 | 6 | 0.0% |
| Q4 2025 | 59 | $1.1B | 10,845,808 | 17 | 29 | 6 | 0.0% |
| Q3 2025 | 42 | $971.5M | 9,626,097 | 6 | 25 | 6 | 0.0% |
| Q2 2025 | 39 | $645.1M | 7,189,550 | 11 | 15 | 10 | 0.0% |
| Q1 2025 | 31 | $432.3M | 6,139,944 | 10 | 15 | 6 | 0.0% |
| Q4 2024 | 21 | $386.0M | 4,874,101 | 5 | 15 | 0 | 0.0% |
| Q3 2024 | 19 | $319.1M | 4,075,713 | 6 | 10 | 2 | 0.0% |
| Q2 2024 | 14 | $266.5M | 3,445,914 | 6 | 6 | 2 | 0.0% |
| Q1 2024 | 9 | $200.7M | 2,772,307 | 4 | 4 | 1 | 0.0% |
| Q4 2023 | 6 | $133.0M | 2,133,499 | 2 | 3 | 0 | 0.0% |
| Q3 2023 | 4 | $70.9M | 1,320,055 | 1 | 3 | 0 | 0.0% |
| Q2 2023 | 3 | $36.0M | 636,609 | 1 | 2 | 0 | 0.0% |
| Q1 2023 | 2 | $4.9M | 94,800 | 2 | 0 | 0 | 0.0% |