DaveManuel.com · Institutional Ownership · Who Owns It
FIRST TR EXCHANGE TRADED FD (FXN)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
131
Reporting holders
$247.5M
Reported value
0.0%
Calls
0.0%
Puts
-10
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $31.8M | 1,572,706 | 0.00% | 35q | -44.7%-$25.7M |
| WELLS FARGO & COMPANY/MN | $30.0M | 1,481,350 | 0.00% | 31q | -7.7%-$2.5M |
| LPL Financial LLC | $23.8M | 1,178,237 | 0.01% | 31q | -17.6%-$5.1M |
| RAYMOND JAMES FINANCIAL INC | $16.7M | 823,638 | 0.00% | 7q | +28.7%+$3.7M |
| Qube Research & Technologies Ltd | $12.1M | 599,541 | 0.01% | 2q | +59954000.0%+$12.1M |
| Summit Financial, LLC | $10.5M | 519,974 | 0.12% | 4q | +233.3%+$7.4M |
| ROYAL BANK OF CANADA | $10.4M | 515,806 | 0.00% | 31q | +58.6%+$3.9M |
| UBS Group AG | $6.6M | 327,243 | 0.00% | 31q | -41.9%-$4.8M |
| Virtue Capital Management, LLC | $6.1M | 302,856 | 0.82% | 2q | -15.3%-$1.1M |
| Cambridge Investment Research Advisors, Inc. | $6.1M | 301,960 | 0.01% | 31q | -14.0%-$991.8K |
| BENJAMIN EDWARDS INC | $5.4M | 267,084 | 0.05% | 8q | +197.7%+$3.6M |
| BANK OF AMERICA CORP /DE/ | $5.0M | 244,890 | 0.00% | 31q | -56.6%-$6.5M |
| TWO SIGMA INVESTMENTS, LP | $4.9M | 244,642 | 0.00% | 2q | +518.7%+$4.1M |
| D. E. Shaw & Co., Inc. | $4.4M | 219,719 | 0.00% | new | NEW |
| Tower Research Capital LLC (TRC) | $4.4M | 219,004 | 0.11% | 11q | +655.9%+$3.8M |
| GOLDMAN SACHS GROUP INC | $4.1M | 201,144 | 0.00% | 19q | +87.4%+$1.9M |
| GREENUP STREET WEALTH MANAGEMENT LLC | $3.9M | 190,700 | 0.47% | new | NEW |
| Independent Advisor Alliance | $3.8M | 188,500 | 0.09% | 5q | -33.9%-$2.0M |
| GTS SECURITIES LLC | $3.0M | 150,193 | 0.06% | new | NEW |
| Crumly & Associates Inc. | $2.8M | 140,849 | 0.55% | 23q | -27.1%-$1.1M |
| Equitable Holdings, Inc. | $2.8M | 138,613 | 0.02% | 5q | +291.9%+$2.1M |
| STIFEL FINANCIAL CORP | $2.7M | 133,964 | 0.00% | 31q | -31.0%-$1.2M |
| NewEdge Advisors, LLC | $2.4M | 120,431 | 0.01% | 25q | -82.4%-$11.4M |
| OSAIC HOLDINGS, INC. | $2.4M | 118,684 | 0.00% | 26q | +13.1%+$278.0K |
| Cetera Investment Advisers | $2.3M | 115,604 | 0.00% | 20q | +2.3%+$53.4K |
| HighTower Advisors, LLC | $2.3M | 111,340 | 0.00% | 25q | -2.3%-$52.1K |
| Rockefeller Capital Management L.P. | $2.2M | 106,828 | 0.00% | 4q | -4.0%-$90.3K |
| COMMONWEALTH EQUITY SERVICES, LLC | $1.9M | 94,887 | 0.00% | 31q | +4.1%+$76.2K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1.6M | 81,277 | 0.00% | new | NEW |
| Private Advisor Group, LLC | $1.6M | 80,043 | 0.01% | 23q | -22.2%-$462.9K |
| CITADEL ADVISORS LLC | $1.6M | 76,750 | 0.00% | 11q | -30.2%-$673.2K |
| MARSHALL WACE, LLP | $1.4M | 70,111 | 0.00% | new | NEW |
| HARBOUR INVESTMENTS, INC. | $1.4M | 67,337 | 0.02% | 21q | +239.5%+$961.0K |
| ENVESTNET ASSET MANAGEMENT INC | $1.4M | 67,103 | 0.00% | 22q | +3.8%+$49.1K |
| Janney Montgomery Scott LLC | $1.3M | 64,995 | 0.00% | 31q | -39.7%-$865.9K |
| Kestra Advisory Services, LLC | $941.4K | 46,533 | 0.00% | 23q | -9.0%-$92.9K |
| OneAscent Financial Services LLC | $927.8K | 45,863 | 0.04% | 7q | HELD |
| Kovack Advisors, Inc. | $882.5K | 44,097 | 0.04% | 2q | -1.4%-$12.1K |
| Kesler, Norman & Wride, LLC | $880.3K | 43,514 | 0.14% | 16q | HELD |
| JPMORGAN CHASE & CO | $847.1K | 41,813 | 0.00% | 8q | +273.0%+$620.0K |
| TRUIST FINANCIAL CORP | $841.2K | 41,584 | 0.00% | 25q | +68.8%+$343.0K |
| JONES FINANCIAL COMPANIES LLLP | $719.4K | 35,422 | 0.00% | 9q | +21.9%+$129.3K |
| Prospera Financial Services Inc | $704.2K | 34,808 | 0.01% | 29q | -8.7%-$66.7K |
| FLOW TRADERS U.S. LLC | $694.0K | 34,281 | 0.03% | new | NEW |
| Baird Financial Group, Inc. | $679.8K | 33,606 | 0.00% | 2q | -78.2%-$2.4M |
| Realta Investment Advisors | $639.8K | 31,627 | 0.20% | 2q | -3.0%-$20.0K |
| CENTAURUS FINANCIAL, INC. | $632.0K | 31,242 | 0.02% | 22q | +9.9%+$57.0K |
| D.A. DAVIDSON & CO. | $555.0K | 27,436 | 0.00% | 20q | -89.1%-$4.5M |
| Global Assets Advisory, LLC | $545.7K | 27,171 | 0.12% | new | NEW |
| Tudor Financial Inc. | $490.3K | 24,237 | 0.22% | new | NEW |
| Sanctuary Advisors, LLC | $471.9K | 23,324 | 0.00% | 9q | -31.7%-$219.1K |
| MML INVESTORS SERVICES, LLC | $458.3K | 22,653 | 0.00% | 21q | +2.0%+$9.0K |
| XTX Topco Ltd | $436.8K | 21,590 | 0.01% | 2q | +92.5%+$209.8K |
| COTTONWOOD CAPITAL ADVISORS, LLC | $429.9K | 21,249 | 0.26% | 19q | HELD |
| StoneX Group Inc. | $415.8K | 19,238 | 0.02% | new | NEW |
| TWO SIGMA SECURITIES, LLC | $412.5K | 20,392 | 0.04% | 2q | +2.2%+$8.8K |
| Farther Finance Advisors, LLC | $406.1K | 20,072 | 0.00% | 10q | HELD |
| COMPASS FINANCIAL MANAGEMENT LLC | $375.5K | 18,562 | 0.05% | new | FIRST |
| BETO FINANCIAL GROUP, LLC | $361.2K | 16,932 | 0.19% | new | NEW |
| Global View Capital Management LLC | $338.4K | 16,730 | 0.07% | 2q | -36.8%-$196.9K |
| 1776 Wealth LLC | $331.8K | 16,400 | 0.12% | 27q | HELD |
| Warner Group LLC | $317.6K | 15,700 | 0.08% | new | NEW |
| Retirement Planning Group, LLC | $317.3K | 15,685 | 0.01% | 4q | -13.9%-$51.3K |
| LEVEL FOUR ADVISORY SERVICES, LLC | $299.4K | 14,802 | 0.01% | 31q | HELD |
| AE Wealth Management LLC | $293.2K | 14,495 | 0.00% | 23q | -10.2%-$33.2K |
| JBR Co Financial Management Inc | $291.8K | 14,422 | 0.11% | 11q | -17.6%-$62.4K |
| IHT Wealth Management, LLC | $282.9K | 13,986 | 0.01% | 3q | -5.4%-$16.1K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $279.5K | 13,818 | 0.00% | 19q | +53.2%+$97.1K |
| CAPTRUST FINANCIAL ADVISORS | $277.7K | 13,725 | 0.00% | 2q | -1.1%-$3.0K |
| Dunhill Financial, LLC | $274.2K | 13,555 | 0.06% | new | NEW |
| FIFTH THIRD BANCORP | $271.4K | 13,416 | 0.00% | 2q | -1.6%-$4.5K |
| OPPENHEIMER & CO INC | $261.5K | 12,924 | 0.00% | 2q | -80.0%-$1.0M |
| &PARTNERS | $245.1K | 12,114 | 0.00% | 5q | -98.1%-$12.9M |
| Moors & Cabot, Inc. | $234.5K | 11,592 | 0.01% | 18q | HELD |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $231.2K | 11,430 | 0.00% | 20q | -5.0%-$12.2K |
| Quantinno Capital Management LP | $228.5K | 11,294 | 0.00% | new | NEW |
| HFG Advisors, Inc. | $222.3K | 10,991 | 0.14% | 17q | HELD |
| WEALTH EFFECTS LLC | $212.4K | 10,500 | 0.06% | 19q | -3.7%-$8.1K |
| LANARK FINANCIAL, INC. | $206.3K | 10,199 | 0.01% | 12q | HELD |
| Keating Financial Advisory Services, Inc. | $177.9K | 8,793 | 0.02% | 3q | HELD |
| PNC Financial Services Group, Inc. | $171.1K | 8,456 | 0.00% | 31q | HELD |
| Parallel Advisors, LLC | $154.8K | 7,651 | 0.00% | 3q | +8.8%+$12.5K |
| Global Retirement Partners, LLC | $131.4K | 6,493 | 0.00% | 16q | HELD |
| Geneos Wealth Management Inc. | $125.4K | 6,200 | 0.00% | 42q | +19.2%+$20.2K |
| Arax Advisory Partners | $106.0K | 5,240 | 0.00% | 21q | +100.2%+$53.0K |
| Steward Partners Investment Advisory, LLC | $104.6K | 5,168 | 0.00% | 29q | -10.7%-$12.6K |
| REAP Financial Group, LLC | $94.1K | 4,652 | 0.02% | 11q | -38.5%-$58.8K |
| IFP Advisors, Inc | $79.4K | 3,924 | 0.00% | 23q | HELD |
| HAZLETT, BURT & WATSON, INC. | $77.0K | 3,866 | 0.02% | 6q | HELD |
| Private Wealth Asset Management, LLC | $76.4K | 3,775 | 0.01% | 6q | HELD |
| RMG Wealth Management LLC | $66.2K | 502 | 0.01% | new | NEW |
| Biltmore Family Office, LLC | $65.3K | 3,226 | 0.01% | 5q | HELD |
| Topsail Wealth Management, LLC | $52.6K | 2,600 | 0.01% | 7q | HELD |
| MCF Advisors LLC | $50.6K | 2,500 | 0.00% | 11q | HELD |
| Silver Grove Financial Group, Inc. | $48.2K | 2,384 | 0.03% | 3q | HELD |
| Clearstead Advisors, LLC | $32.3K | 1,598 | 0.00% | 5q | HELD |
| Golden State Wealth Management, LLC | $30.8K | 1,523 | 0.00% | 7q | HELD |
| Aptus Capital Advisors, LLC | $28.2K | 1,392 | 0.00% | 15q | +4540.0%+$27.6K |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | $24.2K | 1,195 | 0.00% | 3q | -62.7%-$40.7K |
| Allspring Global Investments Holdings, LLC | $23.2K | 1,157 | 0.00% | 3q | HELD |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-10-27 | 13G | First Trust Portfolios L.P.with 2 co-filers | 5.2% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 27 | $14.3M | 655,208 | 7 | 4 | 9 | 0.0% |
| Q2 2026 | 131 | $247.5M | 12,231,513 | 18 | 28 | 43 | 0.0% |
| Q1 2026 | 141 | $1.0B | 45,827,374 | 33 | 40 | 19 | 0.0% |
| Q4 2025 | 123 | $136.3M | 8,273,963 | 12 | 21 | 51 | 0.0% |
| Q3 2025 | 116 | $240.9M | 11,004,509 | 9 | 22 | 49 | 0.0% |
| Q2 2025 | 121 | $155.7M | 10,257,057 | 11 | 23 | 49 | 0.0% |
| Q1 2025 | 120 | $189.1M | 11,450,395 | 10 | 23 | 57 | 0.0% |
| Q4 2024 | 128 | $236.7M | 14,480,932 | 10 | 31 | 48 | 0.0% |
| Q3 2024 | 124 | $356.2M | 21,474,293 | 12 | 20 | 61 | 0.0% |
| Q2 2024 | 135 | $353.0M | 19,397,676 | 14 | 33 | 58 | 0.0% |
| Q1 2024 | 147 | $549.6M | 28,535,012 | 14 | 42 | 68 | 0.0% |
| Q4 2023 | 153 | $433.4M | 25,973,535 | 18 | 42 | 55 | 0.0% |
| Q3 2023 | 156 | $423.4M | 24,306,507 | 23 | 39 | 59 | 0.0% |
| Q2 2023 | 150 | $346.8M | 21,830,985 | 18 | 30 | 74 | 0.3% |
| Q1 2023 | 167 | $469.1M | 30,216,509 | 20 | 36 | 92 | 0.0% |
| Q4 2022 | 188 | $1.6B | 94,683,584 | 27 | 79 | 53 | 0.0% |
| Q3 2022 | 163 | $9.7B | 618,474,582 | 19 | 58 | 63 | 0.0% |
| Q2 2022 | 160 | $8.8B | 598,124,522 | 20 | 58 | 65 | 0.0% |
| Q1 2022 | 147 | $10.4B | 652,700,048 | 32 | 64 | 31 | 0.0% |
| Q4 2021 | 134 | $1.1B | 95,965,260 | 38 | 46 | 20 | 0.0% |
| Q3 2021 | 97 | $724.8M | 63,125,848 | 15 | 25 | 35 | 0.0% |
| Q2 2021 | 100 | $764.5M | 66,997,553 | 16 | 45 | 26 | 0.0% |
| Q1 2021 | 95 | $1.2B | 118,072,275 | 31 | 36 | 15 | 0.0% |
| Q4 2020 | 72 | $799.6M | 100,736,668 | 18 | 20 | 17 | 0.0% |
| Q3 2020 | 60 | $396.1M | 70,703,014 | 7 | 10 | 31 | 0.0% |
| Q2 2020 | 82 | $1.5B | 228,753,846 | 43 | 20 | 11 | 0.0% |
| Q1 2020 | 45 | $10.4M | 2,490,554 | 5 | 10 | 23 | 0.0% |
| Q4 2019 | 62 | $41.4M | 3,915,666 | 5 | 12 | 27 | 0.0% |
| Q3 2019 | 62 | $43.7M | 4,456,805 | 10 | 7 | 32 | 0.0% |
| Q2 2019 | 68 | $605.8M | 52,774,682 | 15 | 16 | 25 | 0.0% |
| Q1 2019 | 70 | $513.3M | 39,712,603 | 11 | 13 | 35 | 0.0% |
| Q4 2018 | 81 | $641.8M | 55,745,079 | 2 | 3 | 4 | 0.0% |