DaveManuel.com · Institutional Ownership · Who Owns It
First Trust Excnge Trd AlphaDE (FYT)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
74
Reporting holders
$121.5M
Reported value
0.0%
Calls
0.0%
Puts
+8
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| LPL Financial LLC | $18.2M | 260,096 | 0.00% | 31q | +18.4%+$2.8M |
| MORGAN STANLEY | $12.9M | 185,118 | 0.00% | 35q | -9.4%-$1.3M |
| WELLS FARGO & COMPANY/MN | $12.4M | 178,000 | 0.00% | 31q | +3.6%+$434.0K |
| ROYAL BANK OF CANADA | $8.9M | 126,963 | 0.00% | 31q | +25.4%+$1.8M |
| Kingsview Wealth Management, LLC | $8.5M | 122,159 | 0.10% | 25q | +0.6%+$47.5K |
| Proactive Wealth Strategies LLC | $8.3M | 119,349 | 1.34% | 8q | -2.7%-$227.3K |
| RAYMOND JAMES FINANCIAL INC | $7.1M | 100,999 | 0.00% | 7q | -6.8%-$511.5K |
| Cetera Investment Advisers | $4.8M | 68,397 | 0.00% | 8q | +13.5%+$566.7K |
| ROMAN BUTLER FULLERTON & CO | $3.4M | 47,850 | 0.80% | new | NEW |
| TRUIST FINANCIAL CORP | $3.3M | 46,570 | 0.00% | 24q | -2.5%-$82.5K |
| COMMONWEALTH EQUITY SERVICES, LLC | $2.8M | 40,400 | 0.00% | 25q | +14.2%+$350.3K |
| ENVESTNET ASSET MANAGEMENT INC | $2.8M | 40,028 | 0.00% | 23q | -7.8%-$236.9K |
| UBS Group AG | $2.4M | 34,123 | 0.00% | 31q | -1.5%-$35.7K |
| GOLDMAN SACHS GROUP INC | $2.1M | 29,611 | 0.00% | 19q | +226.5%+$1.4M |
| Cambridge Investment Research Advisors, Inc. | $2.0M | 28,586 | 0.00% | 25q | -85.3%-$11.6M |
| NWAM LLC | $1.4M | 20,098 | 0.07% | 2q | HELD |
| IFG Advisory, LLC | $1.4M | 19,854 | 0.05% | new | NEW |
| CITADEL ADVISORS LLC | $1.2M | 16,678 | 0.00% | new | NEW |
| Kestra Advisory Services, LLC | $1.1M | 15,714 | 0.00% | 22q | -53.1%-$1.2M |
| OSAIC HOLDINGS, INC. | $1.0M | 14,508 | 0.00% | 26q | +9.2%+$85.1K |
| TWO SIGMA INVESTMENTS, LP | $1.0M | 14,500 | 0.00% | 2q | -6.3%-$68.1K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $876.7K | 12,558 | 0.00% | 22q | -37.7%-$530.5K |
| JONES FINANCIAL COMPANIES LLLP | $869.5K | 12,412 | 0.00% | 10q | +96.0%+$425.9K |
| Gateway Wealth Partners, LLC | $865.5K | 12,397 | 0.05% | 9q | -49.7%-$853.9K |
| Pinnacle Bancorp, Inc. | $852.6K | 12,213 | 0.22% | 24q | HELD |
| STIFEL FINANCIAL CORP | $671.2K | 9,614 | 0.00% | 25q | -21.4%-$183.3K |
| TCFG Investment Advisors, LLC | $630.1K | 9,025 | 0.21% | 2q | HELD |
| Chicago Partners Investment Group LLC | $612.2K | 8,678 | 0.01% | 25q | -1.1%-$6.9K |
| MML INVESTORS SERVICES, LLC | $588.2K | 8,425 | 0.00% | 13q | +10.5%+$55.9K |
| Baird Financial Group, Inc. | $500.1K | 7,164 | 0.00% | 2q | +7.5%+$34.9K |
| Private Advisor Group, LLC | $455.4K | 6,522 | 0.00% | 22q | -1.0%-$4.4K |
| Waverly Advisors, LLC | $426.8K | 6,113 | 0.00% | 7q | -2.0%-$8.8K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $383.7K | 5,496 | 0.00% | 7q | +0.8%+$3.2K |
| JPMORGAN CHASE & CO | $368.2K | 5,280 | 0.00% | 6q | -11.9%-$49.7K |
| Tower Research Capital LLC (TRC) | $367.2K | 5,260 | 0.01% | 21q | +340.5%+$283.9K |
| HARBOUR INVESTMENTS, INC. | $355.6K | 5,093 | 0.00% | 21q | -2.8%-$10.1K |
| Advisory Alpha, LLC | $350.0K | 5,013 | 0.01% | 3q | HELD |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors | $339.0K | 4,856 | 0.02% | new | NEW |
| Advisory Advocates, LLC | $328.4K | 4,704 | 0.28% | 3q | HELD |
| &PARTNERS | $310.9K | 4,624 | 0.00% | new | NEW |
| Medallion Wealth Advisors, LLC | $306.3K | 4,387 | 0.10% | 7q | -6.3%-$20.7K |
| Prasad Wealth Partners, LLC | $305.9K | 4,382 | 0.07% | 7q | HELD |
| NORTHWEST WEALTH MANAGEMENT, LLC | $255.3K | 3,657 | 0.03% | 4q | HELD |
| Focus Partners Advisor Solutions, LLC | $255.3K | 3,657 | 0.00% | 3q | HELD |
| LEVEL FOUR ADVISORY SERVICES, LLC | $250.7K | 3,591 | 0.01% | 4q | HELD |
| Corient Private Wealth LP | $248.9K | 3,565 | 0.00% | 3q | HELD |
| Janney Montgomery Scott LLC | $247.0K | 3,537 | 0.00% | 4q | -5.3%-$13.8K |
| Belpointe Asset Management LLC | $236.5K | 3,388 | 0.01% | new | NEW |
| Warner Group LLC | $234.6K | 3,360 | 0.06% | new | NEW |
| FLOW TRADERS U.S. LLC | $232.0K | 3,318 | 0.01% | new | NEW |
| Wagner Wealth Management, LLC | $228.8K | 3,278 | 0.04% | 23q | -3.1%-$7.3K |
| Private Wealth Asset Management, LLC | $216.4K | 3,100 | 0.02% | 6q | HELD |
| Koshinski Asset Management, Inc. | $213.3K | 3,055 | 0.01% | new | NEW |
| D.A. DAVIDSON & CO. | $208.0K | 2,979 | 0.00% | new | NEW |
| Prospera Financial Services Inc | $203.1K | 2,908 | 0.00% | new | NEW |
| Founders Financial Alliance, LLC | $201.0K | 2,879 | 0.03% | 2q | HELD |
| CREATIVE FINANCIAL DESIGNS INC /ADV | $89.8K | 1,287 | 0.00% | 21q | -12.9%-$13.3K |
| Capital Analysts, LLC | $88.0K | 1,265 | 0.00% | 18q | -35.7%-$48.9K |
| GAMMA Investing LLC | $87.9K | 1,259 | 0.00% | 9q | HELD |
| Accordant Advisory Group Inc | $69.8K | 1,000 | 0.05% | 10q | HELD |
| FMR LLC | $60.5K | 867 | 0.00% | 4q | HELD |
| Rockefeller Capital Management L.P. | $57.2K | 819 | 0.00% | 4q | HELD |
| MTM Investment Management, LLC | $42.2K | 605 | 0.01% | 20q | HELD |
| FIFTH THIRD BANCORP | $36.3K | 520 | 0.00% | new | NEW |
| TRUST CO OF TOLEDO NA /OH/ | $34.5K | 494 | 0.00% | 5q | HELD |
| FIDUCIARY FINANCIAL ADVISORS | $29.0K | 416 | 0.00% | new | NEW |
| PNC Financial Services Group, Inc. | $14.4K | 207 | 0.00% | 31q | HELD |
| BFC Planning, Inc. | $13.8K | 197 | 0.00% | new | NEW |
| LANARK FINANCIAL, INC. | $13.1K | 187 | 0.00% | 6q | HELD |
| Regatta Research & Money Management | $12.8K | 183 | 0.01% | new | FIRST |
| Global Retirement Partners, LLC | $11.9K | 170 | 0.00% | 16q | +14.9%+$1.5K |
| Spire Wealth Management | $2.7K | 39 | 0.00% | 21q | HELD |
| NewEdge Advisors, LLC | $1.1K | 15 | 0.00% | new | NEW |
| Transamerica Financial Advisors, LLC | $853 | 12 | 0.00% | 18q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 14 | $11.4M | 167,831 | 3 | 2 | 2 | 0.0% |
| Q2 2026 | 74 | $121.5M | 1,739,631 | 15 | 14 | 22 | 0.0% |
| Q1 2026 | 66 | $109.0M | 1,763,942 | 6 | 17 | 19 | 0.0% |
| Q4 2025 | 64 | $111.3M | 1,963,312 | 4 | 21 | 18 | 0.0% |
| Q3 2025 | 64 | $94.9M | 1,698,128 | 8 | 13 | 23 | 0.0% |
| Q2 2025 | 65 | $85.0M | 1,684,452 | 6 | 14 | 25 | 0.0% |
| Q1 2025 | 69 | $95.2M | 1,914,195 | 6 | 12 | 30 | 0.0% |
| Q4 2024 | 73 | $128.4M | 2,333,414 | 6 | 23 | 22 | 0.0% |
| Q3 2024 | 74 | $130.7M | 2,353,350 | 6 | 19 | 28 | 0.0% |
| Q2 2024 | 69 | $137.1M | 2,647,978 | 5 | 16 | 21 | 0.0% |
| Q1 2024 | 73 | $180.8M | 3,328,433 | 10 | 22 | 17 | 0.0% |
| Q4 2023 | 69 | $153.2M | 2,816,300 | 9 | 18 | 20 | 0.0% |
| Q3 2023 | 60 | $119.5M | 2,544,999 | 2 | 11 | 30 | 0.0% |
| Q2 2023 | 58 | $126.7M | 2,750,412 | 2 | 17 | 23 | 0.0% |
| Q1 2023 | 67 | $153.8M | 3,366,346 | 7 | 26 | 16 | 0.0% |
| Q4 2022 | 61 | $112.8M | 2,503,964 | 8 | 18 | 22 | 0.0% |
| Q3 2022 | 66 | $571.4M | 14,098,365 | 7 | 20 | 18 | 0.0% |
| Q2 2022 | 67 | $167.8M | 3,810,506 | 7 | 19 | 24 | 0.0% |
| Q1 2022 | 66 | $628.0M | 12,293,754 | 15 | 25 | 10 | 0.0% |
| Q4 2021 | 62 | $648.6M | 12,215,039 | 9 | 19 | 15 | 0.0% |
| Q3 2021 | 55 | $1.7B | 34,372,030 | 4 | 13 | 27 | 0.0% |
| Q2 2021 | 68 | $245.3M | 4,817,118 | 10 | 28 | 17 | 0.0% |
| Q1 2021 | 60 | $195.3M | 3,880,514 | 18 | 22 | 8 | 0.0% |
| Q4 2020 | 41 | $86.4M | 2,078,349 | 9 | 16 | 4 | 0.0% |
| Q3 2020 | 35 | $36.9M | 1,192,878 | 6 | 7 | 12 | 0.0% |
| Q2 2020 | 33 | $27.9M | 923,075 | 10 | 8 | 6 | 0.0% |
| Q1 2020 | 24 | $16.3M | 737,468 | 6 | 5 | 9 | 0.0% |
| Q4 2019 | 33 | $42.2M | 1,102,430 | 7 | 11 | 8 | 0.0% |
| Q3 2019 | 28 | $24.7M | 712,006 | 1 | 8 | 15 | 0.0% |
| Q2 2019 | 29 | $31.0M | 897,364 | 3 | 8 | 12 | 0.0% |
| Q1 2019 | 34 | $29.3M | 825,846 | 4 | 17 | 10 | 0.0% |
| Q4 2018 | 33 | $24.9M | 803,696 | 1 | 0 | 2 | 0.0% |