DaveManuel.com · Institutional Ownership · Who Owns It
FIRST TR EXCHANGE-TRADED ALP (FYX)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
207
Reporting holders
$1.0B
Reported value
0.0%
Calls
0.0%
Puts
+25
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN | $103.2M | 715,280 | 0.02% | 31q | +31.4%+$24.7M |
| ROYAL BANK OF CANADA | $101.6M | 704,083 | 0.02% | 31q | -0.6%-$622.9K |
| LPL Financial LLC | $98.7M | 683,900 | 0.02% | 31q | +11.7%+$10.4M |
| MORGAN STANLEY | $97.8M | 678,078 | 0.01% | 35q | +3.9%+$3.6M |
| RAYMOND JAMES FINANCIAL INC | $62.9M | 435,608 | 0.02% | 7q | +5.3%+$3.1M |
| UBS Group AG | $60.9M | 421,883 | 0.01% | 31q | +38.5%+$16.9M |
| BANK OF AMERICA CORP /DE/ | $51.6M | 357,405 | 0.00% | 31q | -3.8%-$2.0M |
| Janney Montgomery Scott LLC | $38.0M | 263,066 | 0.07% | 31q | +3.8%+$1.4M |
| Genesee Capital Advisors, LLC | $23.6M | 163,889 | 7.45% | 9q | +142.2%+$13.9M |
| Cetera Investment Advisers | $21.9M | 151,913 | 0.02% | 31q | +17.8%+$3.3M |
| Cambridge Investment Research Advisors, Inc. | $19.5M | 135,469 | 0.02% | 31q | +101.4%+$9.8M |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $17.4M | 120,332 | 0.01% | 31q | +3.0%+$498.0K |
| Concurrent Investment Advisors, LLC | $15.5M | 107,601 | 0.13% | 5q | +25.8%+$3.2M |
| ENVESTNET ASSET MANAGEMENT INC | $14.6M | 101,266 | 0.00% | 31q | +159.5%+$9.0M |
| Crusonia Wealth Advisors LLC | $10.6M | 73,453 | 1.74% | 3q | -0.6%-$61.3K |
| Chicago Partners Investment Group LLC | $10.1M | 71,639 | 0.20% | 31q | -1.4%-$138.9K |
| Per Stirling Capital Management, LLC. | $9.6M | 66,712 | 0.91% | 15q | +1.8%+$170.7K |
| COMMONWEALTH EQUITY SERVICES, LLC | $9.4M | 64,962 | 0.01% | 31q | -1.2%-$115.1K |
| Wealth Alliance Advisory Group, LLC | $8.6M | 59,310 | 1.24% | 16q | -0.6%-$48.5K |
| STIFEL FINANCIAL CORP | $7.9M | 54,429 | 0.01% | 31q | +44.3%+$2.4M |
| Geneos Wealth Management Inc. | $7.7M | 53,610 | 0.16% | 7q | +2.4%+$178.1K |
| Kestra Advisory Services, LLC | $7.3M | 50,485 | 0.02% | 24q | -13.6%-$1.1M |
| FWG Holdings, LLC | $7.2M | 50,930 | 2.50% | 3q | +2099.1%+$6.9M |
| D.A. DAVIDSON & CO. | $7.0M | 48,579 | 0.04% | 31q | +0.9%+$60.7K |
| Mainsail Financial Group, LLC | $6.4M | 44,673 | 2.19% | 15q | +11.0%+$640.7K |
| OSAIC HOLDINGS, INC. | $6.4M | 44,404 | 0.01% | 26q | HELD |
| Hapanowicz & Associates Financial Services, Inc | $6.0M | 41,586 | 1.87% | 31q | -2.1%-$129.0K |
| JPMORGAN CHASE & CO | $5.3M | 37,178 | 0.00% | 15q | -5.7%-$324.3K |
| MTM Investment Management, LLC | $5.3M | 36,765 | 1.51% | 22q | +1.4%+$72.7K |
| HighTower Advisors, LLC | $5.3M | 36,502 | 0.01% | 31q | -1.0%-$50.9K |
| JONES FINANCIAL COMPANIES LLLP | $5.2M | 36,340 | 0.00% | 9q | +43.6%+$1.6M |
| CITY HOLDING CO | $5.2M | 35,861 | 0.58% | 31q | +14.4%+$650.6K |
| Arrow Investment Advisors, LLC | $4.7M | 32,447 | 4.53% | new | NEW |
| Troutman Wealth Management, LLC | $4.6M | 31,950 | 3.55% | 3q | -0.6%-$27.6K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $4.6M | 32,310 | 0.01% | 12q | +1.2%+$54.3K |
| Baird Financial Group, Inc. | $4.4M | 30,593 | 0.01% | 31q | -1.3%-$57.0K |
| HARBOUR INVESTMENTS, INC. | $4.3M | 30,029 | 0.06% | 21q | +149.2%+$2.6M |
| Regal Investment Advisors LLC | $4.3M | 29,983 | 0.22% | 21q | -1.8%-$77.2K |
| MML INVESTORS SERVICES, LLC | $4.3M | 29,812 | 0.01% | 19q | +8.6%+$342.4K |
| Western Wealth Management, LLC | $4.3M | 29,597 | 0.14% | 23q | HELD |
| Dorsey Wright & Associates | $4.0M | 27,424 | 0.67% | new | NEW |
| ROMAN BUTLER FULLERTON & CO | $3.4M | 24,128 | 0.81% | new | NEW |
| PARK NATIONAL CORP /OH/ | $3.3M | 22,571 | 0.09% | 31q | -2.3%-$77.5K |
| Equitable Holdings, Inc. | $3.2M | 22,106 | 0.02% | 23q | +38.0%+$878.9K |
| Arkadios Wealth Advisors | $3.1M | 21,714 | 0.05% | 7q | +520.6%+$2.6M |
| FIFTH THIRD BANCORP | $3.1M | 21,620 | 0.01% | 2q | -1.7%-$55.1K |
| IFG Advisory, LLC | $3.1M | 21,515 | 0.11% | 28q | +15604.4%+$3.1M |
| &PARTNERS | $2.9M | 20,069 | 0.01% | 8q | +42.2%+$859.9K |
| TWO SIGMA INVESTMENTS, LP | $2.7M | 18,900 | 0.00% | 2q | +237.5%+$1.9M |
| Sanctuary Advisors, LLC | $2.6M | 17,823 | 0.01% | 9q | -0.6%-$14.4K |
| Catalyst Investment Management LLC | $2.5M | 17,580 | 2.30% | 3q | +18.5%+$395.5K |
| Lakeridge Wealth Management LLC | $2.2M | 15,072 | 0.80% | 11q | -12.6%-$312.3K |
| Private Advisor Group, LLC | $2.0M | 13,691 | 0.01% | 25q | +97.3%+$974.4K |
| Rockefeller Capital Management L.P. | $1.9M | 13,381 | 0.00% | 4q | +50.1%+$644.1K |
| Three Seasons Wealth, LLC | $1.8M | 12,719 | 0.17% | 12q | -3.0%-$56.0K |
| TRUIST FINANCIAL CORP | $1.7M | 11,748 | 0.00% | 27q | -3.8%-$66.5K |
| B. Riley Wealth Advisors, Inc. | $1.7M | 11,692 | 0.09% | 9q | HELD |
| RFG Advisory, LLC | $1.7M | 11,459 | 0.03% | 2q | -62.9%-$2.8M |
| Sun Financial Inc | $1.6M | 11,270 | 0.77% | 3q | -4.2%-$72.0K |
| Keystone Financial Group | $1.6M | 11,156 | 0.10% | 8q | -2.9%-$48.2K |
| Riggs Asset Managment Co. Inc. | $1.6M | 11,050 | 0.28% | new | NEW |
| Cyndeo Wealth Partners, LLC | $1.6M | 10,966 | 0.07% | 15q | -0.6%-$9.7K |
| ARS Wealth Advisors Group, LLC | $1.4M | 9,980 | 0.11% | 17q | -13.7%-$229.3K |
| MERCER GLOBAL ADVISORS INC /ADV | $1.4M | 9,529 | 0.00% | 2q | -53.9%-$1.6M |
| US BANCORP \DE\ | $1.3M | 9,273 | 0.00% | 31q | -2.6%-$36.1K |
| AXXCESS WEALTH MANAGEMENT, LLC | $1.3M | 9,023 | 0.02% | new | NEW |
| Triumph Capital Management | $1.3M | 9,001 | 0.24% | 8q | -20.4%-$331.9K |
| Mariner, LLC | $1.2M | 8,560 | 0.00% | 8q | -4.3%-$55.8K |
| FLOW TRADERS U.S. LLC | $1.2M | 8,116 | 0.05% | new | NEW |
| Vise Technologies, Inc. | $1.1M | 7,470 | 0.01% | 3q | +50.8%+$363.1K |
| Maridea Wealth Management LLC | $1.1M | 7,422 | 0.12% | 5q | -41.9%-$772.5K |
| TCFG Investment Advisors, LLC | $1.0M | 7,265 | 0.35% | 2q | HELD |
| Steward Partners Investment Advisory, LLC | $1.0M | 7,260 | 0.01% | 31q | +21.0%+$182.0K |
| POWER WEALTH MANAGEMENT LLC | $1.0M | 7,056 | 0.35% | new | NEW |
| Integrated Wealth Concepts LLC | $1.0M | 6,978 | 0.01% | 8q | HELD |
| DAYMARK WEALTH PARTNERS, LLC | $1.0M | 6,935 | 0.02% | 14q | -2.4%-$24.1K |
| Perennial Investment Advisors, LLC | $894.0K | 6,196 | 0.06% | 21q | -4.8%-$45.2K |
| Lido Advisors, LLC | $846.1K | 5,863 | 0.00% | new | NEW |
| STEPHENS INC /AR/ | $793.6K | 5,500 | 0.01% | 18q | HELD |
| Root Financial Partners, LLC | $782.6K | 5,424 | 0.03% | 14q | -8.5%-$72.4K |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | $773.9K | 5,363 | 0.04% | 28q | HELD |
| VestGen Advisors, LLC | $758.9K | 5,259 | 0.02% | 2q | -1.7%-$13.0K |
| CAPTRUST FINANCIAL ADVISORS | $748.4K | 5,186 | 0.00% | 16q | HELD |
| VestGen Investment Management | $740.0K | 5,128 | 0.39% | new | NEW |
| Keystone Wealth Services, LLC | $739.5K | 5,125 | 0.14% | 2q | HELD |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $739.4K | 5,124 | 0.00% | 4q | -57.8%-$1.0M |
| KPP Advisory Services LLC | $714.9K | 4,955 | 0.09% | 10q | HELD |
| Snowden Capital Advisors LLC | $697.0K | 4,831 | 0.02% | 42q | +12.7%+$78.5K |
| DHJJ Financial Advisors, Ltd. | $690.1K | 4,782 | 0.20% | 23q | +4.9%+$32.2K |
| Atlas Legacy Advisors, LLC | $667.5K | 4,626 | 0.10% | 7q | -1.1%-$7.5K |
| NewEdge Advisors, LLC | $665.7K | 4,614 | 0.00% | 15q | -3.7%-$25.2K |
| Waverly Advisors, LLC | $665.6K | 4,613 | 0.00% | 5q | HELD |
| Corient Private Wealth LP | $659.9K | 4,573 | 0.00% | 4q | HELD |
| Morey & Quinn Wealth Partners, LLC | $658.4K | 4,563 | 0.42% | 7q | HELD |
| Creative Planning | $656.9K | 4,552 | 0.00% | 19q | +1.1%+$6.9K |
| Balboa Wealth Partners | $652.2K | 4,520 | 0.09% | new | NEW |
| Brown Miller Wealth Management, LLC | $634.5K | 4,397 | 0.16% | new | NEW |
| GOLDMAN SACHS GROUP INC | $633.9K | 4,393 | 0.00% | 24q | +5.7%+$34.1K |
| Trueblood Wealth Management, LLC | $631.7K | 4,378 | 0.22% | 11q | HELD |
| Belpointe Asset Management LLC | $628.1K | 4,352 | 0.02% | 15q | -3.9%-$25.5K |
Showing the largest 100 of 207 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 61 | $118.3M | 877,003 | 4 | 16 | 21 | 0.0% |
| Q2 2026 | 207 | $1.0B | 6,960,876 | 44 | 48 | 54 | 0.0% |
| Q1 2026 | 182 | $733.0M | 6,131,678 | 23 | 45 | 50 | 0.0% |
| Q4 2025 | 174 | $644.1M | 5,683,662 | 19 | 32 | 58 | 0.0% |
| Q3 2025 | 157 | $597.1M | 5,480,287 | 14 | 35 | 57 | 0.0% |
| Q2 2025 | 159 | $597.8M | 6,140,020 | 16 | 35 | 62 | 0.0% |
| Q1 2025 | 159 | $559.7M | 6,212,688 | 10 | 48 | 51 | 0.0% |
| Q4 2024 | 167 | $641.3M | 6,345,978 | 14 | 47 | 43 | 0.0% |
| Q3 2024 | 156 | $607.9M | 6,144,239 | 21 | 46 | 50 | 0.0% |
| Q2 2024 | 141 | $548.5M | 6,051,884 | 12 | 39 | 52 | 0.1% |
| Q1 2024 | 146 | $738.2M | 7,920,517 | 13 | 51 | 48 | 0.0% |
| Q4 2023 | 145 | $626.6M | 6,848,052 | 16 | 40 | 52 | 0.0% |
| Q3 2023 | 133 | $529.8M | 6,572,298 | 15 | 38 | 44 | 0.0% |
| Q2 2023 | 123 | $499.3M | 6,066,738 | 9 | 32 | 49 | 0.0% |
| Q1 2023 | 126 | $500.8M | 6,216,564 | 10 | 39 | 47 | 0.0% |
| Q4 2022 | 127 | $491.1M | 6,257,660 | 16 | 47 | 33 | 0.0% |
| Q3 2022 | 121 | $617.4M | 8,486,053 | 11 | 43 | 36 | 0.0% |
| Q2 2022 | 128 | $910.6M | 11,875,736 | 14 | 41 | 38 | 0.0% |
| Q1 2022 | 127 | $1.2B | 13,395,176 | 10 | 42 | 42 | 0.0% |
| Q4 2021 | 136 | $995.5M | 10,259,447 | 17 | 42 | 37 | 0.0% |
| Q3 2021 | 118 | $1.4B | 15,742,265 | 8 | 41 | 33 | 0.0% |
| Q2 2021 | 126 | $1.4B | 14,625,001 | 21 | 52 | 28 | 0.0% |
| Q1 2021 | 110 | $1.2B | 13,201,894 | 23 | 37 | 30 | 0.0% |
| Q4 2020 | 104 | $1.3B | 16,346,032 | 17 | 30 | 25 | 0.0% |
| Q3 2020 | 84 | $933.2M | 16,093,869 | 6 | 19 | 37 | 0.1% |
| Q2 2020 | 82 | $1.3B | 23,347,352 | 10 | 19 | 40 | 0.0% |
| Q1 2020 | 87 | $974.0M | 23,675,033 | 4 | 21 | 44 | 0.0% |
| Q4 2019 | 110 | $858.8M | 13,226,740 | 9 | 24 | 45 | 0.0% |
| Q3 2019 | 103 | $1.6B | 27,051,099 | 5 | 31 | 38 | 0.0% |
| Q2 2019 | 102 | $1.7B | 28,398,576 | 11 | 37 | 35 | 0.0% |
| Q1 2019 | 104 | $1.5B | 24,016,318 | 11 | 35 | 34 | 0.0% |
| Q4 2018 | 102 | $1.2B | 22,458,437 | 2 | 2 | 4 | 0.0% |