DaveManuel.com · Institutional Ownership · Who Owns It
GABELLI CONV & INC SECS FD I (GCV)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
33
Reporting holders
$19.2M
Reported value
0.0%
Calls
0.0%
Puts
+0
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| GAMCO INVESTORS, INC. ET AL | $5.1M | 1,089,000 | 0.05% | 31q | HELD |
| LPL Financial LLC | $3.6M | 768,825 | 0.00% | 10q | +0.9%+$32.0K |
| MORGAN STANLEY | $2.9M | 615,200 | 0.00% | 35q | +0.5%+$14.9K |
| GABELLI & Co INVESTMENT ADVISERS, INC. | $1.6M | 340,900 | 0.23% | 31q | HELD |
| PFG Advisors | $710.8K | 151,870 | 0.04% | 31q | +2.0%+$13.8K |
| Advisory Services Network, LLC | $596.7K | 127,502 | 0.01% | 31q | +20.1%+$99.9K |
| Shaker Financial Services, LLC | $566.0K | 120,933 | 0.18% | new | NEW |
| Cambridge Investment Research Advisors, Inc. | $530.0K | 113,384 | 0.00% | 30q | +92.0%+$254.0K |
| Equitable Holdings, Inc. | $393.1K | 84,000 | 0.00% | 26q | HELD |
| STIFEL FINANCIAL CORP | $344.2K | 73,543 | 0.00% | 27q | -13.0%-$51.5K |
| Kestra Advisory Services, LLC | $282.9K | 60,446 | 0.00% | 4q | +2.8%+$7.6K |
| Mallini Complete Financial Planning LLC | $279.3K | 59,679 | 0.20% | 7q | +7.2%+$18.7K |
| Sage Capital Management, LLC | $266.8K | 57,000 | 0.10% | 5q | +147.8%+$159.1K |
| MGO ONE SEVEN LLC | $234.0K | 50,000 | 0.00% | 12q | HELD |
| RAYMOND JAMES FINANCIAL INC | $233.7K | 49,932 | 0.00% | 7q | +171.6%+$147.6K |
| Janney Montgomery Scott LLC | $181.0K | 38,633 | 0.00% | 7q | +0.7%+$1.3K |
| BENJAMIN EDWARDS INC | $173.3K | 37,039 | 0.00% | 4q | +8.5%+$13.6K |
| Cetera Investment Advisers | $132.9K | 28,402 | 0.00% | 7q | +30.1%+$30.8K |
| BANK OF AMERICA CORP /DE/ | $131.3K | 28,064 | 0.00% | 31q | +28.1%+$28.8K |
| Private Advisor Group, LLC | $122.6K | 26,200 | 0.00% | 22q | HELD |
| Rockefeller Capital Management L.P. | $120.5K | 25,739 | 0.00% | 4q | HELD |
| MBL Wealth, LLC | $108.5K | 23,194 | 0.01% | 4q | HELD |
| OSAIC HOLDINGS, INC. | $96.4K | 20,593 | 0.00% | 26q | +2.5%+$2.4K |
| Stonebridge Financial Group, LLC/CA | $95.0K | 20,330 | 0.01% | new | FIRST |
| Carnegie Lake Advisors LLC | $88.9K | 19,000 | 0.03% | 8q | HELD |
| XTX Topco Ltd | $70.6K | 15,085 | 0.00% | new | NEW |
| Tactive Advisors, LLC | $68.5K | 14,627 | 0.02% | 5q | -0.6% |
| PMG Family Office LLC | $67.5K | 14,419 | 0.06% | new | NEW |
| Herold Advisors, Inc. | $50.0K | 10,601 | 0.01% | 8q | HELD |
| Institute for Wealth Management, LLC. | $32.3K | 6,900 | 0.00% | new | NEW |
| CoreCap Advisors, LLC | $22.5K | 4,815 | 0.00% | 10q | HELD |
| Newton One Investments LLC | $5.8K | 1,250 | 0.00% | new | NEW |
| WELLS FARGO & COMPANY/MN | $4 | 1 | 0.00% | 31q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 10 | $2.0M | 488,241 | 1 | 2 | 2 | 0.0% |
| Q2 2026 | 33 | $19.2M | 4,097,106 | 5 | 14 | 2 | 0.0% |
| Q1 2026 | 33 | $16.3M | 3,806,125 | 1 | 10 | 12 | 0.0% |
| Q4 2025 | 35 | $15.9M | 3,833,405 | 1 | 7 | 15 | 0.0% |
| Q3 2025 | 41 | $17.0M | 4,113,704 | 8 | 11 | 7 | 0.0% |
| Q2 2025 | 38 | $16.2M | 4,232,545 | 6 | 8 | 6 | 0.0% |
| Q1 2025 | 35 | $15.1M | 4,050,499 | 2 | 14 | 9 | 0.0% |
| Q4 2024 | 39 | $15.3M | 4,020,235 | 3 | 6 | 15 | 0.0% |
| Q3 2024 | 40 | $14.3M | 3,908,883 | 8 | 12 | 10 | 0.0% |
| Q2 2024 | 35 | $14.7M | 4,025,578 | 4 | 8 | 10 | 0.0% |
| Q1 2024 | 35 | $18.7M | 5,052,299 | 3 | 10 | 10 | 0.0% |
| Q4 2023 | 40 | $19.3M | 5,366,654 | 5 | 12 | 14 | 0.0% |
| Q3 2023 | 37 | $20.8M | 5,549,820 | 6 | 14 | 7 | 0.0% |
| Q2 2023 | 33 | $19.6M | 4,554,564 | 2 | 12 | 12 | 0.0% |
| Q1 2023 | 32 | $18.6M | 4,184,255 | 2 | 10 | 7 | 0.0% |
| Q4 2022 | 33 | $19.4M | 4,050,125 | 3 | 8 | 12 | 0.0% |
| Q3 2022 | 34 | $47.5M | 9,549,395 | 6 | 11 | 5 | 0.0% |
| Q2 2022 | 34 | $50.1M | 9,273,537 | 2 | 12 | 9 | 0.0% |
| Q1 2022 | 33 | $52.3M | 8,552,622 | 5 | 9 | 9 | 0.0% |
| Q4 2021 | 31 | $59.7M | 8,680,132 | 3 | 8 | 10 | 0.0% |
| Q3 2021 | 30 | $52.3M | 8,601,058 | 3 | 8 | 8 | 0.0% |
| Q2 2021 | 28 | $58.8M | 8,919,585 | 1 | 13 | 5 | 0.0% |
| Q1 2021 | 33 | $56.0M | 9,188,103 | 3 | 15 | 8 | 0.0% |
| Q4 2020 | 32 | $58.1M | 9,295,728 | 6 | 9 | 10 | 0.0% |
| Q3 2020 | 28 | $42.5M | 7,869,945 | 5 | 4 | 11 | 0.0% |
| Q2 2020 | 26 | $35.2M | 6,868,273 | 3 | 9 | 5 | 0.0% |
| Q1 2020 | 26 | $21.5M | 4,823,658 | 5 | 5 | 10 | 0.0% |
| Q4 2019 | 21 | $26.7M | 4,568,829 | 4 | 2 | 5 | 0.0% |
| Q3 2019 | 22 | $21.5M | 4,035,267 | 3 | 7 | 6 | 0.0% |
| Q2 2019 | 22 | $20.4M | 3,982,231 | 1 | 9 | 7 | 0.0% |
| Q1 2019 | 29 | $21.7M | 4,177,468 | 1 | 8 | 9 | 0.0% |
| Q4 2018 | 36 | $19.7M | 4,421,183 | 0 | 1 | 1 | 0.0% |