DaveManuel.com · Institutional Ownership · Who Owns It
WESTERN ASSET GLOBAL CORP DEFI COM (GDO)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
31
Reporting holders
$16.8M
Reported value
0.0%
Calls
0.0%
Puts
-1
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL INC | $2.0M | 187,496 | 0.00% | 31q | +12.2%+$218.6K |
| OSAIC HOLDINGS, INC. | $2.0M | 184,995 | 0.00% | 26q | +9.9%+$178.3K |
| MORGAN STANLEY | $1.7M | 163,086 | 0.00% | 35q | -11.8%-$234.5K |
| 1607 Capital Partners, LLC | $1.5M | 135,431 | 0.13% | 7q | -13.4%-$225.0K |
| GUGGENHEIM CAPITAL LLC | $1.3M | 118,048 | 0.01% | 31q | +14.8%+$163.0K |
| Smith Asset Management Co., LLC | $1.2M | 111,189 | 0.94% | 7q | -1.3%-$15.8K |
| Fiera Capital Corp | $1.1M | 103,874 | 0.00% | 22q | +2.8%+$30.8K |
| Cambridge Investment Research Advisors, Inc. | $944.0K | 88,004 | 0.00% | new | NEW |
| Shaker Financial Services, LLC | $742.9K | 69,235 | 0.23% | 7q | -42.3%-$545.2K |
| RAYMOND JAMES FINANCIAL INC | $700.3K | 65,263 | 0.00% | 7q | +5.0%+$33.4K |
| Dynamic Advisor Solutions LLC | $670.9K | 62,526 | 0.02% | 6q | +6.0%+$38.1K |
| Sowell Financial Services LLC | $607.7K | 56,635 | 0.02% | 22q | -5.0%-$32.2K |
| UBS Group AG | $372.2K | 34,689 | 0.00% | 31q | -20.9%-$98.1K |
| WELLS FARGO & COMPANY/MN | $262.7K | 24,484 | 0.00% | 31q | +20.0%+$43.7K |
| ROYAL BANK OF CANADA | $244.0K | 22,719 | 0.00% | 31q | -28.9%-$99.1K |
| Cetera Investment Advisers | $208.3K | 19,416 | 0.00% | 10q | +3.6%+$7.3K |
| NewEdge Advisors, LLC | $203.5K | 18,970 | 0.00% | 19q | -3.6%-$7.5K |
| Sanctuary Advisors, LLC | $189.0K | 17,612 | 0.00% | 9q | -1.7%-$3.3K |
| BANK OF AMERICA CORP /DE/ | $166.6K | 15,526 | 0.00% | 31q | -26.5%-$60.2K |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $160.8K | 14,984 | 0.01% | 15q | HELD |
| Van Diest Capital, LLC | $139.4K | 12,993 | 0.12% | 2q | -6.4%-$9.6K |
| WOLVERINE ASSET MANAGEMENT LLC | $125.9K | 11,732 | 0.00% | 2q | -39.4%-$81.8K |
| Huntleigh Advisors, Inc. | $110.7K | 10,313 | 0.02% | 7q | -23.0%-$33.0K |
| CoreCap Advisors, LLC | $64.4K | 6,000 | 0.00% | new | NEW |
| FIFTH THIRD BANCORP | $26.8K | 2,496 | 0.00% | 2q | -10.7%-$3.2K |
| Farther Finance Advisors, LLC | $16.4K | 1,527 | 0.00% | 6q | -10.9%-$2.0K |
| Noble Wealth Management PBC | $13.9K | 1,300 | 0.01% | 5q | HELD |
| Steward Partners Investment Advisory, LLC | $9.9K | 926 | 0.00% | 29q | HELD |
| Geneos Wealth Management Inc. | $5.5K | 515 | 0.00% | 23q | HELD |
| Key Financial Inc | $5.4K | 500 | 0.00% | new | NEW |
| HIGHLINE WEALTH PARTNERS LLC | $5.4K | 500 | 0.00% | 4q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 6 | $2.2M | 227,155 | 0 | 1 | 3 | 0.0% |
| Q2 2026 | 31 | $16.8M | 1,562,984 | 3 | 8 | 15 | 0.0% |
| Q1 2026 | 32 | $16.8M | 1,564,176 | 7 | 7 | 10 | 0.0% |
| Q4 2025 | 28 | $17.3M | 1,467,342 | 1 | 9 | 7 | 0.0% |
| Q3 2025 | 32 | $16.5M | 1,388,185 | 3 | 10 | 11 | 0.0% |
| Q2 2025 | 31 | $16.2M | 1,373,929 | 0 | 9 | 10 | 0.0% |
| Q1 2025 | 34 | $16.8M | 1,449,295 | 5 | 10 | 12 | 0.0% |
| Q4 2024 | 30 | $16.0M | 1,410,868 | 3 | 7 | 8 | 0.0% |
| Q3 2024 | 43 | $86.5M | 5,642,789 | 6 | 12 | 17 | 0.0% |
| Q2 2024 | 46 | $71.8M | 5,877,985 | 5 | 13 | 9 | 0.0% |
| Q1 2024 | 48 | $79.6M | 6,380,421 | 6 | 15 | 12 | 0.0% |
| Q4 2023 | 46 | $74.3M | 5,818,870 | 4 | 14 | 11 | 0.0% |
| Q3 2023 | 46 | $63.6M | 5,366,923 | 2 | 11 | 11 | 0.0% |
| Q2 2023 | 44 | $63.6M | 5,146,812 | 1 | 15 | 11 | 0.0% |
| Q1 2023 | 47 | $62.7M | 4,938,321 | 4 | 13 | 15 | 0.0% |
| Q4 2022 | 46 | $61.9M | 4,844,763 | 9 | 12 | 12 | 0.0% |
| Q3 2022 | 45 | $49.9M | 4,472,079 | 5 | 10 | 13 | 0.0% |
| Q2 2022 | 44 | $61.7M | 4,545,216 | 3 | 15 | 13 | 0.0% |
| Q1 2022 | 49 | $73.5M | 4,947,354 | 5 | 17 | 15 | 0.0% |
| Q4 2021 | 47 | $89.2M | 5,102,485 | 5 | 21 | 7 | 0.0% |
| Q3 2021 | 44 | $87.9M | 4,872,146 | 4 | 12 | 14 | 0.0% |
| Q2 2021 | 42 | $86.0M | 4,625,211 | 3 | 18 | 14 | 0.0% |
| Q1 2021 | 44 | $81.3M | 4,613,208 | 7 | 17 | 12 | 0.0% |
| Q4 2020 | 42 | $81.9M | 4,523,385 | 6 | 15 | 9 | 0.0% |
| Q3 2020 | 37 | $75.7M | 4,475,978 | 7 | 11 | 12 | 0.0% |
| Q2 2020 | 36 | $79.0M | 4,824,119 | 6 | 11 | 11 | 0.0% |
| Q1 2020 | 33 | $71.5M | 5,364,718 | 5 | 13 | 10 | 0.0% |
| Q4 2019 | 32 | $73.6M | 4,036,759 | 2 | 13 | 10 | 0.0% |
| Q3 2019 | 33 | $72.9M | 4,187,035 | 0 | 17 | 11 | 0.0% |
| Q2 2019 | 36 | $70.4M | 4,104,791 | 4 | 14 | 11 | 0.0% |
| Q1 2019 | 34 | $67.4M | 4,092,507 | 4 | 13 | 10 | 0.0% |
| Q4 2018 | 38 | $68.0M | 4,541,454 | 1 | 0 | 2 | 0.0% |