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DaveManuel.com · Institutional Ownership · Who Owns It

GREAT ELM CAP CORP (GECC)

Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.

19
Reporting holders
$3.6M
Reported value
4.8%
Of shares outstanding
0.0%
Calls
0.0%
Puts
-4
Holder change

Institutions report 663,399 shares against 13,889,750 outstanding. Shares only - option lines are excluded, which is why this can be compared with the company at all. The count comes from the cover page of the company's own most recent report, so it is dated when that was filed rather than at quarter end.

Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.

Holders

Download these holders as CSV

FilerValueShares Their book Held Change
Northern Right Capital Management, L.P.$2.1M383,9710.62%18qHELD
Cruiser Capital Advisors, LLC$532.9K97,7790.33%13q-23.3%-$161.8K
UBS Group AG$154.0K28,2500.00%17q+377.1%+$121.7K
Crestwood Advisors Group, LLC$145.1K26,6250.00%8qHELD
Vident Advisory, LLC$145.0K26,6090.00%newNEW
Rockefeller Capital Management L.P.$136.2K25,0000.00%3qHELD
Ethos Financial Group, LLC$131.1K24,0590.01%6q-8.6%-$12.3K
Significant Wealth Partners LLC$91.4K16,7710.10%2q+1.8%+$1.6K
Founders Financial Alliance, LLC$75.0K13,7700.01%newNEW
Rangeley Capital, LLC$54.5K10,0000.05%2qHELD
TRUST CO OF TOLEDO NA /OH/$21.1K3,8740.00%5qHELD
ROYAL BANK OF CANADA$14.0K2,6120.00%13qHELD
Allworth Financial LP$7.6K1,4000.00%5qHELD
MORGAN STANLEY$7.6K1,3870.00%18q-2.5%
Russell Investments Group, Ltd.$4.1K7440.00%newNEW
Triumph Capital Management$2.7K5000.00%3qHELD
Caitong International Asset Management Co., Ltd$240440.00%newNEW
WELLS FARGO & COMPANY/MN$1530.00%18q-99.7%-$4.4K
Arax Advisory Partners$610.00%6qHELD

Tender offers and delisting

Schedules TO, 13E-3 and 14D-9 and Form 25 filed in the last 180 days. Price a share is read from the filing itself where it states one plainly; a marker means we found no figure we could stand behind, and the reason is on it.

FiledWhatFiled byPrice a shareSource
2026-05-27Delisting notice from the exchangeNasdaq Stock Market LLC-filing

Quarter by quarter

Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.

QuarterHoldersValue SharesNewAdded TrimmedOptions
Q3 20265$283.0K53,5951110.0%
Q2 202619$3.6M663,3994240.0%
Q1 202623$4.4M868,9875360.0%
Q4 202526$10.3M1,463,9029650.0%
Q3 202522$12.6M1,257,0016440.0%
Q2 202521$11.4M1,069,8867510.0%
Q1 202514$10.7M1,047,7063150.0%
Q4 202414$11.4M1,275,5473500.0%
Q3 202414$10.3M1,008,3432130.0%
Q2 202416$18.8M1,757,9952340.0%
Q1 202416$19.4M1,752,8872640.0%
Q4 202318$18.6M1,743,8573560.0%
Q3 202314$13.6M1,377,6552330.0%
Q2 202317$10.5M1,353,0159320.0%
Q1 202310$12.6M1,403,5954020.0%
Q4 202210$9.5M1,149,8664110.0%
Q3 20227$10.5M1,130,6690120.0%
Q2 20229$14.6M1,166,9853230.0%
Q1 202210$7.0M474,37510000.0%
Q4 202116$10.3M3,330,4354250.0%
Q3 202112$11.3M3,244,2091240.0%
Q2 202113$13.3M3,803,3033510.0%
Q1 202113$11.5M3,390,2253820.0%
Q4 202015$11.8M3,290,9523840.0%
Q3 202015$3.1M932,3104640.0%
Q2 202013$4.9M1,147,7941640.0%
Q1 202015$3.3M1,195,7140370.0%
Q4 201920$11.7M1,502,6103620.0%
Q3 201925$14.2M1,729,3645570.0%
Q2 201924$14.1M1,622,2565570.0%
Q1 201920$13.0M1,574,0115640.0%
Q4 201820$10.9M1,385,5451010.0%