DaveManuel.com · Institutional Ownership · Who Owns It
GLADSTONE CAP CORP (GLAD)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
80
Reporting holders
$58.7M
Reported value
12.7%
Of shares outstanding
3.0%
Calls
2.0%
Puts
-8
Holder change
Institutions report 2,872,130 shares against 22,593,069 outstanding. Shares only - option lines are excluded, which is why this can be compared with the company at all. The count comes from the cover page of the company's own most recent report, so it is dated when that was filed rather than at quarter end.
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| VAN ECK ASSOCIATES CORP | $8.9M | 456,227 | 0.01% | 8q | +39.8%+$2.5M |
| UBS Group AG | $5.6M | 286,863 | 0.00% | 9q | +12.0%+$595.9K |
| Legal & General Group Plc | $3.5M | 182,091 | 0.00% | 9q | +3.6%+$123.6K |
| TWO SIGMA INVESTMENTS, LP | $3.2M | 162,633 | 0.00% | 9q | +8.2%+$239.8K |
| B. Riley Wealth Advisors, Inc. | $2.6M | 135,581 | 0.14% | 2q | +53.6%+$919.7K |
| LPL Financial LLC | $2.4M | 121,639 | 0.00% | 9q | +7.4%+$162.1K |
| MORGAN STANLEY | $2.1M | 108,974 | 0.00% | 9q | -19.6%-$516.7K |
| North Ground Capital | $2.0M | 105,280 | 2.45% | 2q | -26.3%-$730.5K |
| MILLENNIUM MANAGEMENT LLC | $1.9M | 97,486 | 0.00% | 4q | -13.7%-$299.5K |
| Legacy Capital Wealth Partners, LLC | $1.7M | 89,112 | 0.33% | 9q | +30.8%+$407.9K |
| BlackRock, Inc. | $1.7M | 85,522 | 0.00% | 8q | -2.4%-$40.9K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1.5M CALL+PUT | options only | 0.00% | 9q | OPTIONS |
| BANK OF AMERICA CORP /DE/ | $1.5M | 74,881 | 0.00% | 9q | +195.1%+$961.4K |
| Advisors Asset Management, Inc. | $1.4M | 73,780 | 0.02% | 9q | +17.0%+$208.3K |
| DNB Asset Management AS | $1.2M | 63,933 | 0.00% | 10q | -17.5%-$264.0K |
| Schonfeld Strategic Advisors LLC | $1.1M | 59,135 | 0.00% | new | NEW |
| Beacon Pointe Advisors, LLC | $1.0M | 53,457 | 0.00% | new | NEW |
| JANE STREET GROUP, LLC | $1.0M incl. $205.9K options PUT | 42,274 | 0.00% | 4q | +133.6%+$587.2K |
| WELLS FARGO & COMPANY/MN | $998.2K | 51,399 | 0.00% | 9q | +2.3%+$22.8K |
| RAYMOND JAMES FINANCIAL INC | $870.7K | 44,837 | 0.00% | 7q | -4.0%-$35.9K |
| IMC-Chicago, LLC | $806.2K incl. $456.4K options CALL+PUT | 18,016 | 0.00% | new | NEW |
| Campbell & CO Investment Adviser LLC | $761.8K | 39,226 | 0.04% | 2q | -18.6%-$174.0K |
| BEARING POINT CAPITAL, LLC | $718.5K | 37,000 | 0.10% | new | NEW |
| CITADEL ADVISORS LLC | $633.1K CALL | options only | 0.00% | 9q | OPTIONS |
| Hennion & Walsh Asset Management, Inc. | $625.0K | 32,181 | 0.02% | 3q | -3.1%-$19.8K |
| PDT Partners, LLC | $623.7K | 32,116 | 0.03% | new | NEW |
| Cetera Investment Advisers | $561.3K | 28,901 | 0.00% | 9q | HELD |
| Trexquant Investment LP | $528.9K | 27,234 | 0.00% | 9q | HELD |
| D.A. DAVIDSON & CO. | $519.4K | 26,747 | 0.00% | 9q | -43.3%-$396.2K |
| Kovack Advisors, Inc. | $505.7K | 25,670 | 0.02% | 9q | +1.4%+$7.0K |
| GOLDMAN SACHS GROUP INC | $482.8K | 24,859 | 0.00% | 7q | +82.2%+$217.8K |
| Ausdal Financial Partners, Inc. | $471.7K | 24,288 | 0.02% | 9q | -9.8%-$51.2K |
| OSAIC HOLDINGS, INC. | $447.6K | 23,050 | 0.00% | 9q | +10.5%+$42.7K |
| BNP PARIBAS FINANCIAL MARKETS | $440.6K | 22,690 | 0.00% | 3q | -10.4%-$51.0K |
| DENALI ADVISORS LLC | $390.2K | 20,095 | 0.04% | 8q | -8.6%-$36.7K |
| Virtus Investment Advisers, LLC | $388.0K | 19,977 | 0.09% | 6q | -29.7%-$163.7K |
| ROYAL BANK OF CANADA | $387.0K | 19,923 | 0.00% | 9q | +5.4%+$19.7K |
| Cassaday & Co Wealth Management LLC | $340.0K | 17,507 | 0.01% | new | NEW |
| Shulman DeMeo Asset Management LLC | $337.8K | 17,396 | 0.06% | 2q | -5.4%-$19.4K |
| MACKENZIE FINANCIAL CORP | $318.7K | 16,410 | 0.00% | 6q | HELD |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $315.0K | 15,989 | 0.02% | 9q | HELD |
| Miller Global Investments, LLC | $310.8K | 16,003 | 0.26% | new | NEW |
| Brevan Howard Capital Management LP | $286.8K | 14,768 | 0.00% | 6q | -43.6%-$221.8K |
| EAGLE GLOBAL ADVISORS LLC | $239.9K | 12,355 | 0.01% | new | NEW |
| SIMPLEX TRADING, LLC | $178.7K CALL+PUT | options only | 0.00% | 9q | OPTIONS |
| AMERIFLEX GROUP, INC. | $120.6K | 6,210 | 0.05% | 4q | -4.6%-$5.9K |
| BFC Planning, Inc. | $106.7K | 5,496 | 0.00% | 7q | -2.7%-$3.0K |
| NATIONAL BANK OF CANADA /FI/ | $81.3K | 4,200 | 0.00% | 9q | HELD |
| Farther Finance Advisors, LLC | $72.3K | 3,723 | 0.00% | 8q | +3.6%+$2.5K |
| Ritter Daniher Financial Advisory LLC / DE | $62.6K | 3,222 | 0.01% | 3q | +2.4%+$1.4K |
| JPMORGAN CHASE & CO | $56.9K | 2,926 | 0.00% | 5q | -19.4%-$13.7K |
| Larson Financial Group LLC | $46.6K | 2,400 | 0.00% | 8q | HELD |
| Pinnacle Wealth Planning Services, Inc. | $44.3K | 2,280 | 0.00% | 3q | HELD |
| PFS Partners, LLC | $38.2K | 1,969 | 0.02% | 9q | HELD |
| Allworth Financial LP | $33.0K | 1,700 | 0.00% | 5q | HELD |
| Atlantic Union Bankshares Corp | $27.2K | 1,400 | 0.00% | 4q | HELD |
| Triumph Capital Management | $25.2K | 1,300 | 0.00% | 3q | HELD |
| FIFTH THIRD BANCORP | $24.5K | 1,262 | 0.00% | 2q | HELD |
| JONES FINANCIAL COMPANIES LLLP | $22.6K | 1,193 | 0.00% | 8q | -23.6%-$7.0K |
| PRIVATE TRUST CO NA | $18.4K | 948 | 0.00% | 9q | HELD |
| State of Alaska, Department of Revenue | $17.0K | 917 | 0.00% | 4q | HELD |
| NOMURA ASSET MANAGEMENT CO LTD | $13.6K | 698 | 0.00% | 6q | +224.7%+$9.4K |
| Vermillion Wealth Management, Inc. | $9.7K | 500 | 0.00% | 7q | HELD |
| Hilton Head Capital Partners, LLC | $9.6K | 494 | 0.00% | 3q | HELD |
| Caitong International Asset Management Co., Ltd | $6.6K | 339 | 0.00% | 2q | +2160.0%+$6.3K |
| Steward Partners Investment Advisory, LLC | $5.8K | 300 | 0.00% | 2q | +200.0%+$3.9K |
| MRP Capital Investments, LLC | $3.9K | 202 | 0.00% | 8q | HELD |
| Caitlin John, LLC | $3.9K | 200 | 0.00% | new | NEW |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | $2.6K | 136 | 0.00% | 2q | HELD |
| HARBOR INVESTMENT ADVISORY, LLC | $2.1K | 110 | 0.00% | new | NEW |
| VALLEY NATIONAL ADVISERS INC | $1.9K | 100 | 0.00% | 9q | HELD |
| Key Financial Inc | $1.9K | 100 | 0.00% | 5q | HELD |
| Russell Investments Group, Ltd. | $1.3K | 67 | 0.00% | 2q | -4.3% |
| Main Street Group, LTD | $1.1K | 55 | 0.00% | 2q | +1.9% |
| KERR FINANCIAL PLANNING Corp | $1.1K | 55 | 0.00% | 4q | +1.9% |
| HANTZ FINANCIAL SERVICES, INC. | $1.0K | 50 | 0.00% | 3q | HELD |
| IFP Advisors, Inc | $893 | 46 | 0.00% | 5q | +2.2% |
| OAKWORTH CAPITAL, INC. | $493 | 25 | 0.00% | 5q | HELD |
| ASSETMARK, INC | $19 | 1 | 0.00% | 7q | HELD |
| HUNTINGTON NATIONAL BANK | $10 | 1 | 0.00% | 15q | HELD |
What the company announced
Form 8-K filings from the last 120 days, showing only the items worth a reader's attention. Earnings releases, exhibit attachments and general disclosures are filed constantly and are left out. Filed is when the SEC received it; event is the date the company says the thing happened.
| Filed | Event date | What | Source |
|---|---|---|---|
| 2026-10-26 | 2026-10-22 | Directors or officers departed or appointed | filing |
| 2026-10-01 | 2026-10-01 | Directors or officers departed or appointed | filing |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 21 | $9.2M | 478,468 | 2 | 5 | 6 | 0.0% |
| Q2 2026 | 80 | $58.7M | 2,872,130 | 10 | 23 | 21 | 5.0% |
| Q1 2026 | 88 | $47.3M | 2,560,688 | 18 | 15 | 26 | 6.1% |
| Q4 2025 | 92 | $66.9M | 3,100,005 | 17 | 27 | 23 | 4.2% |
| Q3 2025 | 90 | $61.5M | 2,685,424 | 16 | 30 | 16 | 4.3% |
| Q2 2025 | 83 | $64.2M | 2,292,303 | 12 | 27 | 16 | 3.8% |
| Q1 2025 | 76 | $63.3M | 2,273,430 | 9 | 28 | 17 | 1.4% |
| Q4 2024 | 80 | $55.1M | 1,878,930 | 20 | 17 | 20 | 2.9% |
| Q3 2024 | 65 | $71.9M | 2,616,976 | 13 | 20 | 18 | 2.9% |
| Q2 2024 | 70 | $49.3M | 2,037,859 | 67 | 0 | 7 | 4.1% |
| Q1 2024 | 72 | $46.8M | 4,210,557 | 12 | 26 | 16 | 3.5% |
| Q4 2023 | 88 | $53.3M | 4,871,539 | 11 | 22 | 32 | 2.2% |
| Q3 2023 | 86 | $67.8M | 6,893,730 | 20 | 38 | 12 | 2.0% |
| Q2 2023 | 75 | $41.6M | 4,135,242 | 14 | 26 | 17 | 2.9% |
| Q1 2023 | 73 | $35.0M | 3,633,739 | 11 | 24 | 20 | 2.3% |
| Q4 2022 | 77 | $34.4M | 3,499,814 | 18 | 19 | 21 | 2.0% |
| Q3 2022 | 62 | $63.4M | 7,419,832 | 4 | 15 | 26 | 0.7% |
| Q2 2022 | 74 | $234.9M | 23,210,621 | 17 | 22 | 14 | 0.3% |
| Q1 2022 | 66 | $465.0M | 39,325,951 | 7 | 15 | 20 | 0.3% |
| Q4 2021 | 63 | $463.7M | 39,931,548 | 7 | 19 | 15 | 0.2% |
| Q3 2021 | 64 | $438.7M | 38,669,255 | 9 | 26 | 13 | 0.4% |
| Q2 2021 | 65 | $50.1M | 4,268,773 | 7 | 21 | 18 | 2.6% |
| Q1 2021 | 67 | $45.5M | 4,382,186 | 5 | 25 | 20 | 4.7% |
| Q4 2020 | 67 | $42.0M | 4,461,504 | 14 | 18 | 18 | 5.9% |
| Q3 2020 | 56 | $30.0M | 3,852,574 | 4 | 15 | 20 | 4.7% |
| Q2 2020 | 59 | $31.5M | 4,055,567 | 11 | 19 | 23 | 5.8% |
| Q1 2020 | 62 | $319.1M | 56,492,341 | 10 | 21 | 16 | 0.2% |
| Q4 2019 | 65 | $45.2M | 4,419,711 | 12 | 22 | 16 | 2.9% |
| Q3 2019 | 58 | $37.2M | 3,743,443 | 2 | 20 | 14 | 1.9% |
| Q2 2019 | 61 | $51.1M | 5,271,984 | 8 | 19 | 18 | 3.2% |
| Q1 2019 | 65 | $44.8M | 4,775,380 | 9 | 24 | 15 | 2.7% |
| Q4 2018 | 64 | $443.9M | 60,383,730 | 3 | 0 | 2 | 0.2% |