DaveManuel.com · Institutional Ownership · Who Owns It
NORTHERN LTS FD TR IV (GLRY)
Institutional ownership reported to the SEC as of Q2 2026, across 24 quarters.
53
Reporting holders
$105.0M
Reported value
0.0%
Calls
0.0%
Puts
+11
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Faithward Advisors, LLC | $32.2M | 736,729 | 3.93% | 23q | -0.7%-$212.0K |
| CREATIVE FINANCIAL DESIGNS INC /ADV | $22.8M | 521,556 | 1.09% | 18q | -11.2%-$2.9M |
| Inspire Advisors, LLC | $9.4M | 215,325 | 0.65% | 22q | -31.1%-$4.2M |
| OneAscent Financial Services LLC | $7.9M | 180,940 | 0.38% | 7q | +4.5%+$338.6K |
| LPL Financial LLC | $7.6M | 174,884 | 0.00% | 8q | +57.9%+$2.8M |
| JONES FINANCIAL COMPANIES LLLP | $5.9M | 140,290 | 0.00% | 7q | +13.7%+$707.8K |
| PFG Advisors | $3.0M | 69,547 | 0.15% | 9q | +5.4%+$155.5K |
| AE Wealth Management LLC | $2.1M | 48,362 | 0.01% | 8q | +8.7%+$169.5K |
| Cambridge Investment Research Advisors, Inc. | $1.3M | 30,160 | 0.00% | 10q | +107.2%+$681.9K |
| CARLSON FINANCIAL, INC. | $1.3M | 29,767 | 0.66% | 3q | +5.2%+$64.1K |
| Valmark Advisers, Inc. | $1.1M | 25,244 | 0.01% | 3q | HELD |
| Pinnacle Financial Partners, Inc. | $890.9K | 20,392 | 0.01% | 2q | +122.0%+$489.5K |
| OSAIC HOLDINGS, INC. | $714.5K | 16,352 | 0.00% | 19q | +7.8%+$51.7K |
| GTS SECURITIES LLC | $666.5K | 15,256 | 0.01% | 13q | -55.1%-$817.4K |
| COMMONWEALTH EQUITY SERVICES, LLC | $651.1K | 14,902 | 0.00% | 13q | +29.9%+$149.9K |
| OneAscent Wealth Management LLC | $613.2K | 14,036 | 0.18% | 4q | -21.5%-$167.6K |
| SUMMIT WEALTH GROUP LLC / CO | $488.6K | 11,184 | 0.04% | 3q | +6.9%+$31.4K |
| Focus Financial Network, Inc. | $487.4K | 11,156 | 0.02% | 4q | +4.0%+$18.7K |
| Thrivent Financial for Lutherans | $464.0K | 10,623 | 0.00% | new | NEW |
| Revisor Wealth Management LLC | $461.2K | 10,555 | 0.11% | 2q | +45.3%+$143.8K |
| Howard Capital Management, LLC | $458.6K | 10,496 | 0.01% | new | NEW |
| CITADEL ADVISORS LLC | $451.3K | 10,330 | 0.00% | new | NEW |
| Cyndeo Wealth Partners, LLC | $339.1K | 7,761 | 0.02% | 5q | +2.0%+$6.7K |
| Delta Investment Management, LLC | $335.4K | 7,677 | 0.06% | new | NEW |
| EverSource Wealth Advisors, LLC | $320.5K | 7,336 | 0.01% | 6q | +21.1%+$55.8K |
| Cetera Investment Advisers | $307.8K | 7,045 | 0.00% | 3q | -16.2%-$59.5K |
| Cornerstone Wealth Management, LLC | $290.2K | 6,643 | 0.01% | new | NEW |
| TWO SIGMA INVESTMENTS, LP | $288.4K | 6,600 | 0.00% | new | NEW |
| Independent Advisor Alliance | $287.3K | 6,577 | 0.01% | 2q | -28.8%-$116.0K |
| Harvest Investment Services, LLC | $287.0K | 6,568 | 0.04% | 8q | +1.7%+$4.7K |
| First Heartland Consultants, Inc. | $231.2K | 5,292 | 0.01% | new | NEW |
| Spartan Wealth Advisory Services LLC | $229.5K | 5,253 | 0.02% | new | NEW |
| MML INVESTORS SERVICES, LLC | $214.3K | 4,905 | 0.00% | new | NEW |
| LITTLEJOHN FINANCIAL SERVICES, INC. | $211.7K | 4,845 | 0.15% | new | NEW |
| HARBOUR INVESTMENTS, INC. | $122.5K | 2,803 | 0.00% | 17q | -33.9%-$62.8K |
| Geneos Wealth Management Inc. | $101.2K | 2,317 | 0.00% | 16q | HELD |
| Ameritas Advisory Services, LLC | $84.4K | 1,932 | 0.00% | new | NEW |
| AdvisorNet Financial, Inc | $82.8K | 1,896 | 0.00% | new | NEW |
| Steward Partners Investment Advisory, LLC | $65.2K | 1,492 | 0.00% | new | NEW |
| ASSETMARK, INC | $62.6K | 1,433 | 0.00% | 4q | -22.7%-$18.3K |
| Inspire Investing, LLC | $48.7K | 1,115 | 0.00% | 3q | HELD |
| Continuum Advisory, LLC | $37.5K | 858 | 0.00% | new | NEW |
| IFP Advisors, Inc | $30.3K | 693 | 0.00% | 9q | HELD |
| SHP Wealth Management | $13.0K | 298 | 0.00% | 3q | HELD |
| Farther Finance Advisors, LLC | $12.5K | 286 | 0.00% | new | NEW |
| IFG Advisory, LLC | $7.6K | 173 | 0.00% | new | NEW |
| JPMORGAN CHASE & CO | $6.0K | 140 | 0.00% | 3q | HELD |
| WELLS FARGO & COMPANY/MN | $3.9K | 90 | 0.00% | 2q | HELD |
| Smartleaf Asset Management LLC | $3.1K | 73 | 0.00% | 11q | HELD |
| Arax Advisory Partners | $1.9K | 43 | 0.00% | 3q | HELD |
| SIGNATUREFD, LLC | $1.7K | 40 | 0.00% | 5q | HELD |
| Keating Financial Advisory Services, Inc. | $218 | 5 | 0.00% | 3q | HELD |
| MORGAN STANLEY | $82 | 1 | 0.00% | 2q | -87.5% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 11 | $4.8M | 126,470 | 1 | 5 | 2 | 0.0% |
| Q2 2026 | 53 | $105.0M | 2,410,276 | 16 | 16 | 10 | 0.0% |
| Q1 2026 | 42 | $92.0M | 2,485,320 | 6 | 18 | 8 | 0.0% |
| Q4 2025 | 39 | $78.0M | 2,177,061 | 9 | 16 | 4 | 0.0% |
| Q3 2025 | 33 | $70.0M | 1,882,818 | 8 | 10 | 11 | 0.0% |
| Q2 2025 | 31 | $58.6M | 1,778,043 | 4 | 12 | 9 | 0.0% |
| Q1 2025 | 30 | $60.5M | 2,094,568 | 5 | 14 | 8 | 0.0% |
| Q4 2024 | 30 | $60.2M | 1,945,458 | 4 | 13 | 7 | 0.0% |
| Q3 2024 | 26 | $58.5M | 1,860,729 | 8 | 10 | 6 | 0.0% |
| Q2 2024 | 19 | $58.6M | 1,946,278 | 5 | 8 | 3 | 0.0% |
| Q1 2024 | 15 | $53.1M | 1,766,758 | 3 | 5 | 5 | 0.0% |
| Q4 2023 | 14 | $38.7M | 1,458,595 | 2 | 5 | 5 | 0.0% |
| Q3 2023 | 12 | $37.9M | 1,523,612 | 2 | 4 | 3 | 0.0% |
| Q2 2023 | 11 | $45.3M | 1,739,362 | 3 | 2 | 3 | 0.0% |
| Q1 2023 | 10 | $35.6M | 1,502,188 | 3 | 3 | 2 | 0.0% |
| Q4 2022 | 7 | $37.4M | 1,661,302 | 0 | 3 | 1 | 0.0% |
| Q3 2022 | 8 | $16.6M | 815,268 | 3 | 1 | 2 | 0.0% |
| Q2 2022 | 8 | $21.9M | 1,043,834 | 3 | 3 | 1 | 0.0% |
| Q1 2022 | 7 | $23.5M | 955,906 | 1 | 3 | 2 | 0.0% |
| Q4 2021 | 8 | $25.9M | 880,799 | 2 | 3 | 2 | 0.0% |
| Q3 2021 | 6 | $37.4M | 1,266,591 | 2 | 2 | 2 | 0.0% |
| Q2 2021 | 6 | $32.2M | 1,079,203 | 4 | 2 | 0 | 0.0% |
| Q1 2021 | 5 | $27.9M | 958,472 | 3 | 1 | 1 | 0.0% |
| Q4 2020 | 4 | $24.5M | 930,541 | 3 | 0 | 0 | 0.0% |