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DaveManuel.com · Institutional Ownership · Who Owns It

ESS TECH INC (GWHT)

Institutional ownership reported to the SEC as of Q2 2026, across 20 quarters.

47
Reporting holders
$6.9M
Reported value
22.1%
Of shares outstanding
0.0%
Calls
0.0%
Puts
-3
Holder change

Institutions report 7,301,459 shares against 32,970,025 outstanding. Shares only - option lines are excluded, which is why this can be compared with the company at all. The count comes from the cover page of the company's own most recent report, so it is dated when that was filed rather than at quarter end.

Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.

Holders

Download these holders as CSV

FilerValueShares Their book Held Change
SOFTBANK GROUP CORP.$2.3M2,396,9800.01%8qHELD
Alyeska Investment Group, L.P.$1.3M1,400,0000.00%3qHELD
VANGUARD CAPITAL MANAGEMENT LLC$607.0K638,9200.00%2q+0.7%+$4.0K
UBS Group AG$572.5K602,6070.00%7q+303.7%+$430.7K
Arosa Capital Management LP$522.5K550,0000.09%4q-39.6%-$342.0K
HEIGHTS CAPITAL MANAGEMENT, INC$521.2K548,6210.12%2q-43.1%-$394.1K
Shay Capital LLC$199.6K210,1460.01%3q+16.7%+$28.6K
GEODE CAPITAL MANAGEMENT, LLC$199.5K210,0370.00%8q-6.0%-$12.8K
BlackRock, Inc.$127.2K133,8670.00%8q+165.8%+$79.3K
VANGUARD FIDUCIARY TRUST CO$123.4K129,8770.00%2q+87.1%+$57.5K
Green Alpha Advisors, LLC$110.0K115,7750.07%8q+1.0%+$1.1K
Pathstone Holdings, LLC$85.1K88,9820.00%3q+1.8%+$1.5K
FMR LLC$49.9K52,4850.00%8qHELD
NORTHERN TRUST CORP$45.2K47,5320.00%8q+51.7%+$15.4K
STATE STREET CORP$44.6K46,9750.00%8qHELD
PKS Advisory Services, LLC$22.8K24,0000.00%newNEW
JPMORGAN CHASE & CO$19.6K19,8960.00%8q-36.9%-$11.5K
BRIDGEWAY CAPITAL MANAGEMENT, LLC$19.0K20,0000.00%3qHELD
PRIMORIS WEALTH ADVISORS, LLC$15.7K16,5000.01%3qHELD
RENAISSANCE TECHNOLOGIES LLC$12.1K12,7000.00%newNEW
GSA CAPITAL PARTNERS LLP$10.0K11,0450.00%3q-92.4%-$121.8K
OSAIC HOLDINGS, INC.$7.9K8,3590.00%8q+34.0%+$2.0K
MORGAN STANLEY$4.3K4,5610.00%8q-0.6%
Golden State Wealth Management, LLC$2.6K2,7070.00%7qHELD
Rockefeller Capital Management L.P.$1.9K2,0240.00%2qHELD
Vanguard Global Advisers, LLC$1.2K1,3140.00%2qHELD
Parkside Financial Bank & Trust$9501,0000.00%8q+329.2%
SBI Securities Co., Ltd.$9329810.00%7q+158.2%
NATIONAL BANK OF CANADA /FI/$7988320.00%8qHELD
BARCLAYS PLC$6076390.00%newNEW
GROUP ONE TRADING LLC$3894090.00%7qHELD
Global Retirement Partners, LLC$3483660.00%6qHELD
HARBOUR INVESTMENTS, INC.$2312430.00%2q+63.1%
Smartleaf Asset Management LLC$1972000.00%3qHELD
BNP PARIBAS FINANCIAL MARKETS$1491570.00%8q-3.7%
JONES FINANCIAL COMPANIES LLLP$1411660.00%8qHELD
Archer Investment Corp$1301360.00%7q+100.0%
NewEdge Advisors, LLC$68720.00%8qHELD
WOLFF WIESE MAGANA LLC$63660.00%8qHELD
MTM Investment Management, LLC$38400.00%5qHELD
WELLS FARGO & COMPANY/MN$34360.00%4qHELD
HARBOR INVESTMENT ADVISORY, LLC$31330.00%8qHELD
MATHER GROUP, LLC.$19200.00%2qHELD
Larson Financial Group LLC$19200.00%newNEW
Pinnacle Wealth Planning Services, Inc.$660.00%3qHELD
ROYAL BANK OF CANADA$01240.00%2q+10.7%
Coston, McIsaac & Partners$030.00%newNEW

Tender offers and delisting

Schedules TO, 13E-3 and 14D-9 and Form 25 filed in the last 180 days. Price a share is read from the filing itself where it states one plainly; a marker means we found no figure we could stand behind, and the reason is on it.

FiledWhatFiled byPrice a shareSource
2026-07-02Delisting notice from the exchangeNEW YORK STOCK EXCHANGE LLC-filing

What the company announced

Form 8-K filings from the last 120 days, showing only the items worth a reader's attention. Earnings releases, exhibit attachments and general disclosures are filed constantly and are left out. Filed is when the SEC received it; event is the date the company says the thing happened.

FiledEvent dateWhatSource
2026-10-052026-10-02Delisting noticefiling
2026-09-302026-09-24Delisting noticefiling
2026-09-032026-08-28Directors or officers departed or appointedfiling
2026-08-212026-08-20Material agreement enteredfiling

Quarter by quarter

Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.

QuarterHoldersValue SharesNewAdded TrimmedOptions
Q3 202610$49.6K181,6342210.0%
Q2 202647$6.9M7,301,45951470.0%
Q1 202650$8.9M7,610,07381070.0%
Q4 202553$11.9M6,356,128151340.0%
Q3 202544$5.7M3,745,62671040.0%
Q2 202546$4.0M3,020,49251080.0%
Q1 202544$11.0M3,367,31623130.0%
Q4 202455$20.5M3,480,89311980.0%
Q3 202448$20.7M3,269,42946010.0%
Q2 20242$24.1K23,40010020.7%
Q1 20241$6.0K0100100.0%
Q4 20232$18.6K0000100.0%
Q3 20232$93.1K0000100.0%
Q2 20232$104.0K0100100.0%
Q1 20232$29.6K0100100.0%
Q4 20223$214.4K0000100.0%
Q3 20223$752.0K0100100.0%
Q2 20223$244.0K0100100.0%
Q1 20223$722.0K0000100.0%
Q4 20213$3.4M0500100.0%