DaveManuel.com · Institutional Ownership · Who Owns It
HAPPEN INC (HAPN)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
251
Reporting holders
$2.2B
Reported value
90.5%
Of shares outstanding
0.9%
Calls
0.5%
Puts
-4
Holder change
Institutions report 104,453,971 shares against 115,407,464 outstanding. Shares only - option lines are excluded, which is why this can be compared with the company at all. The count comes from the cover page of the company's own most recent report, so it is dated when that was filed rather than at quarter end. A figure this high can overstate: where an adviser and a sub-adviser both report the same shares, both are counted.
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| WELLINGTON MANAGEMENT GROUP LLP | $317.0M | 15,284,869 | 0.05% | 12q | +19.8%+$52.4M |
| BlackRock, Inc. | $208.7M | 10,062,332 | 0.00% | 8q | +4.9%+$9.8M |
| VANGUARD PORTFOLIO MANAGEMENT LLC | $171.1M | 8,248,984 | 0.01% | 2q | +8.1%+$12.8M |
| DIMENSIONAL FUND ADVISORS LP | $130.4M | 6,287,112 | 0.02% | 28q | +9.1%+$10.9M |
| VANGUARD CAPITAL MANAGEMENT LLC | $101.9M | 4,912,518 | 0.00% | 2q | HELD |
| T. Rowe Price Investment Management, Inc. | $77.0M | 3,714,344 | 0.05% | 4q | +77.7%+$33.7M |
| Senvest Management, LLC | $69.4M | 3,346,293 | 2.04% | 9q | -26.4%-$24.9M |
| AMERICAN CENTURY COMPANIES INC | $65.3M | 3,149,433 | 0.03% | 16q | +16.6%+$9.3M |
| GEODE CAPITAL MANAGEMENT, LLC | $61.1M | 2,946,283 | 0.00% | 28q | -5.4%-$3.5M |
| STATE STREET CORP | $61.0M | 2,942,505 | 0.00% | 28q | +1.7%+$1.0M |
| WESTFIELD CAPITAL MANAGEMENT CO LP | $51.9M | 2,500,134 | 0.17% | 2q | +18.1%+$7.9M |
| Long Focus Capital Management, LLC | $34.5M | 1,665,849 | 0.88% | 17q | -14.0%-$5.6M |
| Driehaus Capital Management LLC | $33.2M | 1,601,909 | 0.19% | 8q | -20.3%-$8.5M |
| Walleye Capital LLC | $33.2M incl. $1.7M options CALL+PUT | 1,517,757 | 0.12% | 16q | +381.3%+$26.3M |
| D. E. Shaw & Co., Inc. | $32.7M | 1,576,086 | 0.02% | 28q | +104.8%+$16.7M |
| BANK OF AMERICA CORP /DE/ | $30.8M | 1,486,448 | 0.00% | 28q | +13.5%+$3.7M |
| JPMORGAN CHASE & CO | $28.8M | 1,403,804 | 0.00% | 28q | +359.6%+$22.6M |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $27.2M | 1,309,425 | 0.00% | 28q | -0.7%-$189.5K |
| NORTHERN TRUST CORP | $25.5M | 1,231,567 | 0.00% | 28q | +21.3%+$4.5M |
| PRICE T ROWE ASSOCIATES INC /MD/ | $25.0M | 1,205,353 | 0.00% | 28q | +117.1%+$13.5M |
| EMERALD ADVISERS, LLC | $24.8M | 1,193,757 | 0.58% | 4q | +28.7%+$5.5M |
| CRAMER ROSENTHAL MCGLYNN LLC | $24.5M | 1,182,086 | 1.24% | 7q | -28.6%-$9.8M |
| MORGAN STANLEY | $23.2M | 1,120,078 | 0.00% | 28q | +16.5%+$3.3M |
| CITADEL ADVISORS LLC | $22.7M incl. $5.0M options CALL+PUT | 852,068 | 0.00% | 28q | -40.1%-$15.2M |
| Nuveen, LLC | $22.0M | 1,060,967 | 0.01% | 6q | -27.3%-$8.3M |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | $22.0M | 1,059,502 | 0.01% | 10q | -18.1%-$4.8M |
| EMERALD MUTUAL FUND ADVISERS TRUST | $18.1M | 871,131 | 0.63% | 4q | +24.3%+$3.5M |
| GOLDMAN SACHS GROUP INC | $17.2M | 827,893 | 0.00% | 28q | +1.2%+$201.6K |
| UBS Group AG | $16.4M | 788,711 | 0.00% | 28q | +9.5%+$1.4M |
| VANGUARD FIDUCIARY TRUST CO | $16.0M | 773,677 | 0.00% | 2q | +4.2%+$652.2K |
| Allianz Asset Management GmbH | $14.3M | 689,377 | 0.01% | 7q | +38.6%+$4.0M |
| Cander Asset Management LP | $13.7M | 660,851 | 2.54% | 3q | -24.2%-$4.4M |
| ALGERT GLOBAL LLC | $13.5M | 650,090 | 0.16% | 20q | +8.1%+$1.0M |
| Point72 Asset Management, L.P. | $13.3M incl. $1.1M options CALL+PUT | 585,351 | 0.01% | 4q | -78.7%-$49.0M |
| Dana Investment Advisors, Inc. | $13.2M | 635,985 | 0.34% | 2q | +15.2%+$1.7M |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $13.1M incl. $8.3M options CALL+PUT | 231,549 | 0.00% | 28q | -11.2%-$1.7M |
| Nicholas Investment Partners, LP | $12.9M | 624,366 | 0.73% | 4q | +134.3%+$7.4M |
| FEDERATED HERMES, INC. | $11.7M | 563,864 | 0.02% | 20q | +3.8%+$432.4K |
| FRANKLIN RESOURCES INC | $11.0M | 532,028 | 0.00% | 7q | -0.5%-$55.5K |
| Qube Research & Technologies Ltd | $10.7M | 515,888 | 0.01% | 10q | -12.5%-$1.5M |
| STATE OF WISCONSIN INVESTMENT BOARD | $9.0M | 435,170 | 0.02% | 21q | -9.3%-$924.3K |
| MOORE CAPITAL MANAGEMENT, LP | $8.7M | 418,800 | 0.13% | new | NEW |
| MILLENNIUM MANAGEMENT LLC | $8.2M | 394,048 | 0.00% | 25q | -24.7%-$2.7M |
| Bank of New York Mellon Corp | $7.8M | 374,439 | 0.00% | 28q | +3.4%+$253.9K |
| TCW GROUP INC | $7.5M | 362,594 | 0.05% | 14q | +1.0%+$72.2K |
| MARSHALL WACE, LLP | $7.0M | 336,241 | 0.01% | 2q | +358.0%+$5.5M |
| Russell Investments Group, Ltd. | $6.8M | 326,376 | 0.01% | 18q | +28.6%+$1.5M |
| Edgestream Partners, L.P. | $6.7M | 322,115 | 0.20% | 4q | +105.1%+$3.4M |
| BRIGHTON JONES LLC | $6.3M | 301,552 | 0.12% | 28q | -5.4%-$360.3K |
| Ruffer LLP | $6.2M | 298,095 | 0.22% | new | NEW |
| Trexquant Investment LP | $6.1M | 294,392 | 0.04% | new | NEW |
| Invesco Ltd. | $6.1M | 293,084 | 0.00% | 28q | +11.4%+$623.5K |
| FIRST TRUST ADVISORS LP | $5.2M | 252,205 | 0.00% | 7q | +205.8%+$3.5M |
| PNC Financial Services Group, Inc. | $5.0M | 240,508 | 0.00% | 20q | +0.8%+$41.3K |
| SCHRODER INVESTMENT MANAGEMENT GROUP | $4.8M | 232,479 | 0.00% | new | NEW |
| Swiss National Bank | $4.7M | 225,360 | 0.00% | 28q | -1.2%-$58.1K |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | $4.7M | 225,020 | 0.00% | 28q | -32.8%-$2.3M |
| ZACKS INVESTMENT MANAGEMENT | $4.4M | 214,204 | 0.03% | 5q | +75.9%+$1.9M |
| IMC-Chicago, LLC | $4.2M CALL+PUT | options only | 0.00% | 8q | OPTIONS |
| SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC | $4.2M | 202,600 | 0.08% | 2q | +105.1%+$2.2M |
| ExodusPoint Capital Management, LP | $4.1M | 195,750 | 0.03% | new | NEW |
| Connor, Clark & Lunn Investment Management Ltd. | $3.9M | 188,679 | 0.01% | 8q | -58.8%-$5.6M |
| Knights of Columbus Asset Advisors LLC | $3.6M | 172,720 | 0.18% | new | NEW |
| Creative Planning | $3.4M | 164,783 | 0.00% | 11q | +22.1%+$618.0K |
| PEAK6 LLC | $3.3M incl. $2.9M options PUT | 15,255 | 0.01% | 7q | -90.5%-$31.2M |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | $3.2M | 153,837 | 0.21% | 2q | +9.8%+$283.5K |
| Quinn Opportunity Partners LLC | $3.1M | 151,523 | 0.15% | 18q | -3.1%-$100.9K |
| RHUMBLINE ADVISERS | $3.1M | 149,539 | 0.00% | 29q | +1.8%+$55.2K |
| PRUDENTIAL FINANCIAL INC | $3.0M | 146,008 | 0.00% | 20q | +17.4%+$449.2K |
| GROUP ONE TRADING LLC | $2.8M CALL+PUT | options only | 0.00% | 28q | OPTIONS |
| IEQ CAPITAL, LLC | $2.8M | 134,226 | 0.01% | 27q | HELD |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | $2.8M | 133,409 | 0.00% | 28q | -2.7%-$75.4K |
| Quantinno Capital Management LP | $2.7M | 129,874 | 0.00% | 6q | +9.9%+$243.3K |
| Jump Financial, LLC | $2.6M | 127,500 | 0.02% | 8q | -4.1%-$112.0K |
| NEW YORK STATE COMMON RETIREMENT FUND | $2.6M | 124,144 | 0.00% | 28q | +84.5%+$1.2M |
| BNP PARIBAS FINANCIAL MARKETS | $2.6M | 123,733 | 0.00% | 7q | +384.4%+$2.0M |
| Joel Isaacson & Co., LLC | $2.5M | 120,301 | 0.07% | 23q | -25.0%-$829.6K |
| DEUTSCHE BANK AG\ | $2.5M | 119,277 | 0.00% | 28q | -17.9%-$538.1K |
| Voleon Capital Management LP | $2.4M | 117,381 | 0.04% | new | NEW |
| Man Group plc | $2.4M | 116,909 | 0.00% | 2q | +600.9%+$2.1M |
| AQR CAPITAL MANAGEMENT LLC | $2.4M | 116,547 | 0.00% | 7q | -4.6%-$115.3K |
| JANE STREET GROUP, LLC | $2.3M CALL+PUT | options only | 0.00% | 16q | OPTIONS |
| BASSWOOD CAPITAL MANAGEMENT, L.L.C. | $2.3M | 111,309 | 0.09% | 7q | HELD |
| Legal & General Group Plc | $2.3M | 110,285 | 0.00% | 28q | +19.8%+$378.0K |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | $2.3M | 112,889 | 0.00% | 9q | -11.8%-$305.9K |
| Polymer Capital Management (US) LLC | $2.2M | 108,213 | 0.30% | new | NEW |
| XTX Topco Ltd | $2.2M | 106,832 | 0.03% | 4q | +346.0%+$1.7M |
| TWO SIGMA INVESTMENTS, LP | $2.2M | 105,556 | 0.00% | 6q | +33.7%+$551.5K |
| Legato Capital Management LLC | $2.1M | 103,058 | 0.18% | 4q | +123.6%+$1.2M |
| Quantbot Technologies LP | $2.1M | 102,825 | 0.08% | 12q | +56.2%+$767.0K |
| WELLS FARGO & COMPANY/MN | $2.1M | 101,866 | 0.00% | 28q | +122.3%+$1.2M |
| DecisionPoint Financial, LLC | $2.1M | 102,574 | 0.39% | new | NEW |
| Interval Partners, LP | $2.0M | 97,858 | 0.05% | 5q | -68.6%-$4.4M |
| CITIGROUP INC | $1.8M | 88,473 | 0.00% | 28q | +154.8%+$1.1M |
| Vanguard Global Advisers, LLC | $1.7M | 80,994 | 0.00% | 2q | -3.9%-$67.3K |
| Maltin Wealth Management, Inc. | $1.6M | 78,279 | 0.54% | 11q | +682.8%+$1.4M |
| ALLIANCEBERNSTEIN L.P. | $1.6M | 112,248 | 0.00% | 28q | HELD |
| Wakefield Asset Management LLLP | $1.6M | 76,740 | 0.36% | 4q | +1.7%+$25.9K |
| VANGUARD ASSET MANAGEMENT, Ltd | $1.6M | 75,882 | 0.00% | 2q | HELD |
| Creek Drive Management Group LLC | $1.6M | 75,250 | 0.76% | 3q | -65.2%-$2.9M |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-10-30 | 13G/A | Vanguard Portfolio Management | 8.4% |
Tender offers and delisting
Schedules TO, 13E-3 and 14D-9 and Form 25 filed in the last 180 days. Price a share is read from the filing itself where it states one plainly; a marker means we found no figure we could stand behind, and the reason is on it.
| Filed | What | Filed by | Price a share | Source |
|---|---|---|---|---|
| 2026-06-18 | Delisting notice | itself | - | filing |
What the insiders did
Open market purchases and sales reported on Form 4 in the last 180 days. Grants, option exercises and shares surrendered to cover tax are left out: they are compensation rather than a decision to buy or sell. Where a broker filled one order in tranches the lines are summed, because it was one decision.
Officers and directors
| Date | Insider | Role | Side | Shares | Value |
|---|---|---|---|---|---|
| 2026-07-01 | Stack Fergal | SVP, Corporate Controller | Sold | 50,000 | $1.1M |
| 2026-08-18 | Stack Fergal | SVP, Corporate Controller | Sold | 40,000 | $754.5K |
| 2026-08-19 | Stack Fergal | SVP, Corporate Controller | Sold | 37,500 | $699.1K |
| 2026-08-20 | Stack Fergal | SVP, Corporate Controller | Sold | 37,500 | $679.0K |
| 2026-08-05 | Sanborn Scott | CEO | Sold | 28,750 | $591.2K |
| 2026-07-15 | Sanborn Scott | CEO | Sold | 28,750 | $577.2K |
| 2026-06-24 | Sanborn Scott | CEO | Sold | 28,750 | $551.2K |
| 2026-07-01 | Sanborn Scott | CEO | Sold | 25,000 | $525.0K |
| 2026-08-26 | Sanborn Scott | CEO | Sold | 28,750 | $524.7K |
| 2026-08-10 | LaBenne Andrew | Chief Financial Officer | Sold | 13,929 | $269.8K |
| 2026-09-15 | Selleck Erin | Director | Sold | 7,148 | $119.2K |
| 2026-07-01 | Cheng Jordan | General Counsel & Secretary | Sold | 5,500 | $114.7K |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 41 | $39.7M | 2,678,889 | 7 | 17 | 3 | 0.0% |
| Q2 2026 | 251 | $2.2B | 104,453,971 | 37 | 88 | 75 | 1.3% |
| Q1 2026 | 255 | $1.5B | 103,092,562 | 40 | 83 | 91 | 3.1% |
| Q4 2025 | 262 | $1.9B | 99,157,189 | 43 | 80 | 83 | 3.5% |
| Q3 2025 | 247 | $1.5B | 97,163,513 | 51 | 74 | 70 | 1.9% |
| Q2 2025 | 229 | $1.1B | 92,648,801 | 26 | 76 | 87 | 1.6% |
| Q1 2025 | 240 | $950.1M | 89,174,785 | 45 | 75 | 78 | 3.1% |
| Q4 2024 | 240 | $1.5B | 87,047,822 | 53 | 66 | 71 | 3.7% |
| Q3 2024 | 214 | $1.0B | 85,485,728 | 41 | 76 | 57 | 2.3% |
| Q2 2024 | 198 | $728.5M | 85,062,424 | 34 | 68 | 49 | 1.2% |
| Q1 2024 | 185 | $782.8M | 87,615,657 | 28 | 46 | 58 | 1.7% |
| Q4 2023 | 179 | $755.9M | 83,740,580 | 21 | 63 | 53 | 3.1% |
| Q3 2023 | 187 | $512.6M | 80,540,238 | 37 | 64 | 46 | 4.0% |
| Q2 2023 | 176 | $825.6M | 82,303,369 | 20 | 54 | 59 | 2.8% |
| Q1 2023 | 193 | $618.5M | 83,605,581 | 19 | 61 | 72 | 2.4% |
| Q4 2022 | 205 | $786.7M | 86,333,588 | 27 | 80 | 62 | 3.4% |
| Q3 2022 | 195 | $1.4B | 125,597,115 | 30 | 69 | 58 | 2.7% |
| Q2 2022 | 195 | $1.3B | 108,687,009 | 31 | 66 | 55 | 4.0% |
| Q1 2022 | 196 | $1.5B | 92,163,002 | 30 | 70 | 58 | 5.9% |
| Q4 2021 | 214 | $2.8B | 108,053,331 | 42 | 66 | 64 | 7.5% |
| Q3 2021 | 195 | $3.2B | 106,902,726 | 56 | 51 | 61 | 4.5% |
| Q2 2021 | 154 | $7.0B | 382,110,409 | 26 | 63 | 43 | 1.1% |
| Q1 2021 | 155 | $21.6B | 1,300,279,418 | 45 | 44 | 43 | 0.4% |
| Q4 2020 | 134 | $920.9M | 84,331,805 | 37 | 41 | 31 | 3.3% |
| Q3 2020 | 110 | $357.9M | 74,688,189 | 12 | 28 | 34 | 1.8% |
| Q2 2020 | 110 | $382.0M | 82,541,163 | 24 | 36 | 27 | 1.8% |
| Q1 2020 | 103 | $959.3M | 120,532,639 | 19 | 42 | 20 | 1.4% |
| Q4 2019 | 109 | $1.2B | 97,076,575 | 18 | 33 | 26 | 1.8% |
| Q3 2019 | 104 | $1.3B | 99,835,259 | 100 | 0 | 5 | 1.0% |
| Q2 2019 | 9 | $664.5M | 40,870,521 | 7 | 0 | 0 | 0.4% |
| Q1 2019 | 2 | $2.5M | 0 | 0 | 0 | 0 | 100.0% |
| Q4 2018 | 3 | $2.7M | 0 | 0 | 0 | 0 | 100.0% |