DaveManuel.com · Institutional Ownership · Who Owns It
JOHN HANCOCK DIVERSIFIED INC (HEQ)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
36
Reporting holders
$41.1M
Reported value
0.0%
Calls
0.0%
Puts
+3
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Karpus Management, Inc. | $10.4M | 909,620 | 0.30% | 2q | +75.4%+$4.5M |
| Bulldog Investors, LLP | $6.3M | 550,968 | 1.39% | 3q | -1.3%-$84.1K |
| BANK OF AMERICA CORP /DE/ | $3.5M | 306,653 | 0.00% | 31q | +0.7%+$24.5K |
| Pathstone Holdings, LLC | $2.7M | 232,244 | 0.01% | 11q | -55.5%-$3.3M |
| COMMONWEALTH EQUITY SERVICES, LLC | $2.0M | 171,821 | 0.00% | 31q | +11.5%+$203.3K |
| Invesco Ltd. | $1.8M | 159,131 | 0.00% | 31q | +21.8%+$326.8K |
| ENVESTNET ASSET MANAGEMENT INC | $1.8M | 154,332 | 0.00% | 15q | +12.3%+$193.6K |
| PRINCIPAL SECURITIES, INC. | $1.8M | 153,377 | 0.02% | 11q | +4.1%+$70.0K |
| MORGAN STANLEY | $1.6M | 142,939 | 0.00% | 35q | -3.2%-$54.9K |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $1.3M | 109,712 | 0.16% | 11q | HELD |
| 1607 Capital Partners, LLC | $911.7K | 79,413 | 0.08% | 12q | -40.7%-$625.6K |
| WELLS FARGO & COMPANY/MN | $784.5K | 68,337 | 0.00% | 31q | +0.5%+$4.1K |
| Kovack Advisors, Inc. | $739.8K | 64,341 | 0.04% | 9q | +6.2%+$43.0K |
| AMERIPRISE FINANCIAL INC | $685.9K | 59,744 | 0.00% | 21q | -24.7%-$225.4K |
| Kestra Advisory Services, LLC | $515.0K | 44,860 | 0.00% | 7q | +16.6%+$73.4K |
| &PARTNERS | $510.8K | 44,498 | 0.00% | 3q | +9.9%+$45.9K |
| ROYAL BANK OF CANADA | $498.0K | 43,382 | 0.00% | 31q | -6.3%-$33.6K |
| LPL Financial LLC | $469.9K | 40,936 | 0.00% | 19q | -4.5%-$22.4K |
| SAX WEALTH ADVISORS, LLC | $368.7K | 33,953 | 0.01% | 3q | HELD |
| RAYMOND JAMES FINANCIAL INC | $365.8K | 31,866 | 0.00% | 7q | +0.6%+$2.3K |
| OSAIC HOLDINGS, INC. | $318.6K | 27,754 | 0.00% | 26q | +14.8%+$41.1K |
| Dakota Wealth Management | $295.8K | 25,770 | 0.01% | new | NEW |
| Shaker Financial Services, LLC | $291.9K | 25,429 | 0.09% | 15q | -9.1%-$29.3K |
| Cetera Investment Advisers | $223.1K | 19,431 | 0.00% | 4q | +4.9%+$10.4K |
| XTX Topco Ltd | $199.0K | 17,333 | 0.00% | new | NEW |
| NWF Advisory Services Inc. | $176.8K | 15,400 | 0.02% | 6q | -16.3%-$34.4K |
| B. Riley Wealth Advisors, Inc. | $165.7K | 14,600 | 0.01% | 5q | -9.6%-$17.6K |
| PNC Financial Services Group, Inc. | $159.2K | 13,865 | 0.00% | 2q | +38.6%+$44.4K |
| Advisory Solutions Group, LLC | $119.4K | 10,402 | 0.04% | new | FIRST |
| FIFTH THIRD BANCORP | $49.2K | 4,285 | 0.00% | 2q | HELD |
| Colonial Trust Co / SC | $26.8K | 2,365 | 0.00% | 2q | HELD |
| UBS Group AG | $19.1K | 1,666 | 0.00% | 31q | -74.5%-$55.8K |
| IFP Advisors, Inc | $13.9K | 1,208 | 0.00% | new | NEW |
| HARBOUR INVESTMENTS, INC. | $12.6K | 1,100 | 0.00% | 2q | HELD |
| Farther Finance Advisors, LLC | $4.4K | 380 | 0.00% | new | NEW |
| HIGHLINE WEALTH PARTNERS LLC | $2.5K | 217 | 0.00% | 2q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 7 | $2.1M | 186,583 | 0 | 1 | 0 | 0.0% |
| Q2 2026 | 36 | $41.1M | 3,583,332 | 4 | 14 | 11 | 0.0% |
| Q1 2026 | 33 | $37.5M | 3,449,960 | 7 | 13 | 8 | 0.0% |
| Q4 2025 | 35 | $34.4M | 3,198,855 | 5 | 14 | 12 | 0.0% |
| Q3 2025 | 34 | $30.7M | 2,885,475 | 4 | 13 | 10 | 0.0% |
| Q2 2025 | 32 | $30.0M | 2,835,882 | 3 | 11 | 13 | 0.0% |
| Q1 2025 | 32 | $29.1M | 2,801,483 | 2 | 13 | 11 | 0.0% |
| Q4 2024 | 34 | $27.8M | 2,723,572 | 4 | 13 | 14 | 0.0% |
| Q3 2024 | 34 | $29.7M | 2,706,126 | 1 | 16 | 13 | 0.0% |
| Q2 2024 | 35 | $27.7M | 2,663,887 | 6 | 15 | 10 | 0.0% |
| Q1 2024 | 32 | $37.3M | 3,557,084 | 4 | 10 | 15 | 0.0% |
| Q4 2023 | 31 | $32.4M | 3,225,578 | 5 | 10 | 10 | 0.0% |
| Q3 2023 | 25 | $22.7M | 2,367,804 | 5 | 10 | 6 | 0.0% |
| Q2 2023 | 22 | $24.8M | 2,301,420 | 4 | 9 | 4 | 0.0% |
| Q1 2023 | 19 | $23.8M | 2,050,757 | 0 | 9 | 7 | 0.0% |
| Q4 2022 | 20 | $23.5M | 2,043,437 | 5 | 6 | 8 | 0.0% |
| Q3 2022 | 19 | $187.2M | 15,888,520 | 3 | 9 | 4 | 0.0% |
| Q2 2022 | 21 | $186.9M | 15,877,519 | 4 | 7 | 7 | 0.0% |
| Q1 2022 | 18 | $257.6M | 19,802,301 | 1 | 6 | 7 | 0.0% |
| Q4 2021 | 19 | $265.9M | 20,450,170 | 3 | 9 | 4 | 0.0% |
| Q3 2021 | 25 | $29.9M | 2,385,292 | 3 | 7 | 10 | 0.0% |
| Q2 2021 | 25 | $34.5M | 2,597,697 | 4 | 5 | 7 | 0.0% |
| Q1 2021 | 26 | $39.2M | 3,256,948 | 2 | 10 | 8 | 0.0% |
| Q4 2020 | 29 | $38.8M | 3,392,887 | 9 | 10 | 9 | 0.0% |
| Q3 2020 | 22 | $29.4M | 2,787,762 | 3 | 7 | 9 | 0.0% |
| Q2 2020 | 23 | $27.4M | 2,433,374 | 1 | 9 | 9 | 0.0% |
| Q1 2020 | 33 | $22.1M | 2,173,355 | 9 | 10 | 7 | 0.0% |
| Q4 2019 | 26 | $26.9M | 1,804,638 | 2 | 9 | 8 | 0.0% |
| Q3 2019 | 26 | $26.5M | 1,914,104 | 1 | 12 | 8 | 0.0% |
| Q2 2019 | 25 | $25.0M | 1,778,342 | 6 | 11 | 6 | 0.0% |
| Q1 2019 | 19 | $21.9M | 1,491,330 | 1 | 10 | 5 | 0.0% |
| Q4 2018 | 29 | $23.9M | 1,827,536 | 2 | 1 | 2 | 0.0% |