DaveManuel.com · Institutional Ownership · Who Owns It
SIMPLIFY EXCHANGE TRADED FUN (HEQT)
Institutional ownership reported to the SEC as of Q2 2026, across 20 quarters.
86
Reporting holders
$199.1M
Reported value
0.0%
Calls
0.0%
Puts
-2
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Private Advisor Group, LLC | $23.4M | 698,185 | 0.11% | 11q | +30.0%+$5.4M |
| LPL Financial LLC | $15.2M | 454,076 | 0.00% | 12q | -19.3%-$3.6M |
| WealthPlan Investment Management, LLC | $10.1M | 300,206 | 0.50% | 16q | -19.3%-$2.4M |
| Orion Porfolio Solutions, LLC | $9.6M | 286,153 | 0.07% | 2q | -1.2%-$118.9K |
| Rockefeller Capital Management L.P. | $8.4M | 250,575 | 0.01% | 3q | +12.1%+$905.0K |
| Independent Wealth Advisors LLC | $6.9M | 204,845 | 6.22% | 3q | +10.2%+$638.4K |
| ARQ WEALTH ADVISORS, LLC | $6.6M | 195,133 | 0.82% | 14q | -35.5%-$3.6M |
| OneDigital Investment Advisors LLC | $6.5M | 192,924 | 0.05% | 7q | +70.8%+$2.7M |
| Kovack Advisors, Inc. | $6.4M | 189,631 | 0.31% | 3q | -18.1%-$1.4M |
| HighTower Advisors, LLC | $6.2M | 184,740 | 0.01% | 17q | +2.6%+$155.6K |
| Meridian Wealth Management, LLC | $5.2M | 154,811 | 0.16% | 6q | HELD |
| ENVESTNET ASSET MANAGEMENT INC | $5.1M | 152,958 | 0.00% | 18q | +13.2%+$600.1K |
| WealthPLAN Partners, LLC | $5.0M | 150,327 | 0.96% | 15q | -33.8%-$2.6M |
| Financial Enhancement Group LLC | $4.7M | 139,291 | 0.56% | 16q | +2.0%+$91.6K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $4.4M | 130,648 | 0.00% | 2q | +816.6%+$3.9M |
| MML INVESTORS SERVICES, LLC | $4.3M | 127,293 | 0.01% | 7q | +15.9%+$585.3K |
| HARMONY ASSET MANAGEMENT LLC | $3.8M | 112,975 | 1.02% | 11q | +3.7%+$136.0K |
| Peterson Wealth Advisors, LLC | $3.8M | 112,453 | 0.45% | 11q | -4.0%-$156.9K |
| Ameritas Advisory Services, LLC | $3.8M | 111,920 | 0.08% | 15q | +23.6%+$716.8K |
| UBS Group AG | $3.6M | 107,464 | 0.00% | 10q | +6.7%+$227.0K |
| VICTORY FINANCIAL GROUP, LLC | $3.6M | 105,932 | 0.37% | 7q | -1.5%-$54.3K |
| Sound Financial Strategies Group, LLC | $3.4M | 100,735 | 2.15% | 4q | HELD |
| SMITH, MOORE & CO. | $3.3M | 99,368 | 0.22% | 19q | HELD |
| Sowell Financial Services LLC | $3.2M | 94,577 | 0.10% | 4q | -11.1%-$394.9K |
| Dynamic Advisor Solutions LLC | $3.1M | 93,605 | 0.09% | 6q | +1.2%+$35.9K |
| Steward Partners Investment Advisory, LLC | $2.9M | 86,259 | 0.01% | 16q | -4.1%-$123.9K |
| EVOLUTION WEALTH MANAGEMENT INC. | $2.8M | 83,859 | 1.65% | 4q | +12.2%+$306.2K |
| OSAIC HOLDINGS, INC. | $2.6M | 77,550 | 0.00% | 19q | -44.8%-$2.1M |
| OLD MISSION CAPITAL LLC | $2.4M | 71,936 | 0.04% | 3q | +277.2%+$1.8M |
| Cambridge Investment Research Advisors, Inc. | $2.1M | 64,040 | 0.00% | 4q | +154.6%+$1.3M |
| Parallel Advisors, LLC | $2.1M | 63,922 | 0.03% | 4q | -0.9%-$20.0K |
| Stratos Wealth Advisors, LLC | $2.1M | 62,320 | 0.11% | 13q | -3.4%-$73.5K |
| JPMORGAN CHASE & CO | $1.7M | 51,812 | 0.00% | 19q | +29.6%+$395.2K |
| CAPTRUST FINANCIAL ADVISORS | $1.6M | 47,889 | 0.00% | 15q | HELD |
| CreativeOne Wealth, LLC | $1.6M | 46,648 | 0.03% | 5q | +6.5%+$94.9K |
| Smartleaf Asset Management LLC | $1.5M | 45,690 | 0.05% | 6q | HELD |
| STEPHENS INC /AR/ | $1.1M | 34,160 | 0.01% | 7q | -8.4%-$105.7K |
| Equitable Holdings, Inc. | $1.1M | 33,831 | 0.01% | 5q | -25.0%-$378.3K |
| Cambridge Advisors Inc. | $1.1M | 32,196 | 0.19% | 6q | -1.1%-$11.5K |
| Bay Rivers Group | $959.5K | 28,608 | 0.33% | 7q | +4.1%+$37.5K |
| Cetera Investment Advisers | $794.6K | 23,692 | 0.00% | 10q | +5.8%+$43.3K |
| BFI Wealth Solutions, LLC | $738.4K | 22,015 | 0.55% | 3q | -29.0%-$302.1K |
| Western Wealth Management, LLC | $691.6K | 20,619 | 0.02% | 6q | +63.7%+$269.0K |
| ATX Financial Planning, LLC | $671.1K | 20,009 | 0.44% | 3q | +87.2%+$312.6K |
| First Heartland Consultants, Inc. | $614.9K | 18,332 | 0.04% | 2q | +53.9%+$215.4K |
| Atria Investments, Inc | $591.6K | 17,638 | 0.01% | 2q | +56.7%+$214.0K |
| BLUE JEAN FINANCIAL LLC | $586.3K | 17,482 | 0.41% | 3q | -8.5%-$54.7K |
| CITADEL ADVISORS LLC | $516.3K | 15,393 | 0.00% | new | NEW |
| ROYAL BANK OF CANADA | $457.0K | 13,620 | 0.00% | 5q | +25.5%+$92.9K |
| MIDDLETON & CO INC/MA | $436.9K | 13,025 | 0.05% | 10q | HELD |
| Heck Capital Advisors, LLC | $412.5K | 12,300 | 0.02% | 2q | HELD |
| Thompson David Blair | $383.8K | 11,443 | 0.19% | 3q | HELD |
| BANK OF AMERICA CORP /DE/ | $382.1K | 11,393 | 0.00% | new | NEW |
| Diversify Advisory Services, LLC | $379.8K | 11,368 | 0.01% | new | NEW |
| DIVERSIFY WEALTH MANAGEMENT, LLC | $379.8K | 11,368 | 0.01% | 2q | +0.6%+$2.2K |
| Proficio Capital Partners LLC | $351.2K | 10,470 | 0.01% | 10q | HELD |
| Advyzon Investment Management, LLC | $334.7K | 9,980 | 0.02% | 3q | -1.9%-$6.3K |
| Independence Wealth Advisors, LLC | $310.8K | 9,267 | 0.16% | 3q | HELD |
| Betterment LLC | $308.0K | 9,184 | 0.00% | 7q | HELD |
| AE Wealth Management LLC | $276.2K | 8,236 | 0.00% | 7q | HELD |
| MORGAN STANLEY | $273.5K | 8,155 | 0.00% | 10q | HELD |
| Plan Group Financial, LLC | $264.1K | 7,875 | 0.05% | 3q | HELD |
| Chatterton & Associates Inc. | $232.8K | 6,915 | 0.14% | 3q | HELD |
| HRT FINANCIAL LP | $228.0K | 6,819 | 0.00% | new | NEW |
| AQR CAPITAL MANAGEMENT LLC | $212.6K | 6,340 | 0.00% | new | NEW |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | $132.1K | 3,940 | 0.00% | new | NEW |
| Regatta Research & Money Management | $130.6K | 3,895 | 0.12% | new | FIRST |
| CGC Financial Services, LLC | $104.5K | 3,115 | 0.02% | 4q | HELD |
| Golden State Wealth Management, LLC | $102.3K | 3,049 | 0.01% | 6q | -28.1%-$40.0K |
| LANARK FINANCIAL, INC. | $100.6K | 3,000 | 0.01% | 4q | -19.7%-$24.6K |
| Reyes Financial Architecture, Inc. | $96.3K | 2,872 | 0.05% | 7q | HELD |
| Longview Financial Advisors LLC | $91.3K | 2,722 | 0.05% | 7q | +12.4%+$10.1K |
| BlackRock, Inc. | $85.1K | 2,537 | 0.00% | new | NEW |
| Sunrise Financial Services, LLC | $51.4K | 1,532 | 0.03% | 3q | -12.2%-$7.1K |
| Farther Finance Advisors, LLC | $31.0K | 923 | 0.00% | 2q | HELD |
| Alpine Bank Wealth Management | $30.2K | 901 | 0.00% | new | NEW |
| Buck Wealth Strategies, LLC | $26.7K | 796 | 0.00% | new | NEW |
| HARBOUR INVESTMENTS, INC. | $23.3K | 695 | 0.00% | 7q | -30.2%-$10.1K |
| ASSETMARK, INC | $21.1K | 628 | 0.00% | 7q | HELD |
| NATIONAL BANK OF CANADA /FI/ | $16.9K | 504 | 0.00% | 6q | HELD |
| Global Retirement Partners, LLC | $15.7K | 467 | 0.00% | 4q | +0.6% |
| WELLS FARGO & COMPANY/MN | $7.4K | 221 | 0.00% | 4q | +48.3%+$2.4K |
| FIFTH THIRD BANCORP | $2.3K | 70 | 0.00% | 2q | -66.7%-$4.7K |
| DHJJ Financial Advisors, Ltd. | $671 | 20 | 0.00% | 12q | HELD |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $637 | 19 | 0.00% | 2q | HELD |
| Larson Financial Group LLC | $17 | 1 | 0.00% | 6q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 35 | $56.0M | 1,629,645 | 4 | 7 | 14 | 0.0% |
| Q2 2026 | 86 | $199.1M | 5,936,390 | 9 | 29 | 24 | 0.0% |
| Q1 2026 | 88 | $222.5M | 7,057,671 | 16 | 26 | 28 | 0.0% |
| Q4 2025 | 82 | $248.3M | 7,747,092 | 10 | 26 | 25 | 0.0% |
| Q3 2025 | 73 | $182.0M | 5,826,052 | 11 | 24 | 25 | 0.0% |
| Q2 2025 | 78 | $232.1M | 7,735,739 | 16 | 27 | 25 | 0.0% |
| Q1 2025 | 68 | $296.5M | 10,372,916 | 24 | 19 | 18 | 0.0% |
| Q4 2024 | 46 | $198.9M | 6,747,923 | 12 | 16 | 11 | 0.0% |
| Q3 2024 | 36 | $164.7M | 5,780,344 | 2 | 17 | 14 | 0.0% |
| Q2 2024 | 42 | $132.2M | 4,777,647 | 6 | 16 | 14 | 0.0% |
| Q1 2024 | 59 | $329.9M | 12,457,370 | 29 | 15 | 11 | 0.0% |
| Q4 2023 | 35 | $81.1M | 3,208,439 | 6 | 15 | 8 | 0.0% |
| Q3 2023 | 32 | $86.9M | 3,567,375 | 5 | 9 | 14 | 0.0% |
| Q2 2023 | 34 | $86.8M | 3,497,716 | 9 | 11 | 12 | 0.0% |
| Q1 2023 | 27 | $87.2M | 3,683,062 | 8 | 13 | 4 | 0.0% |
| Q4 2022 | 21 | $105.8M | 4,575,965 | 5 | 9 | 3 | 0.0% |
| Q3 2022 | 17 | $84.6M | 3,681,057 | 6 | 6 | 4 | 0.0% |
| Q2 2022 | 13 | $37.0M | 1,609,625 | 3 | 2 | 5 | 0.0% |
| Q1 2022 | 11 | $22.3M | 912,207 | 6 | 1 | 1 | 0.0% |
| Q4 2021 | 6 | $12.7M | 496,253 | 6 | 0 | 0 | 0.0% |