DaveManuel.com · Institutional Ownership · Who Owns It
HARTFORD FDS EXCHANGE TRADED (HFSI)
Institutional ownership reported to the SEC as of Q2 2026, across 21 quarters.
82
Reporting holders
$749.5M
Reported value
0.0%
Calls
0.0%
Puts
+14
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| New England Capital Financial Advisors LLC | $96.4M | 2,742,268 | 23.05% | 3q | +7.8%+$6.9M |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $91.4M | 2,599,232 | 0.05% | 3q | +22.4%+$16.7M |
| BANK OF AMERICA CORP /DE/ | $74.1M | 2,107,234 | 0.00% | 2q | +72.5%+$31.1M |
| RAYMOND JAMES FINANCIAL INC | $55.7M | 1,583,072 | 0.02% | 4q | +33.2%+$13.9M |
| Hartford Funds Management Co LLC | $54.8M | 1,559,242 | 4.39% | 7q | +1.5%+$796.4K |
| BENJAMIN EDWARDS INC | $34.1M | 968,502 | 0.31% | 2q | HELD |
| Retirement Management Systems Inc. | $29.3M | 832,783 | 5.99% | 3q | +15.2%+$3.9M |
| Modern Wealth Management, LLC | $27.2M | 773,637 | 0.32% | 6q | +9.6%+$2.4M |
| OSAIC HOLDINGS, INC. | $25.3M | 720,743 | 0.03% | 10q | +55.9%+$9.1M |
| Bleakley Financial Group, LLC | $22.6M | 643,146 | 0.29% | 3q | +4.9%+$1.1M |
| Wealthspire Retirement, LLC | $21.1M | 600,921 | 1.16% | 2q | HELD |
| Centric Wealth Management | $14.4M | 411,612 | 2.24% | 7q | HELD |
| ROYAL BANK OF CANADA | $13.7M | 389,715 | 0.00% | 3q | +1.0%+$137.2K |
| ENVESTNET ASSET MANAGEMENT INC | $13.1M | 372,711 | 0.00% | 2q | +8.3%+$1.0M |
| JONES FINANCIAL COMPANIES LLLP | $11.1M | 313,490 | 0.00% | 4q | +110.3%+$5.8M |
| STIFEL FINANCIAL CORP | $10.8M | 308,104 | 0.01% | 4q | +28.3%+$2.4M |
| Live Oak Investment Partners | $9.4M | 266,848 | 5.05% | 3q | +4.4%+$398.7K |
| Focus Partners Wealth | $9.0M | 255,309 | 0.01% | new | NEW |
| Mutual Advisors, LLC | $8.6M | 244,505 | 0.16% | 2q | +9.9%+$772.7K |
| GREAT VALLEY ADVISOR GROUP, INC. | $8.2M | 233,559 | 0.13% | new | NEW |
| CITIZENS FINANCIAL GROUP INC/RI | $8.0M | 225,038 | 0.10% | 3q | +4.0%+$303.5K |
| LPL Financial LLC | $7.4M | 210,893 | 0.00% | new | NEW |
| MGO ONE SEVEN LLC | $7.1M | 202,154 | 0.12% | 3q | -4.2%-$313.9K |
| TRUIST FINANCIAL CORP | $6.8M | 194,597 | 0.01% | 2q | +20.5%+$1.2M |
| COMMONWEALTH EQUITY SERVICES, LLC | $6.3M | 178,985 | 0.01% | 6q | +8.9%+$513.1K |
| Retirement Planning Group, LLC | $6.2M | 175,023 | 0.16% | 3q | +43.3%+$1.9M |
| Sonoma Allocations LLC | $6.0M | 171,553 | 1.87% | 4q | +85.3%+$2.8M |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $5.9M | 167,236 | 0.01% | 17q | +4.1%+$230.9K |
| Private Advisor Group, LLC | $5.7M | 162,423 | 0.03% | new | NEW |
| Cambridge Investment Research Advisors, Inc. | $5.6M | 158,900 | 0.01% | 4q | +101.8%+$2.8M |
| Sanctuary Advisors, LLC | $5.1M | 144,428 | 0.02% | 5q | +5.9%+$283.5K |
| WNY Asset Management, LLC | $3.8M | 108,824 | 0.34% | 2q | -39.6%-$2.5M |
| Diversify Advisory Services, LLC | $3.6M | 103,237 | 0.06% | new | NEW |
| DIVERSIFY WEALTH MANAGEMENT, LLC | $3.6M | 103,237 | 0.06% | new | NEW |
| MML INVESTORS SERVICES, LLC | $3.2M | 90,702 | 0.01% | 3q | +304.4%+$2.4M |
| Strategic Blueprint, LLC | $3.0M | 84,593 | 0.15% | 6q | +18.3%+$459.6K |
| CARY STREET PARTNERS FINANCIAL LLC | $2.7M | 76,730 | 0.06% | 3q | +14.0%+$332.1K |
| JPMORGAN CHASE & CO | $2.3M | 65,622 | 0.00% | 5q | +13.7%+$278.2K |
| Beacon Pointe Advisors, LLC | $2.3M | 65,375 | 0.01% | new | NEW |
| NATIXIS ADVISORS, LLC | $2.2M | 63,397 | 0.00% | 2q | +178.8%+$1.4M |
| Kovack Advisors, Inc. | $1.8M | 51,047 | 0.09% | 4q | +3.4%+$58.9K |
| &PARTNERS | $1.5M | 43,039 | 0.01% | 2q | +3.4%+$50.6K |
| Destiny Capital Corp/CO | $1.3M | 37,985 | 0.62% | 2q | +120.7%+$730.4K |
| LIBERTY ONE INVESTMENT MANAGEMENT, LLC | $1.3M | 37,306 | 0.13% | 3q | +9.3%+$111.8K |
| EP Wealth Advisors, LLC | $1.3M | 36,063 | 0.00% | new | NEW |
| Cetera Investment Advisers | $1.2M | 33,986 | 0.00% | 2q | +95.0%+$582.2K |
| Steward Partners Investment Advisory, LLC | $1.1M | 31,643 | 0.01% | 3q | +1.4%+$15.0K |
| Hobart Private Capital, LLC | $909.8K | 25,876 | 0.16% | 3q | -3.0%-$27.8K |
| Mariner, LLC | $788.2K | 22,417 | 0.00% | 6q | +6.6%+$48.5K |
| AdvisorNet Financial, Inc | $776.8K | 22,095 | 0.04% | 3q | +15.3%+$103.2K |
| Arkadios Wealth Advisors | $715.6K | 20,353 | 0.01% | 4q | -5.1%-$38.3K |
| UPTICK PARTNERS, LLC | $649.0K | 18,459 | 0.10% | 2q | +16.7%+$92.9K |
| CORE WEALTH ADVISORS, LLC | $632.6K | 17,991 | 0.47% | 3q | -78.7%-$2.3M |
| SURIENCE PRIVATE WEALTH LLC | $631.8K | 17,968 | 0.56% | 3q | HELD |
| Evergreen Wealth Partners LLC | $611.5K | 17,393 | 0.37% | new | NEW |
| FLAGSHIP HARBOR ADVISORS, LLC | $591.9K | 16,835 | 0.02% | new | NEW |
| Marks Group Wealth Management, Inc | $571.8K | 16,263 | 0.05% | 2q | -31.0%-$257.2K |
| HARBOUR INVESTMENTS, INC. | $556.4K | 15,826 | 0.01% | 2q | +17.1%+$81.1K |
| Capital Investment Advisory Services, LLC | $553.9K | 15,753 | 0.03% | 3q | +105.7%+$284.6K |
| Concurrent Investment Advisors, LLC | $488.9K | 13,906 | 0.00% | 2q | +35.9%+$129.2K |
| CWC Advisors, LLC. | $401.1K | 11,408 | 0.18% | new | NEW |
| Vise Technologies, Inc. | $383.9K | 10,920 | 0.00% | new | NEW |
| Meridian Financial Advisors, LLC | $332.8K | 9,466 | 0.16% | 3q | -4.9%-$17.0K |
| Bright Futures Wealth Management, LLC. | $329.6K | 9,374 | 0.21% | 3q | +4.1%+$13.0K |
| StoneX Group Inc. | $314.4K | 8,919 | 0.01% | new | NEW |
| Cypress Wealth Services, LLC | $308.9K | 8,785 | 0.04% | 3q | +1.4%+$4.3K |
| Coquina Private Wealth LLC | $293.7K | 8,353 | 0.20% | 3q | +5.1%+$14.2K |
| COZAD ASSET MANAGEMENT INC | $279.9K | 7,962 | 0.02% | new | NEW |
| AXXCESS WEALTH MANAGEMENT, LLC | $245.5K | 6,983 | 0.00% | new | NEW |
| Stonebridge Financial Group, LLC / MO | $244.4K | 6,952 | 0.16% | 3q | +1.4%+$3.4K |
| Summit Financial, LLC | $239.8K | 6,788 | 0.00% | 4q | -94.3%-$3.9M |
| ALEXANDER LABRUNERIE & CO., INC. | $231.1K | 6,574 | 0.08% | 4q | HELD |
| BARNES PETTEY FINANCIAL ADVISORS, LLC | $201.4K | 5,726 | 0.06% | new | NEW |
| Wealth Enhancement Trust Services, Inc. | $192.5K | 5,474 | 0.02% | 3q | +17.1%+$28.2K |
| Capital Analysts, LLC | $183.0K | 5,206 | 0.00% | 3q | HELD |
| IFP Advisors, Inc | $98.2K | 2,793 | 0.00% | 4q | +54.9%+$34.8K |
| Geneos Wealth Management Inc. | $73.9K | 2,102 | 0.00% | 4q | HELD |
| Continuum Advisory, LLC | $30.8K | 876 | 0.00% | new | NEW |
| Bogart Wealth, LLC | $25.4K | 724 | 0.00% | 4q | +1.4% |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $18.8K | 536 | 0.00% | 2q | +1.1% |
| MORGAN STANLEY | $5.9K | 168 | 0.00% | 6q | +36.6%+$1.6K |
| Rockefeller Capital Management L.P. | $2.8K | 81 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 29 | $123.7M | 3,690,637 | 8 | 14 | 6 | 0.0% |
| Q2 2026 | 82 | $749.5M | 21,317,954 | 18 | 49 | 8 | 0.0% |
| Q1 2026 | 68 | $595.2M | 17,134,166 | 17 | 37 | 11 | 0.0% |
| Q4 2025 | 55 | $318.2M | 8,966,045 | 25 | 16 | 4 | 0.0% |
| Q3 2025 | 30 | $144.2M | 4,055,981 | 17 | 9 | 2 | 0.0% |
| Q2 2025 | 13 | $111.1M | 3,179,379 | 2 | 10 | 1 | 0.0% |
| Q1 2025 | 12 | $97.4M | 2,819,486 | 6 | 4 | 2 | 0.0% |
| Q4 2024 | 8 | $46.6M | 1,360,891 | 3 | 1 | 2 | 0.0% |
| Q3 2024 | 6 | $32.0M | 902,323 | 0 | 2 | 2 | 0.0% |
| Q2 2024 | 9 | $30.0M | 886,866 | 3 | 2 | 3 | 0.0% |
| Q1 2024 | 7 | $33.1M | 972,693 | 1 | 4 | 1 | 0.0% |
| Q4 2023 | 6 | $37.9M | 1,118,083 | 0 | 4 | 1 | 0.0% |
| Q3 2023 | 6 | $33.8M | 1,048,609 | 1 | 3 | 1 | 0.0% |
| Q2 2023 | 7 | $33.7M | 1,012,109 | 2 | 2 | 2 | 0.0% |
| Q1 2023 | 5 | $28.1M | 837,328 | 1 | 3 | 0 | 0.0% |
| Q4 2022 | 6 | $25.4M | 776,002 | 2 | 1 | 1 | 0.0% |
| Q3 2022 | 4 | $22.8M | 720,918 | 0 | 3 | 0 | 0.0% |
| Q2 2022 | 4 | $22.5M | 677,806 | 3 | 0 | 0 | 0.0% |
| Q1 2022 | 1 | $22.7M | 620,000 | 0 | 0 | 0 | 0.0% |
| Q4 2021 | 2 | $24.6M | 627,173 | 0 | 0 | 1 | 0.0% |
| Q3 2021 | 2 | $24.9M | 627,299 | 2 | 0 | 0 | 0.0% |