DaveManuel.com · Institutional Ownership · Who Owns It
NYLIM ETF TR (HFXI)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
112
Reporting holders
$1.5B
Reported value
0.0%
Calls
0.0%
Puts
+12
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL INC | $289.5M | 7,601,314 | 0.06% | 27q | +61.8%+$110.6M |
| MORGAN STANLEY | $237.3M | 6,228,945 | 0.01% | 35q | +13.7%+$28.6M |
| BANK OF AMERICA CORP /DE/ | $115.0M | 3,018,254 | 0.01% | 31q | +22.2%+$20.9M |
| New York Life Investment Management LLC | $114.4M | 3,003,229 | 0.80% | 31q | -3.6%-$4.3M |
| RAYMOND JAMES FINANCIAL INC | $106.0M | 2,783,902 | 0.03% | 7q | +19.8%+$17.5M |
| LPL Financial LLC | $100.7M | 2,643,812 | 0.02% | 31q | +45.4%+$31.4M |
| UBS Group AG | $80.1M | 2,102,933 | 0.01% | 31q | +30.6%+$18.8M |
| Mariner, LLC | $60.5M | 1,587,883 | 0.06% | 13q | -0.7%-$434.9K |
| Go Invest LLC | $45.1M | 1,184,742 | 10.60% | 3q | +9.0%+$3.7M |
| ROYAL BANK OF CANADA | $34.3M | 899,322 | 0.01% | 31q | +24.9%+$6.8M |
| COMMONWEALTH EQUITY SERVICES, LLC | $32.0M | 840,088 | 0.04% | 31q | +1.6%+$501.5K |
| Mason & Associates Inc | $24.9M | 653,490 | 4.02% | 10q | -0.5%-$127.6K |
| FLYNN ZITO CAPITAL MANAGEMENT, LLC | $21.7M | 570,109 | 5.90% | 14q | -2.5%-$566.6K |
| Landmark Wealth Management, LLC | $18.9M | 496,162 | 4.52% | 6q | +1.3%+$251.0K |
| ENVESTNET ASSET MANAGEMENT INC | $14.7M | 386,956 | 0.00% | 10q | +19.3%+$2.4M |
| OSAIC HOLDINGS, INC. | $14.6M | 382,883 | 0.02% | 16q | +14.6%+$1.9M |
| Ameritas Investment Partners, Inc. | $13.6M | 356,633 | 0.36% | 2q | +2.5%+$328.3K |
| Sanctuary Advisors, LLC | $11.0M | 288,042 | 0.05% | 9q | -1.4%-$158.9K |
| JANE STREET GROUP, LLC | $10.8M | 284,513 | 0.00% | 15q | -8.4%-$988.9K |
| Concurrent Investment Advisors, LLC | $10.2M | 268,863 | 0.09% | 11q | +2.9%+$288.9K |
| Rockefeller Capital Management L.P. | $9.9M | 260,621 | 0.02% | 10q | +5.1%+$484.5K |
| MARINO, STRAM & ASSOCIATES LLC | $9.3M | 245,335 | 1.49% | 11q | -2.0%-$189.3K |
| Gladstone Institutional Advisory LLC | $9.3M | 243,008 | 0.29% | 13q | HELD |
| WCG Wealth Advisors LLC | $9.0M | 235,629 | 0.21% | new | NEW |
| TSFG, LLC | $8.5M | 221,907 | 1.06% | 30q | +499.7%+$7.0M |
| Cerity Partners LLC | $8.4M | 220,842 | 0.01% | 11q | -5.5%-$491.0K |
| Cetera Investment Advisers | $7.5M | 197,851 | 0.01% | 10q | +38.4%+$2.1M |
| MML INVESTORS SERVICES, LLC | $6.8M | 177,722 | 0.01% | 9q | +29.4%+$1.5M |
| Veridan Wealth LLC | $6.5M | 171,934 | 2.23% | 7q | -2.3%-$153.0K |
| Prosperity Financial Group, Inc. | $5.7M | 150,274 | 1.77% | 8q | +7.3%+$388.7K |
| Navigation Group, LLC | $5.0M | 131,729 | 0.98% | new | NEW |
| Spartan Wealth Advisory Services LLC | $4.6M | 121,238 | 0.38% | new | NEW |
| OPPENHEIMER & CO INC | $4.3M | 112,937 | 0.05% | 9q | +4.6%+$188.3K |
| Equitable Holdings, Inc. | $3.5M | 90,844 | 0.02% | 27q | HELD |
| Private Advisor Group, LLC | $3.3M | 87,533 | 0.02% | 31q | -12.8%-$488.2K |
| Wiser Advisor Group LLC | $3.2M | 84,606 | 3.53% | 11q | -1.1%-$36.4K |
| Waterloo Capital, L.P. | $3.1M | 81,247 | 0.17% | 11q | +10.5%+$293.2K |
| NorthRock Partners, LLC | $3.0M | 80,022 | 0.04% | 2q | +16.7%+$435.7K |
| Capital Investment Advisors, LLC | $2.8M | 74,563 | 0.04% | 5q | +31.6%+$681.5K |
| NewEdge Advisors, LLC | $2.7M | 70,435 | 0.01% | 6q | +1544.1%+$2.5M |
| WESCAP Management Group, Inc. | $2.6M | 69,316 | 0.49% | 31q | HELD |
| Oder Investment Management, LLC | $2.3M | 60,194 | 1.54% | new | NEW |
| THOROUGHBRED FINANCIAL SERVICES, LLC | $2.2M | 58,634 | 0.11% | 16q | HELD |
| Redwood Financial Network Corp | $2.0M | 53,802 | 1.14% | 10q | +0.9%+$18.9K |
| Peck Wealth Management, LLC | $2.0M | 52,607 | 1.69% | new | NEW |
| Intentional Wealth Strategies, LLC | $1.9M | 50,135 | 1.79% | 2q | -3.7%-$74.0K |
| Farther Finance Advisors, LLC | $1.8M | 47,404 | 0.01% | 8q | -10.0%-$200.2K |
| Steward Partners Investment Advisory, LLC | $1.8M | 47,098 | 0.01% | 18q | +4.7%+$81.0K |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $1.6M | 43,017 | 0.02% | 9q | -60.3%-$2.5M |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $1.5M | 40,501 | 0.00% | 5q | -79.5%-$5.9M |
| MONECO ADVISORS, LLC | $1.4M | 37,865 | 0.09% | 7q | +31.2%+$343.2K |
| Golden State Wealth Management, LLC | $1.4M | 36,705 | 0.13% | 7q | HELD |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $1.2M | 30,781 | 0.07% | 5q | +420.6%+$931.6K |
| HighTower Advisors, LLC | $1.1M | 28,664 | 0.00% | 11q | -5.4%-$62.5K |
| Fortis Group Advisors, LLC | $1.1M | 28,612 | 0.17% | 9q | -2.6%-$29.2K |
| ATTICUS WEALTH MANAGEMENT, LLC | $1.1M | 28,466 | 0.26% | 5q | +99.0%+$539.5K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $1.0M | 26,785 | 0.00% | 18q | -5.0%-$53.3K |
| OLD MISSION CAPITAL LLC | $1.0M | 26,267 | 0.02% | new | NEW |
| Revisor Wealth Management LLC | $934.7K | 24,540 | 0.22% | 14q | -16.6%-$186.3K |
| D.A. DAVIDSON & CO. | $900.3K | 23,636 | 0.00% | 20q | -2.1%-$19.7K |
| Indivisible Partners | $898.3K | 23,582 | 0.05% | 3q | +9.6%+$78.4K |
| Hilton Head Capital Partners, LLC | $813.2K | 21,350 | 0.41% | 3q | -18.5%-$184.8K |
| MRP Capital Investments, LLC | $799.9K | 21,000 | 0.59% | 4q | HELD |
| Stratos Wealth Partners, LTD. | $574.2K | 15,075 | 0.01% | 6q | -32.2%-$272.5K |
| NewEdge Wealth, LLC | $563.8K | 14,802 | 0.01% | 13q | HELD |
| Integrated Advisors Network LLC | $553.7K | 14,536 | 0.03% | 3q | +5.4%+$28.5K |
| Dynamic Advisor Solutions LLC | $493.8K | 12,963 | 0.01% | 9q | +19.6%+$80.8K |
| GGM Financial LLC | $488.5K | 12,826 | 0.19% | 9q | HELD |
| Covenant Asset Management, LLC | $487.9K | 12,810 | 0.08% | 9q | +7.1%+$32.5K |
| TRUIST FINANCIAL CORP | $453.7K | 11,911 | 0.00% | 2q | +69.2%+$185.6K |
| Cambridge Investment Research Advisors, Inc. | $448.0K | 11,772 | 0.00% | 3q | +10.2%+$41.6K |
| HRT FINANCIAL LP | $427.0K | 11,216 | 0.00% | new | NEW |
| Nova Wealth Management, Inc. | $411.5K | 10,803 | 0.23% | 7q | HELD |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | $366.7K | 9,627 | 0.00% | 9q | -7.9%-$31.4K |
| Signature Equity Partners, LLC | $362.2K | 9,508 | 0.17% | 3q | +90.2%+$171.7K |
| LODESTAR PRIVATE ASSET MANAGEMENT LLC | $336.9K | 8,845 | 0.03% | 15q | -3.9%-$13.7K |
| Trademark Financial Management, LLC | $294.9K | 7,742 | 0.12% | 11q | -0.9%-$2.6K |
| Kovack Advisors, Inc. | $293.6K | 7,837 | 0.01% | 9q | +0.6%+$1.8K |
| Kestra Advisory Services, LLC | $282.6K | 7,419 | 0.00% | new | NEW |
| FMR LLC | $281.1K | 7,379 | 0.00% | 13q | -1.3%-$3.6K |
| STIFEL FINANCIAL CORP | $267.6K | 7,025 | 0.00% | new | NEW |
| Ameritas Advisory Services, LLC | $246.3K | 6,467 | 0.00% | 2q | -73.6%-$685.0K |
| TFB Advisors LLC | $245.1K | 6,435 | 0.11% | 2q | HELD |
| Savvy Advisors, Inc. | $243.5K | 6,393 | 0.01% | new | NEW |
| NWF Advisory Services Inc. | $240.1K | 6,303 | 0.02% | new | NEW |
| Nuveen, LLC | $213.6K | 5,608 | 0.00% | new | NEW |
| CATALYST FINANCIAL PARTNERS LLC | $210.0K | 5,512 | 0.02% | 2q | -19.6%-$51.2K |
| EP Wealth Advisors, LLC | $136.5K | 3,584 | 0.00% | new | NEW |
| FIFTH THIRD BANCORP | $114.7K | 3,012 | 0.00% | 2q | HELD |
| CITIGROUP INC | $72.4K | 1,900 | 0.00% | 13q | +18.8%+$11.4K |
| ASSETMARK, INC | $65.2K | 1,713 | 0.00% | 6q | +678.6%+$56.9K |
| JNBA Financial Advisors | $55.1K | 1,446 | 0.00% | 5q | HELD |
| GW&K Investment Management, LLC | $51.0K | 1,340 | 0.00% | 5q | HELD |
| PRIVATE TRUST CO NA | $44.1K | 1,158 | 0.00% | new | NEW |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | $42.6K | 1,118 | 0.00% | 3q | -68.0%-$90.4K |
| GHP Investment Advisors, Inc. | $38.4K | 1,009 | 0.00% | 2q | +0.6% |
| MTM Investment Management, LLC | $31.8K | 835 | 0.01% | 5q | HELD |
| IFP Advisors, Inc | $29.7K | 781 | 0.00% | 3q | HELD |
| HOEY INVESTMENTS, INC | $24.0K | 629 | 0.00% | 2q | HELD |
| Quent Capital, LLC | $22.1K | 579 | 0.00% | 3q | HELD |
Showing the largest 100 of 112 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 34 | $128.0M | 3,441,466 | 2 | 12 | 12 | 0.0% |
| Q2 2026 | 112 | $1.5B | 39,775,620 | 18 | 42 | 30 | 0.0% |
| Q1 2026 | 100 | $1.1B | 32,786,775 | 16 | 38 | 26 | 0.0% |
| Q4 2025 | 92 | $927.0M | 28,545,059 | 11 | 42 | 18 | 0.0% |
| Q3 2025 | 82 | $897.0M | 29,101,899 | 5 | 35 | 27 | 0.0% |
| Q2 2025 | 82 | $812.4M | 27,563,109 | 13 | 28 | 28 | 0.0% |
| Q1 2025 | 81 | $831.4M | 30,207,987 | 12 | 37 | 17 | 0.0% |
| Q4 2024 | 74 | $671.4M | 25,675,549 | 8 | 37 | 17 | 0.0% |
| Q3 2024 | 68 | $640.3M | 23,223,548 | 4 | 33 | 18 | 0.0% |
| Q2 2024 | 67 | $484.8M | 18,139,137 | 10 | 29 | 13 | 0.0% |
| Q1 2024 | 61 | $609.0M | 22,700,409 | 10 | 25 | 16 | 0.0% |
| Q4 2023 | 57 | $464.5M | 18,678,361 | 9 | 18 | 15 | 0.0% |
| Q3 2023 | 45 | $338.0M | 14,607,189 | 5 | 22 | 6 | 0.0% |
| Q2 2023 | 43 | $308.7M | 12,879,982 | 11 | 17 | 6 | 0.0% |
| Q1 2023 | 34 | $269.9M | 11,698,046 | 6 | 12 | 8 | 0.0% |
| Q4 2022 | 31 | $245.8M | 11,514,977 | 2 | 13 | 5 | 0.0% |
| Q3 2022 | 33 | $189.7M | 9,846,185 | 4 | 12 | 5 | 0.0% |
| Q2 2022 | 34 | $198.3M | 9,497,255 | 4 | 7 | 16 | 0.0% |
| Q1 2022 | 35 | $251.0M | 10,638,311 | 6 | 11 | 9 | 0.0% |
| Q4 2021 | 34 | $279.7M | 11,166,848 | 0 | 13 | 11 | 0.0% |
| Q3 2021 | 36 | $276.5M | 11,316,445 | 7 | 13 | 7 | 0.0% |
| Q2 2021 | 30 | $276.3M | 11,156,130 | 2 | 9 | 15 | 0.0% |
| Q1 2021 | 31 | $267.6M | 11,194,946 | 3 | 11 | 13 | 0.0% |
| Q4 2020 | 31 | $259.0M | 11,416,408 | 2 | 10 | 14 | 0.0% |
| Q3 2020 | 28 | $233.8M | 11,752,911 | 1 | 9 | 12 | 0.0% |
| Q2 2020 | 33 | $222.6M | 11,499,436 | 3 | 3 | 21 | 0.0% |
| Q1 2020 | 35 | $219.7M | 13,072,305 | 5 | 13 | 13 | 0.0% |
| Q4 2019 | 38 | $225.8M | 10,756,491 | 8 | 12 | 11 | 0.0% |
| Q3 2019 | 29 | $169.8M | 8,346,325 | 3 | 10 | 13 | 0.0% |
| Q2 2019 | 27 | $248.3M | 12,196,561 | 5 | 8 | 12 | 0.0% |
| Q1 2019 | 23 | $290.1M | 14,500,630 | 3 | 5 | 13 | 0.0% |
| Q4 2018 | 24 | $321.6M | 17,703,737 | 0 | 1 | 1 | 0.0% |