DaveManuel.com · Institutional Ownership · Who Owns It
WESTERN ASSET HIGH INCOM FD (HIX)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
73
Reporting holders
$64.6M
Reported value
0.0%
Calls
0.0%
Puts
-13
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| UBS Group AG | $14.2M | 3,596,719 | 0.00% | 31q | -11.0%-$1.8M |
| Penserra Capital Management LLC | $10.1M | 2,552,829 | 0.08% | 8q | +4.0%+$385.8K |
| MORGAN STANLEY | $6.0M | 1,503,139 | 0.00% | 35q | -8.4%-$544.6K |
| WELLS FARGO & COMPANY/MN | $5.4M | 1,372,305 | 0.00% | 31q | +18.1%+$833.3K |
| Invesco Ltd. | $3.7M | 942,197 | 0.00% | 31q | +3.0%+$109.2K |
| Rockefeller Capital Management L.P. | $3.1M | 773,360 | 0.00% | 26q | +51.0%+$1.0M |
| GUGGENHEIM CAPITAL LLC | $2.8M | 697,433 | 0.02% | 5q | +5.9%+$153.4K |
| GraniteShares Advisors LLC | $2.7M | 685,465 | 1.75% | 3q | +15.1%+$355.3K |
| OSAIC HOLDINGS, INC. | $2.6M | 655,211 | 0.00% | 26q | +2.5%+$62.1K |
| AMERIPRISE FINANCIAL INC | $2.3M | 574,694 | 0.00% | 31q | +9.7%+$201.2K |
| NWF Advisory Services Inc. | $1.7M | 420,600 | 0.16% | 6q | -7.9%-$141.9K |
| Shaker Financial Services, LLC | $1.6M | 392,761 | 0.49% | 9q | +30.7%+$365.8K |
| RAYMOND JAMES FINANCIAL INC | $752.7K | 190,074 | 0.00% | 7q | +23.5%+$143.2K |
| OPPENHEIMER & CO INC | $687.7K | 173,668 | 0.01% | 10q | -20.3%-$174.7K |
| ROBINSON CAPITAL MANAGEMENT, LLC | $585.3K | 147,805 | 0.26% | 10q | HELD |
| ENVESTNET ASSET MANAGEMENT INC | $511.0K | 129,051 | 0.00% | 7q | -30.0%-$219.3K |
| MELFA WEALTH MANAGEMENT, INC. | $500.7K | 126,446 | 0.27% | 10q | HELD |
| LPL Financial LLC | $410.8K | 103,737 | 0.00% | 31q | -10.9%-$50.0K |
| Sage Capital Advisors,llc | $293.6K | 74,146 | 0.06% | 21q | HELD |
| Cetera Investment Advisers | $266.0K | 67,178 | 0.00% | 10q | -2.4%-$6.5K |
| AEGON USA Investment Management, LLC | $240.0K | 60,614 | 0.17% | 10q | HELD |
| BANK OF AMERICA CORP /DE/ | $230.5K | 58,201 | 0.00% | 31q | +152.8%+$139.3K |
| ROYAL BANK OF CANADA | $225.0K | 56,931 | 0.00% | 31q | +1.3%+$2.9K |
| XTX Topco Ltd | $217.7K | 54,977 | 0.00% | 2q | +121.4%+$119.4K |
| AlphaCore Capital LLC | $194.0K | 49,000 | 0.00% | 6q | -11.7%-$25.7K |
| SeaCrest Wealth Management, LLC | $190.7K | 48,155 | 0.02% | 4q | +223.4%+$131.7K |
| Argyle Capital Partners, LLC | $189.8K | 47,933 | 0.12% | 7q | HELD |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $169.5K | 42,791 | 0.00% | 3q | +88.9%+$79.8K |
| MOSAIC FAMILY WEALTH PARTNERS, LLC | $165.4K | 41,764 | 0.01% | 8q | +1.8%+$2.9K |
| Integrated Advisors Network LLC | $160.1K | 40,435 | 0.01% | 24q | HELD |
| NewEdge Advisors, LLC | $153.7K | 38,802 | 0.00% | 19q | -16.0%-$29.3K |
| Mariner, LLC | $153.6K | 38,786 | 0.00% | 5q | +42.1%+$45.5K |
| Virtu Financial LLC | $151.0K | 38,008 | 0.00% | new | NEW |
| Sunpointe, LLC | $144.2K | 36,411 | 0.04% | 5q | HELD |
| Apollon Wealth Management, LLC | $137.2K | 34,654 | 0.00% | 7q | +2.9%+$3.9K |
| Chicago Partners Investment Group LLC | $112.1K | 28,389 | 0.00% | 10q | -35.5%-$61.8K |
| MRA Advisory Group | $110.1K | 27,807 | 0.04% | 13q | +2.6%+$2.8K |
| Keating Financial Advisory Services, Inc. | $108.9K | 27,500 | 0.01% | 3q | HELD |
| COMMONWEALTH EQUITY SERVICES, LLC | $107.0K | 27,012 | 0.00% | 31q | HELD |
| BENJAMIN EDWARDS INC | $101.0K | 25,506 | 0.00% | 6q | +2.9%+$2.9K |
| CITADEL ADVISORS LLC | $98.3K | 24,824 | 0.00% | 3q | -84.3%-$529.8K |
| FULTON BREAKEFIELD BROENNIMAN LLC | $90.3K | 22,800 | 0.01% | 9q | HELD |
| PFG Investments, LLC | $87.4K | 22,066 | 0.00% | 10q | HELD |
| STEINBERGANNA WEALTH MANAGEMENT | $83.0K | 20,966 | 0.03% | 4q | HELD |
| D.A. DAVIDSON & CO. | $74.8K | 18,899 | 0.00% | 8q | +2.1%+$1.6K |
| United Asset Strategies, Inc. | $66.7K | 16,836 | 0.00% | 3q | HELD |
| Focus Partners Wealth | $63.4K | 16,003 | 0.00% | 3q | HELD |
| ASHTON THOMAS SECURITIES, LLC | $63.4K | 16,000 | 0.01% | 3q | HELD |
| CHOREO, LLC | $63.3K | 15,991 | 0.00% | 5q | -8.3%-$5.8K |
| StoneX Group Inc. | $54.3K | 13,512 | 0.00% | new | NEW |
| Global Retirement Partners, LLC | $52.6K | 13,281 | 0.00% | 25q | -8.0%-$4.6K |
| BOOTHBAY FUND MANAGEMENT, LLC | $49.8K | 12,576 | 0.00% | new | NEW |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $49.5K | 12,513 | 0.00% | new | NEW |
| WEDBUSH SECURITIES INC | $46.0K | 11,645 | 0.00% | 7q | -17.1%-$9.5K |
| HighTower Advisors, LLC | $42.5K | 10,726 | 0.00% | new | NEW |
| Shulman DeMeo Asset Management LLC | $41.7K | 10,541 | 0.01% | 19q | -3.2%-$1.4K |
| One Capital Management, LLC | $40.3K | 10,118 | 0.00% | 3q | HELD |
| Marshall & Sterling Wealth Advisors Inc. | $33.4K | 8,422 | 0.02% | 7q | HELD |
| Clear Street Group Inc. | $22.2K | 5,595 | 0.00% | new | NEW |
| Pinnacle Wealth Planning Services, Inc. | $12.4K | 3,119 | 0.00% | 3q | HELD |
| CoreCap Advisors, LLC | $10.4K | 2,625 | 0.00% | 10q | -52.1%-$11.3K |
| HHM Wealth Advisors, LLC | $8.9K | 2,250 | 0.00% | 17q | HELD |
| Golden State Wealth Management, LLC | $8.1K | 2,056 | 0.00% | 7q | HELD |
| HIGHLINE WEALTH PARTNERS LLC | $7.9K | 2,000 | 0.00% | 4q | HELD |
| Steward Partners Investment Advisory, LLC | $6.3K | 1,600 | 0.00% | 30q | HELD |
| ALERUS FINANCIAL NA | $4.9K | 1,232 | 0.00% | 5q | HELD |
| WPG Advisers, LLC | $4.2K | 1,066 | 0.00% | 7q | +1.1% |
| Salomon & Ludwin, LLC | $4.0K | 1,007 | 0.00% | 12q | HELD |
| Key Financial Inc | $4.0K | 1,000 | 0.00% | new | NEW |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $3.0K | 750 | 0.00% | 3q | HELD |
| FIFTH THIRD BANCORP | $3.0K | 753 | 0.00% | 2q | -18.9% |
| Farther Finance Advisors, LLC | $2.6K | 650 | 0.00% | 9q | HELD |
| WHITTIER TRUST CO OF NEVADA INC | $725 | 183 | 0.00% | 2q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 26 | $7.2M | 2,040,009 | 2 | 7 | 10 | 0.0% |
| Q2 2026 | 73 | $64.6M | 16,306,099 | 7 | 22 | 17 | 0.0% |
| Q1 2026 | 86 | $66.1M | 16,598,044 | 15 | 24 | 26 | 0.0% |
| Q4 2025 | 91 | $72.3M | 17,386,197 | 18 | 24 | 24 | 0.0% |
| Q3 2025 | 78 | $71.2M | 16,375,352 | 5 | 29 | 16 | 0.0% |
| Q2 2025 | 84 | $74.7M | 17,416,936 | 13 | 26 | 20 | 0.0% |
| Q1 2025 | 87 | $70.5M | 16,870,657 | 17 | 30 | 18 | 0.0% |
| Q4 2024 | 78 | $65.6M | 15,567,201 | 14 | 25 | 17 | 0.0% |
| Q3 2024 | 64 | $64.1M | 14,208,041 | 9 | 26 | 10 | 0.0% |
| Q2 2024 | 62 | $44.5M | 10,218,963 | 13 | 19 | 14 | 0.0% |
| Q1 2024 | 61 | $75.1M | 16,802,623 | 25 | 16 | 12 | 0.0% |
| Q4 2023 | 44 | $29.3M | 5,912,762 | 6 | 15 | 12 | 0.0% |
| Q3 2023 | 44 | $25.1M | 5,618,230 | 8 | 16 | 10 | 0.0% |
| Q2 2023 | 44 | $27.3M | 5,589,748 | 7 | 15 | 14 | 0.0% |
| Q1 2023 | 49 | $27.0M | 5,563,316 | 12 | 11 | 15 | 0.0% |
| Q4 2022 | 49 | $29.3M | 6,060,025 | 6 | 20 | 9 | 0.0% |
| Q3 2022 | 57 | $30.1M | 6,897,358 | 7 | 15 | 20 | 0.0% |
| Q2 2022 | 61 | $38.9M | 7,881,467 | 11 | 25 | 8 | 0.0% |
| Q1 2022 | 62 | $40.7M | 6,491,609 | 15 | 17 | 13 | 0.0% |
| Q4 2021 | 53 | $49.1M | 6,860,062 | 11 | 15 | 12 | 0.0% |
| Q3 2021 | 47 | $117.8M | 16,392,247 | 3 | 12 | 14 | 0.0% |
| Q2 2021 | 49 | $118.3M | 16,444,637 | 4 | 15 | 16 | 0.0% |
| Q1 2021 | 55 | $50.7M | 7,344,461 | 6 | 18 | 13 | 0.0% |
| Q4 2020 | 62 | $60.0M | 8,724,158 | 4 | 18 | 22 | 0.0% |
| Q3 2020 | 85 | $248.7M | 38,855,296 | 16 | 25 | 23 | 0.0% |
| Q2 2020 | 80 | $142.1M | 22,900,673 | 11 | 32 | 16 | 0.0% |
| Q1 2020 | 88 | $114.6M | 22,763,689 | 18 | 27 | 23 | 0.0% |
| Q4 2019 | 81 | $204.4M | 30,300,087 | 15 | 28 | 17 | 0.0% |
| Q3 2019 | 69 | $175.0M | 25,815,377 | 11 | 16 | 23 | 0.0% |
| Q2 2019 | 65 | $182.5M | 26,016,695 | 4 | 21 | 20 | 0.0% |
| Q1 2019 | 76 | $168.7M | 26,040,203 | 10 | 24 | 20 | 0.0% |
| Q4 2018 | 82 | $140.5M | 24,384,244 | 2 | 2 | 2 | 0.0% |