DaveManuel.com · Institutional Ownership · Who Owns It
HANCOCK JOHN PFD INCOME FD I (HPF)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
48
Reporting holders
$43.2M
Reported value
0.0%
Calls
0.0%
Puts
+4
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| GUGGENHEIM CAPITAL LLC | $6.7M | 419,732 | 0.04% | 5q | +13.6%+$799.9K |
| UBS Group AG | $6.0M | 378,633 | 0.00% | 31q | +7.1%+$396.7K |
| Janney Montgomery Scott LLC | $4.6M | 290,258 | 0.01% | 4q | HELD |
| Axim Planning & Wealth | $3.9M | 245,354 | 5.44% | 11q | -9.9%-$426.9K |
| MORGAN STANLEY | $2.8M | 175,326 | 0.00% | 35q | HELD |
| COHEN & STEERS, INC. | $2.7M | 172,487 | 0.00% | 7q | HELD |
| Invesco Ltd. | $2.3M | 147,402 | 0.00% | 31q | -0.7%-$16.7K |
| J.W. COLE ADVISORS, INC. | $2.0M | 124,316 | 0.03% | new | NEW |
| LPL Financial LLC | $1.4M | 88,783 | 0.00% | 31q | -7.4%-$112.8K |
| WELLS FARGO & COMPANY/MN | $1.4M | 85,467 | 0.00% | 31q | +4.2%+$54.6K |
| Kestra Advisory Services, LLC | $1.1M | 67,469 | 0.00% | 24q | -2.8%-$31.3K |
| Everstar Asset Management, LLC | $884.9K | 55,760 | 0.43% | 8q | HELD |
| OSAIC HOLDINGS, INC. | $860.5K | 54,223 | 0.00% | 26q | +15.6%+$116.3K |
| BANK OF AMERICA CORP /DE/ | $807.4K | 50,878 | 0.00% | 31q | +8.3%+$62.1K |
| COMMONWEALTH EQUITY SERVICES, LLC | $501.5K | 31,600 | 0.00% | 31q | -2.8%-$14.6K |
| ROYAL BANK OF CANADA | $477.0K | 30,040 | 0.00% | 31q | +0.7%+$3.2K |
| Cetera Investment Advisers | $464.8K | 29,285 | 0.00% | 15q | HELD |
| RAYMOND JAMES FINANCIAL INC | $414.0K | 26,088 | 0.00% | 7q | +11.4%+$42.5K |
| Ameritas Advisory Services, LLC | $384.1K | 24,203 | 0.01% | new | NEW |
| WEDBUSH SECURITIES INC | $374.0K | 23,570 | 0.01% | 18q | -4.8%-$19.0K |
| Kapstone Financial Advisors LLC | $329.2K | 20,743 | 0.14% | 2q | +10.7%+$31.7K |
| Koshinski Asset Management, Inc. | $320.9K | 20,218 | 0.02% | 27q | -23.2%-$97.0K |
| Vanguard Capital Wealth Advisors | $317.4K | 20,000 | 0.22% | 28q | +1.0%+$3.2K |
| NewEdge Advisors, LLC | $284.2K | 17,908 | 0.00% | 19q | -1.1%-$3.2K |
| Arlington Capital Management, Inc. | $254.6K | 16,045 | 0.16% | new | NEW |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $232.6K | 14,475 | 0.00% | 12q | -1.9%-$4.5K |
| StoneX Group Inc. | $219.2K | 13,810 | 0.01% | 4q | +31.9%+$53.0K |
| STIFEL FINANCIAL CORP | $207.7K | 13,085 | 0.00% | 19q | -7.4%-$16.6K |
| Private Advisor Group, LLC | $193.3K | 12,181 | 0.00% | 31q | -3.4%-$6.9K |
| Spire Wealth Management | $192.0K | 12,100 | 0.01% | 22q | -5.2%-$10.4K |
| Live Oak Private Wealth LLC | $172.8K | 10,891 | 0.02% | 25q | HELD |
| MSH Capital Advisors LLC | $165.1K | 10,403 | 0.03% | 19q | HELD |
| WEBSTER BANK, N. A. | $45.7K | 2,879 | 0.00% | 22q | HELD |
| Global Retirement Partners, LLC | $42.5K | 2,679 | 0.00% | 9q | -6.8%-$3.1K |
| Arax Advisory Partners | $38.9K | 2,450 | 0.00% | new | NEW |
| Glass Jacobson Investment Advisors llc | $31.3K | 1,975 | 0.01% | 14q | HELD |
| ARMSTRONG ADVISORY GROUP, INC | $30.2K | 1,905 | 0.00% | new | NEW |
| SOA Wealth Advisors, LLC. | $26.6K | 1,678 | 0.00% | 23q | HELD |
| Anchor Investment Management, LLC | $18.3K | 1,153 | 0.00% | 42q | HELD |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $9.6K | 600 | 0.00% | 3q | HELD |
| HIGHLINE WEALTH PARTNERS LLC | $9.3K | 585 | 0.00% | 4q | +46.2%+$2.9K |
| COUNTRY TRUST BANK | $8.7K | 550 | 0.00% | 5q | HELD |
| Larson Financial Group LLC | $8.7K | 550 | 0.00% | 5q | -72.8%-$23.3K |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | $7.9K | 500 | 0.00% | new | NEW |
| Dunhill Financial, LLC | $7.2K | 455 | 0.00% | new | NEW |
| Farther Finance Advisors, LLC | $2.5K | 160 | 0.00% | 5q | HELD |
| ASSETMARK, INC | $857 | 54 | 0.00% | 2q | HELD |
| HUNTINGTON NATIONAL BANK | $16 | 1 | 0.00% | 15q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 14 | $4.5M | 333,275 | 3 | 0 | 4 | 0.0% |
| Q2 2026 | 48 | $43.2M | 2,720,907 | 7 | 11 | 14 | 0.0% |
| Q1 2026 | 44 | $39.5M | 2,531,348 | 4 | 10 | 19 | 0.0% |
| Q4 2025 | 47 | $41.9M | 2,608,752 | 6 | 10 | 14 | 0.0% |
| Q3 2025 | 47 | $41.5M | 2,462,814 | 5 | 16 | 10 | 0.0% |
| Q2 2025 | 51 | $34.9M | 2,206,854 | 12 | 16 | 11 | 0.0% |
| Q1 2025 | 44 | $34.1M | 2,053,710 | 5 | 16 | 9 | 0.0% |
| Q4 2024 | 47 | $32.1M | 1,937,626 | 6 | 11 | 17 | 0.0% |
| Q3 2024 | 48 | $39.4M | 2,071,054 | 4 | 15 | 10 | 0.0% |
| Q2 2024 | 47 | $33.3M | 1,964,382 | 7 | 15 | 8 | 0.0% |
| Q1 2024 | 44 | $29.7M | 1,805,643 | 4 | 16 | 9 | 0.0% |
| Q4 2023 | 47 | $25.5M | 1,617,375 | 6 | 14 | 11 | 0.0% |
| Q3 2023 | 46 | $19.9M | 1,376,113 | 7 | 16 | 11 | 0.0% |
| Q2 2023 | 42 | $19.5M | 1,291,727 | 3 | 13 | 9 | 0.0% |
| Q1 2023 | 45 | $20.6M | 1,329,475 | 3 | 12 | 12 | 0.0% |
| Q4 2022 | 50 | $20.4M | 1,301,622 | 14 | 12 | 10 | 0.0% |
| Q3 2022 | 43 | $530.3M | 32,238,362 | 2 | 15 | 7 | 0.0% |
| Q2 2022 | 50 | $596.9M | 33,201,746 | 8 | 12 | 10 | 0.0% |
| Q1 2022 | 44 | $2.0B | 106,202,318 | 4 | 11 | 13 | 0.0% |
| Q4 2021 | 48 | $2.2B | 106,240,068 | 5 | 11 | 10 | 0.0% |
| Q3 2021 | 48 | $1.9B | 89,520,840 | 1 | 11 | 14 | 0.0% |
| Q2 2021 | 55 | $444.8M | 20,595,194 | 9 | 13 | 14 | 0.0% |
| Q1 2021 | 50 | $299.8M | 14,417,692 | 5 | 14 | 13 | 0.0% |
| Q4 2020 | 56 | $153.7M | 8,086,469 | 13 | 14 | 9 | 0.0% |
| Q3 2020 | 41 | $271.3M | 15,224,265 | 8 | 7 | 11 | 0.0% |
| Q2 2020 | 41 | $276.5M | 15,334,038 | 2 | 10 | 9 | 0.0% |
| Q1 2020 | 47 | $232.6M | 15,100,576 | 6 | 13 | 13 | 0.0% |
| Q4 2019 | 51 | $360.4M | 16,175,050 | 9 | 15 | 9 | 0.0% |
| Q3 2019 | 44 | $374.4M | 16,012,811 | 4 | 12 | 6 | 0.0% |
| Q2 2019 | 45 | $348.4M | 15,132,847 | 7 | 12 | 8 | 0.0% |
| Q1 2019 | 44 | $206.9M | 9,465,443 | 4 | 9 | 13 | 0.0% |
| Q4 2018 | 47 | $178.4M | 9,512,184 | 0 | 1 | 0 | 0.0% |