DaveManuel.com · Institutional Ownership · Who Owns It
HANCOCK JOHN PFD INCOME FD (HPI)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
65
Reporting holders
$67.4M
Reported value
0.0%
Calls
0.0%
Puts
+0
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| UBS Group AG | $10.6M | 654,443 | 0.00% | 31q | +0.7%+$73.5K |
| MORGAN STANLEY | $9.6M | 594,996 | 0.00% | 35q | +12.3%+$1.1M |
| COMMONWEALTH EQUITY SERVICES, LLC | $4.5M | 277,902 | 0.01% | 31q | +2.1%+$92.5K |
| ROYAL BANK OF CANADA | $4.5M | 277,823 | 0.00% | 31q | +9.3%+$383.3K |
| GUGGENHEIM CAPITAL LLC | $4.2M | 260,204 | 0.03% | 21q | +26.6%+$886.1K |
| TSP Capital Management Group, LLC | $3.3M | 202,635 | 0.79% | 31q | HELD |
| LPL Financial LLC | $3.2M | 194,889 | 0.00% | 31q | -0.7%-$22.2K |
| Invesco Ltd. | $2.9M | 180,415 | 0.00% | 31q | -0.8%-$22.5K |
| COHEN & STEERS, INC. | $2.9M | 177,458 | 0.00% | 7q | HELD |
| J.W. COLE ADVISORS, INC. | $2.5M | 152,483 | 0.04% | new | NEW |
| RAYMOND JAMES FINANCIAL INC | $1.9M | 118,465 | 0.00% | 7q | -1.2%-$22.8K |
| Fiera Capital Corp | $1.7M | 102,001 | 0.01% | 22q | +3.1%+$49.2K |
| Advisory Resource Group | $1.6M | 100,187 | 0.24% | 31q | HELD |
| BANK OF AMERICA CORP /DE/ | $1.3M | 81,791 | 0.00% | 31q | +4.9%+$62.0K |
| Kestra Advisory Services, LLC | $1.3M | 80,970 | 0.00% | 24q | -7.9%-$113.0K |
| Cambridge Investment Research Advisors, Inc. | $1.2M | 72,930 | 0.00% | 31q | +95.2%+$576.6K |
| Cetera Investment Advisers | $844.0K | 52,068 | 0.00% | 10q | +13.1%+$97.7K |
| OSAIC HOLDINGS, INC. | $839.5K | 51,791 | 0.00% | 26q | +2.9%+$23.4K |
| Private Advisor Group, LLC | $701.9K | 43,302 | 0.00% | 31q | +161.3%+$433.3K |
| ENVESTNET ASSET MANAGEMENT INC | $540.6K | 33,350 | 0.00% | 31q | +6.8%+$34.2K |
| SAM Advisors, LLC | $485.4K | 29,942 | 0.13% | 8q | -6.7%-$34.8K |
| WELLS FARGO & COMPANY/MN | $484.3K | 29,876 | 0.00% | 31q | HELD |
| Stratos Wealth Partners, LTD. | $442.0K | 27,265 | 0.00% | 6q | HELD |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $415.5K | 25,412 | 0.00% | 5q | HELD |
| KPP Advisory Services LLC | $380.3K | 23,460 | 0.05% | 5q | HELD |
| Norris Financial Group, LLC | $366.3K | 22,600 | 0.15% | 6q | +9.7%+$32.4K |
| HighTower Advisors, LLC | $357.0K | 22,021 | 0.00% | 31q | -4.1%-$15.2K |
| Sanctuary Advisors, LLC | $343.5K | 21,189 | 0.00% | 4q | -6.9%-$25.6K |
| CITADEL ADVISORS LLC | $308.1K | 19,004 | 0.00% | new | NEW |
| NewEdge Advisors, LLC | $301.1K | 18,575 | 0.00% | 19q | -2.8%-$8.8K |
| Mallini Complete Financial Planning LLC | $284.3K | 17,540 | 0.20% | 7q | +1.5%+$4.3K |
| LaSalle St. Investment Advisors, LLC | $270.1K | 16,663 | 0.03% | 7q | -9.3%-$27.6K |
| IHT Wealth Management, LLC | $239.2K | 14,755 | 0.01% | 2q | -7.0%-$17.9K |
| Main Street Financial Solutions, LLC | $229.4K | 14,154 | 0.01% | 2q | +25.0%+$45.9K |
| Advisors Asset Management, Inc. | $225.1K | 13,884 | 0.00% | 2q | +3544.1%+$218.9K |
| HALBERT HARGROVE GLOBAL ADVISORS, LLC | $211.8K | 13,068 | 0.01% | 7q | -1.4%-$2.9K |
| B. Riley Wealth Advisors, Inc. | $211.2K | 13,030 | 0.01% | 18q | HELD |
| Equitable Holdings, Inc. | $204.5K | 12,617 | 0.00% | new | NEW |
| Everstar Asset Management, LLC | $188.4K | 11,620 | 0.09% | 8q | HELD |
| Sowell Financial Services LLC | $176.7K | 10,900 | 0.01% | 6q | HELD |
| Merit Financial Group, LLC | $171.2K | 10,563 | 0.00% | 7q | HELD |
| STIFEL FINANCIAL CORP | $165.6K | 10,216 | 0.00% | 3q | -7.9%-$14.2K |
| COMPASS FINANCIAL MANAGEMENT LLC | $106.0K | 6,541 | 0.01% | new | FIRST |
| Quantum Portfolio Management LLC | $87.7K | 5,410 | 0.03% | new | NEW |
| Birchwood Financial Partners, Inc. | $76.3K | 4,704 | 0.06% | 3q | +2.3%+$1.7K |
| Allworth Financial LP | $70.2K | 4,333 | 0.00% | 10q | +0.6% |
| IFG Advisory, LLC | $64.8K | 4,000 | 0.00% | 2q | HELD |
| HARBOR INVESTMENT ADVISORY, LLC | $59.6K | 3,675 | 0.00% | 27q | HELD |
| Global Retirement Partners, LLC | $57.9K | 3,574 | 0.00% | 9q | -5.1%-$3.1K |
| PRIVATE TRUST CO NA | $49.5K | 3,053 | 0.00% | 13q | +452.1%+$40.5K |
| Smallwood Wealth Investment Management, LLC | $34.3K | 2,113 | 0.01% | 6q | +1.8% |
| CITY HOLDING CO | $32.4K | 2,000 | 0.00% | 31q | HELD |
| Steward Partners Investment Advisory, LLC | $29.5K | 1,821 | 0.00% | 29q | HELD |
| Geneos Wealth Management Inc. | $24.3K | 1,500 | 0.00% | 42q | HELD |
| HARBOUR INVESTMENTS, INC. | $20.6K | 1,272 | 0.00% | 4q | HELD |
| Parallel Advisors, LLC | $16.2K | 1,000 | 0.00% | 13q | HELD |
| HIGHLINE WEALTH PARTNERS LLC | $11.3K | 700 | 0.00% | 4q | HELD |
| Clearstead Advisors, LLC | $8.9K | 549 | 0.00% | 9q | HELD |
| Piscataqua Savings Bank | $6.5K | 400 | 0.00% | 22q | HELD |
| COUNTRY TRUST BANK | $5.7K | 350 | 0.00% | 5q | HELD |
| IFP Advisors, Inc | $5.3K | 324 | 0.00% | 2q | HELD |
| Cullen/Frost Bankers, Inc. | $4.9K | 300 | 0.00% | 3q | HELD |
| Clear Street Group Inc. | $3.1K | 190 | 0.00% | new | NEW |
| WEBSTER BANK, N. A. | $2.7K | 164 | 0.00% | 17q | HELD |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $2.4K | 146 | 0.00% | 3q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 15 | $5.8M | 414,323 | 0 | 2 | 4 | 0.0% |
| Q2 2026 | 65 | $67.4M | 4,156,576 | 5 | 20 | 13 | 0.0% |
| Q1 2026 | 65 | $59.6M | 3,801,191 | 8 | 23 | 16 | 0.0% |
| Q4 2025 | 67 | $61.4M | 3,789,917 | 9 | 14 | 22 | 0.0% |
| Q3 2025 | 64 | $64.9M | 3,741,746 | 8 | 26 | 9 | 0.0% |
| Q2 2025 | 65 | $67.9M | 4,245,523 | 8 | 19 | 18 | 0.0% |
| Q1 2025 | 64 | $62.1M | 3,741,047 | 10 | 15 | 16 | 0.0% |
| Q4 2024 | 62 | $57.6M | 3,460,787 | 9 | 13 | 14 | 0.0% |
| Q3 2024 | 56 | $64.2M | 3,391,447 | 6 | 12 | 15 | 0.0% |
| Q2 2024 | 55 | $55.8M | 3,337,975 | 2 | 18 | 11 | 0.0% |
| Q1 2024 | 60 | $58.8M | 3,537,537 | 11 | 17 | 15 | 0.0% |
| Q4 2023 | 56 | $58.8M | 3,723,066 | 8 | 19 | 13 | 0.0% |
| Q3 2023 | 58 | $50.3M | 3,453,991 | 3 | 19 | 13 | 0.0% |
| Q2 2023 | 59 | $51.9M | 3,410,534 | 6 | 16 | 17 | 0.0% |
| Q1 2023 | 60 | $55.7M | 3,482,341 | 7 | 11 | 24 | 0.0% |
| Q4 2022 | 63 | $55.8M | 3,478,274 | 12 | 20 | 14 | 0.0% |
| Q3 2022 | 55 | $65.7M | 4,101,526 | 1 | 17 | 14 | 0.0% |
| Q2 2022 | 61 | $74.9M | 4,275,358 | 6 | 19 | 13 | 0.0% |
| Q1 2022 | 58 | $409.9M | 21,180,494 | 3 | 21 | 12 | 0.0% |
| Q4 2021 | 67 | $458.7M | 22,113,141 | 8 | 18 | 14 | 0.0% |
| Q3 2021 | 64 | $469.1M | 21,817,031 | 2 | 21 | 14 | 0.0% |
| Q2 2021 | 69 | $96.7M | 4,477,805 | 9 | 20 | 16 | 0.0% |
| Q1 2021 | 65 | $92.7M | 4,484,804 | 9 | 16 | 20 | 0.0% |
| Q4 2020 | 69 | $73.0M | 3,711,138 | 9 | 16 | 16 | 0.0% |
| Q3 2020 | 67 | $62.2M | 3,307,089 | 10 | 12 | 18 | 0.0% |
| Q2 2020 | 61 | $63.0M | 3,222,472 | 5 | 16 | 15 | 0.0% |
| Q1 2020 | 62 | $52.2M | 3,248,549 | 4 | 16 | 15 | 0.0% |
| Q4 2019 | 69 | $120.7M | 5,291,459 | 9 | 17 | 14 | 0.0% |
| Q3 2019 | 59 | $87.0M | 3,605,647 | 4 | 17 | 16 | 0.0% |
| Q2 2019 | 60 | $83.2M | 3,596,046 | 6 | 16 | 13 | 0.0% |
| Q1 2019 | 62 | $83.9M | 3,703,208 | 4 | 15 | 15 | 0.0% |
| Q4 2018 | 62 | $53.6M | 2,843,677 | 0 | 0 | 3 | 0.0% |