DaveManuel.com · Institutional Ownership · Who Owns It
ABRDN LIFE SCIENCES INVESTOR (HQL)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
85
Reporting holders
$158.3M
Reported value
0.0%
Calls
0.0%
Puts
-3
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $35.5M | 1,771,848 | 0.00% | 35q | +12.8%+$4.0M |
| Penserra Capital Management LLC | $16.8M | 838,890 | 0.13% | 8q | +4.0%+$640.4K |
| RAYMOND JAMES FINANCIAL INC | $13.8M | 689,134 | 0.00% | 7q | +4.2%+$556.7K |
| LPL Financial LLC | $10.3M | 514,161 | 0.00% | 31q | +7.4%+$707.5K |
| Allspring Global Investments Holdings, LLC | $9.1M | 455,124 | 0.01% | 15q | +25.5%+$1.9M |
| NEEDHAM INVESTMENT MANAGEMENT LLC | $8.9M | 443,041 | 0.27% | 31q | +3.1%+$269.5K |
| FLAGSHIP HARBOR ADVISORS, LLC | $8.0M | 400,765 | 0.31% | 31q | +4.7%+$361.1K |
| AMERIPRISE FINANCIAL INC | $3.9M | 195,451 | 0.00% | 31q | +1.9%+$73.9K |
| Advisors Asset Management, Inc. | $3.4M | 169,812 | 0.05% | 17q | +5.9%+$188.0K |
| Cambridge Investment Research Advisors, Inc. | $3.1M | 156,292 | 0.00% | 6q | +1025.8%+$2.9M |
| 180 WEALTH ADVISORS, LLC | $3.1M | 152,829 | 0.31% | 30q | +2.2%+$65.5K |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $3.0M | 150,000 | 0.14% | 7q | -24.5%-$975.1K |
| Formidable Asset Management, LLC | $2.7M | 165,243 | 0.43% | 6q | +4.3%+$111.6K |
| ROYAL BANK OF CANADA | $2.5M | 124,679 | 0.00% | 31q | +2.8%+$68.8K |
| BANK OF AMERICA CORP /DE/ | $2.4M | 122,374 | 0.00% | 31q | +5.9%+$135.8K |
| Janney Montgomery Scott LLC | $2.2M | 111,730 | 0.00% | 4q | +22.1%+$404.5K |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $1.9M | 92,899 | 0.23% | 17q | +5.7%+$100.1K |
| UHLMANN PRICE SECURITIES, LLC | $1.6M | 81,518 | 0.06% | 8q | +4.7%+$73.3K |
| Saba Capital Management, L.P. | $1.6M | 78,095 | 0.04% | 13q | -91.8%-$17.4M |
| 1607 Capital Partners, LLC | $1.5M | 76,387 | 0.13% | 16q | -26.6%-$553.8K |
| World Investment Advisors | $1.5M | 91,016 | 0.02% | 4q | HELD |
| Z3 Capital Partners, LLC | $1.4M | 72,030 | 0.30% | 3q | +7.0%+$93.7K |
| Steward Partners Investment Advisory, LLC | $1.4M | 68,721 | 0.01% | 29q | +26.5%+$288.3K |
| GUGGENHEIM CAPITAL LLC | $1.3M | 67,318 | 0.01% | 7q | +26.9%+$285.6K |
| STIFEL FINANCIAL CORP | $1.2M | 60,855 | 0.00% | 31q | +51.0%+$411.2K |
| FIRST TRUST ADVISORS LP | $1.1M | 56,477 | 0.00% | 10q | -1.5%-$17.2K |
| Invesco Ltd. | $1.1M | 53,959 | 0.00% | 3q | +33.4%+$270.5K |
| Rockefeller Capital Management L.P. | $944.8K | 47,216 | 0.00% | 2q | +127510.8%+$944.1K |
| OSAIC HOLDINGS, INC. | $912.6K | 45,601 | 0.00% | 26q | +24.3%+$178.3K |
| Kingsview Wealth Management, LLC | $714.7K | 35,716 | 0.01% | 22q | HELD |
| STEPHENS INC /AR/ | $630.5K | 31,510 | 0.01% | 25q | +3.6%+$21.9K |
| Closed-End Fund Advisors, Inc. | $603.7K | 30,171 | 0.59% | 3q | +13.8%+$73.4K |
| ENVESTNET ASSET MANAGEMENT INC | $600.5K | 30,011 | 0.00% | 2q | +111.3%+$316.3K |
| KPP Advisory Services LLC | $505.3K | 25,251 | 0.06% | 10q | +2.7%+$13.2K |
| Private Advisor Group, LLC | $468.3K | 23,405 | 0.00% | 20q | -69.6%-$1.1M |
| PMG Family Office LLC | $466.5K | 23,312 | 0.43% | 4q | +1.1%+$5.0K |
| XTX Topco Ltd | $464.9K | 23,234 | 0.01% | new | NEW |
| COMMONWEALTH EQUITY SERVICES, LLC | $426.4K | 21,311 | 0.00% | 31q | HELD |
| UBS Group AG | $407.1K | 20,345 | 0.00% | 31q | +3.0%+$11.7K |
| NewEdge Advisors, LLC | $403.5K | 20,165 | 0.00% | 19q | -15.2%-$72.5K |
| JANE STREET GROUP, LLC | $366.0K | 18,290 | 0.00% | 4q | +22.4%+$67.1K |
| OPPENHEIMER & CO INC | $359.7K | 17,976 | 0.00% | 31q | +2.8%+$9.6K |
| Atlantic Union Bankshares Corp | $356.3K | 17,808 | 0.01% | 29q | HELD |
| DECISION INVESTMENTS, INC | $345.3K | 17,254 | 0.31% | 3q | -2.5%-$9.0K |
| WEDBUSH SECURITIES INC | $319.0K | 15,960 | 0.01% | 6q | +50.6%+$107.1K |
| Atlas Wealth LLC | $303.6K | 15,170 | 0.04% | new | NEW |
| Almitas Capital LLC | $297.6K | 14,875 | 0.07% | 3q | HELD |
| CITADEL ADVISORS LLC | $287.3K | 14,356 | 0.00% | new | NEW |
| INDEPENDENT FINANCIAL GROUP, LLC | $267.7K | 13,377 | 0.01% | 7q | +3.1%+$7.9K |
| Live Oak Private Wealth LLC | $264.6K | 13,223 | 0.03% | 25q | HELD |
| Merit Financial Group, LLC | $261.7K | 13,076 | 0.00% | 5q | +3.3%+$8.5K |
| EVOLVE PRIVATE WEALTH, LLC | $244.1K | 12,197 | 0.01% | 3q | +3.8%+$8.9K |
| Wealthcare Advisory Partners LLC | $237.6K | 11,876 | 0.00% | 6q | +3.1%+$7.2K |
| Stratos Wealth Partners, LTD. | $233.3K | 11,660 | 0.00% | 21q | -27.6%-$88.9K |
| Cetera Investment Advisers | $224.7K | 11,227 | 0.00% | new | NEW |
| Shaker Financial Services, LLC | $220.6K | 11,026 | 0.07% | 6q | -85.1%-$1.3M |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $216.7K | 10,686 | 0.00% | 2q | HELD |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | $214.1K | 10,700 | 0.01% | 20q | HELD |
| Baldwin Investment Management, LLC | $208.3K | 10,411 | 0.02% | 2q | +3.1%+$6.3K |
| Thomas J. Herzfeld Advisors, Inc. | $183.9K | 9,191 | 0.06% | 2q | -17.0%-$37.7K |
| BFC Planning, Inc. | $178.9K | 8,941 | 0.01% | 7q | +134.7%+$102.7K |
| WOLVERINE ASSET MANAGEMENT LLC | $151.8K | 7,584 | 0.00% | 7q | -79.7%-$595.3K |
| Global Retirement Partners, LLC | $122.6K | 6,128 | 0.00% | 16q | -12.9%-$18.2K |
| PNC Financial Services Group, Inc. | $96.6K | 4,828 | 0.00% | new | NEW |
| WELLS FARGO & COMPANY/MN | $69.3K | 3,465 | 0.00% | 31q | +68.4%+$28.2K |
| CREATIVE FINANCIAL DESIGNS INC /ADV | $56.2K | 2,811 | 0.00% | 14q | HELD |
| BankPlus Trust Department | $42.7K | 2,134 | 0.01% | 7q | HELD |
| Pinnacle Wealth Planning Services, Inc. | $39.8K | 1,989 | 0.00% | 3q | HELD |
| FIFTH THIRD BANCORP | $36.1K | 1,804 | 0.00% | 2q | +106.4%+$18.6K |
| VSM Wealth Advisory, LLC | $34.5K | 1,726 | 0.01% | 2q | +3.1%+$1.0K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $23.4K | 1,168 | 0.00% | 4q | +4.0% |
| HARBOUR INVESTMENTS, INC. | $22.8K | 1,139 | 0.00% | 6q | +3.2% |
| Costello Asset Management, INC | $22.2K | 1,111 | 0.01% | 6q | +2.9% |
| WPG Advisers, LLC | $18.9K | 944 | 0.01% | 6q | HELD |
| Buck Wealth Strategies, LLC | $13.9K | 697 | 0.00% | new | NEW |
| CoreCap Advisors, LLC | $10.7K | 534 | 0.00% | 10q | HELD |
| Newton One Investments LLC | $10.2K | 512 | 0.00% | new | NEW |
| ASSETMARK, INC | $7.5K | 376 | 0.00% | 5q | +41.9%+$2.2K |
| SALEM INVESTMENT COUNSELORS INC | $2.5K | 125 | 0.00% | 2q | HELD |
| Markowski Investments | $2.1K | 105 | 0.00% | new | FIRST |
| WHITTIER TRUST CO OF NEVADA INC | $784 | 38 | 0.00% | 2q | +2.7% |
| Nexus Investment Management ULC | $640 | 32 | 0.00% | 2q | HELD |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | $260 | 13 | 0.00% | 2q | HELD |
| HUNTINGTON NATIONAL BANK | $120 | 6 | 0.00% | 10q | HELD |
| JFS WEALTH ADVISORS, LLC | $61 | 3 | 0.00% | 15q | HELD |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-10-14 | 13G/A | First Trust Portfolios L.P.with 2 co-filers | 11.3% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 21 | $12.7M | 681,366 | 5 | 10 | 3 | 0.0% |
| Q2 2026 | 85 | $158.3M | 7,956,448 | 7 | 47 | 12 | 0.0% |
| Q1 2026 | 88 | $135.1M | 8,298,146 | 17 | 40 | 17 | 0.0% |
| Q4 2025 | 75 | $147.4M | 8,790,969 | 6 | 27 | 19 | 0.0% |
| Q3 2025 | 84 | $141.7M | 9,152,169 | 13 | 34 | 18 | 0.0% |
| Q2 2025 | 77 | $123.3M | 9,628,385 | 3 | 40 | 13 | 0.0% |
| Q1 2025 | 84 | $112.8M | 8,889,492 | 18 | 33 | 18 | 0.0% |
| Q4 2024 | 74 | $124.6M | 9,493,882 | 10 | 15 | 19 | 0.0% |
| Q3 2024 | 75 | $149.8M | 9,886,658 | 9 | 20 | 28 | 0.0% |
| Q2 2024 | 76 | $139.3M | 9,823,517 | 6 | 31 | 25 | 0.0% |
| Q1 2024 | 80 | $139.1M | 10,207,746 | 14 | 29 | 21 | 0.0% |
| Q4 2023 | 79 | $113.1M | 8,395,516 | 8 | 31 | 23 | 0.0% |
| Q3 2023 | 80 | $80.4M | 6,444,770 | 9 | 32 | 24 | 0.0% |
| Q2 2023 | 79 | $74.4M | 5,495,692 | 9 | 29 | 19 | 0.0% |
| Q1 2023 | 78 | $72.7M | 5,218,667 | 8 | 30 | 18 | 0.0% |
| Q4 2022 | 79 | $73.9M | 5,197,735 | 22 | 29 | 14 | 0.0% |
| Q3 2022 | 59 | $59.6M | 4,362,753 | 5 | 27 | 13 | 0.0% |
| Q2 2022 | 64 | $54.3M | 3,810,954 | 9 | 21 | 18 | 0.0% |
| Q1 2022 | 60 | $54.6M | 3,299,703 | 8 | 18 | 20 | 0.0% |
| Q4 2021 | 63 | $76.3M | 3,974,360 | 7 | 28 | 15 | 0.0% |
| Q3 2021 | 63 | $85.1M | 4,079,089 | 7 | 27 | 11 | 0.0% |
| Q2 2021 | 64 | $151.6M | 7,071,274 | 10 | 21 | 19 | 0.0% |
| Q1 2021 | 58 | $152.8M | 7,753,842 | 8 | 26 | 15 | 0.0% |
| Q4 2020 | 61 | $149.8M | 7,579,060 | 9 | 24 | 11 | 0.0% |
| Q3 2020 | 57 | $137.7M | 7,831,268 | 5 | 28 | 10 | 0.0% |
| Q2 2020 | 64 | $194.9M | 10,852,174 | 10 | 25 | 18 | 0.0% |
| Q1 2020 | 65 | $105.3M | 7,027,592 | 11 | 27 | 15 | 0.0% |
| Q4 2019 | 63 | $126.6M | 7,262,226 | 9 | 30 | 13 | 0.0% |
| Q3 2019 | 57 | $90.5M | 5,985,645 | 9 | 22 | 13 | 0.0% |
| Q2 2019 | 51 | $98.4M | 5,844,250 | 8 | 20 | 15 | 0.0% |
| Q1 2019 | 52 | $100.6M | 5,876,382 | 4 | 20 | 18 | 0.0% |
| Q4 2018 | 55 | $89.8M | 5,938,535 | 0 | 1 | 3 | 0.0% |