DaveManuel.com · Institutional Ownership · Who Owns It
HANCOCK JOHN TAX-ADVANTAGED (HTD)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
95
Reporting holders
$156.3M
Reported value
0.0%
Calls
0.0%
Puts
+0
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| UBS Group AG | $20.9M | 819,905 | 0.00% | 31q | +5.6%+$1.1M |
| CAPTRUST FINANCIAL ADVISORS | $13.9M | 545,914 | 0.02% | 8q | +10.7%+$1.3M |
| MORGAN STANLEY | $12.2M | 477,050 | 0.00% | 35q | -1.1%-$133.8K |
| LPL Financial LLC | $9.5M | 374,648 | 0.00% | 31q | +0.6%+$56.9K |
| Invesco Ltd. | $9.4M | 369,672 | 0.00% | 31q | -21.4%-$2.6M |
| RAYMOND JAMES FINANCIAL INC | $9.1M | 357,831 | 0.00% | 7q | +4.9%+$426.8K |
| GUGGENHEIM CAPITAL LLC | $8.2M | 322,627 | 0.05% | 31q | -1.0%-$82.9K |
| WELLS FARGO & COMPANY/MN | $8.0M | 314,635 | 0.00% | 31q | HELD |
| BANK OF AMERICA CORP /DE/ | $7.0M | 273,076 | 0.00% | 31q | +3.9%+$262.1K |
| Cetera Investment Advisers | $5.9M | 233,071 | 0.01% | 10q | +4.0%+$226.2K |
| ROYAL BANK OF CANADA | $4.0M | 158,719 | 0.00% | 31q | -12.6%-$585.7K |
| FIRST TRUST ADVISORS LP | $4.0M | 156,601 | 0.00% | 31q | +3.2%+$122.0K |
| OSAIC HOLDINGS, INC. | $3.9M | 152,788 | 0.00% | 26q | +31.1%+$923.3K |
| STIFEL FINANCIAL CORP | $3.3M | 128,736 | 0.00% | 25q | +1.0%+$32.6K |
| Live Oak Private Wealth LLC | $2.6M | 102,602 | 0.33% | 25q | HELD |
| Janney Montgomery Scott LLC | $2.3M | 88,672 | 0.00% | 30q | -2.7%-$62.3K |
| CENTRAL TRUST Co | $2.1M | 82,510 | 0.04% | 31q | -3.5%-$76.9K |
| Indivisible Partners | $1.5M | 59,377 | 0.09% | 3q | -4.8%-$77.1K |
| Sanctuary Advisors, LLC | $1.4M | 54,147 | 0.01% | 5q | +5.4%+$70.6K |
| Welch & Forbes LLC | $1.3M | 50,000 | 0.02% | 18q | HELD |
| Samalin Investment Counsel, LLC | $1.2M | 46,519 | 0.37% | 27q | -3.1%-$38.5K |
| Hennion & Walsh Asset Management, Inc. | $1.1M | 43,996 | 0.03% | 16q | +211.4%+$761.3K |
| Cambridge Investment Research Advisors, Inc. | $1.1M | 42,454 | 0.00% | 31q | +100.7%+$542.9K |
| &PARTNERS | $1.0M | 40,789 | 0.00% | 5q | +5.3%+$52.7K |
| Advisors Asset Management, Inc. | $931.3K | 36,536 | 0.01% | 2q | +78.5%+$409.4K |
| Spire Wealth Management | $909.6K | 35,686 | 0.03% | 22q | HELD |
| ENVESTNET ASSET MANAGEMENT INC | $903.4K | 35,443 | 0.00% | 20q | +41.2%+$263.7K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $839.0K | 32,431 | 0.00% | 12q | +2.1%+$17.0K |
| Diesslin Group, Inc. | $778.8K | 30,554 | 0.30% | 3q | HELD |
| World Investment Advisors | $765.3K | 30,895 | 0.01% | 4q | HELD |
| PMG Family Office LLC | $744.4K | 29,205 | 0.69% | 4q | +0.9%+$6.8K |
| COMMONWEALTH EQUITY SERVICES, LLC | $732.1K | 28,723 | 0.00% | 31q | -2.4%-$18.4K |
| First National Bank of Mount Dora, Trust Investment Services | $708.6K | 27,800 | 0.14% | 31q | HELD |
| MRA Advisory Group | $703.0K | 27,579 | 0.25% | 23q | HELD |
| AMERIPRISE FINANCIAL INC | $670.7K | 26,310 | 0.00% | 8q | +7.3%+$45.7K |
| Cerity Partners LLC | $635.4K | 24,927 | 0.00% | new | NEW |
| Private Advisor Group, LLC | $567.6K | 22,266 | 0.00% | 31q | +60.0%+$212.9K |
| Investment Management Trust, LLC | $558.5K | 21,911 | 0.50% | 2q | +1.9%+$10.2K |
| Savvy Advisors, Inc. | $549.1K | 21,541 | 0.01% | 3q | -0.9%-$5.1K |
| Mutual Advisors, LLC | $548.9K | 21,533 | 0.01% | 31q | +1.2%+$6.4K |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | $498.7K | 19,565 | 0.02% | 31q | -8.4%-$45.9K |
| FOUNDERS FINANCIAL SECURITIES LLC | $475.8K | 18,665 | 0.02% | 26q | HELD |
| Beacon Pointe Advisors, LLC | $395.5K | 15,516 | 0.00% | new | NEW |
| Abbot Financial Management, Inc. | $394.3K | 15,470 | 0.13% | 31q | HELD |
| MML INVESTORS SERVICES, LLC | $387.3K | 15,195 | 0.00% | 3q | +11.0%+$38.4K |
| Steward Partners Investment Advisory, LLC | $367.1K | 14,400 | 0.00% | 31q | +3.6%+$12.7K |
| BENJAMIN EDWARDS INC | $365.3K | 14,333 | 0.00% | 3q | +0.5%+$2.0K |
| Sowell Financial Services LLC | $337.1K | 13,224 | 0.01% | 6q | +36.6%+$90.3K |
| PFG Investments, LLC | $336.3K | 13,195 | 0.01% | 10q | HELD |
| Mezzasalma Advisors, LLC | $331.0K | 12,987 | 0.07% | 7q | +1.9%+$6.0K |
| Lido Advisors, LLC | $322.9K | 12,667 | 0.00% | 7q | HELD |
| CONNING INC. | $284.2K | 11,150 | 0.01% | 31q | HELD |
| Geneos Wealth Management Inc. | $279.1K | 10,950 | 0.01% | 42q | +2.3%+$6.4K |
| B. Riley Wealth Advisors, Inc. | $263.5K | 10,220 | 0.01% | new | NEW |
| Powell Investment Advisors, LLC | $257.4K | 10,100 | 0.08% | 27q | HELD |
| MAI Capital Management | $254.9K | 10,000 | 0.00% | new | NEW |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $254.9K | 10,000 | 0.00% | 2q | +9515.4%+$252.2K |
| Concurrent Investment Advisors, LLC | $254.4K | 9,980 | 0.00% | 4q | HELD |
| HighTower Advisors, LLC | $247.6K | 9,712 | 0.00% | new | NEW |
| SMH CAPITAL ADVISORS INC | $232.7K | 9,128 | 0.91% | 8q | +4.4%+$9.8K |
| XTX Topco Ltd | $229.9K | 9,018 | 0.00% | new | NEW |
| Institute for Wealth Management, LLC. | $228.2K | 8,954 | 0.02% | 9q | HELD |
| SILVER OAK SECURITIES, INCORPORATED | $226.2K | 8,872 | 0.01% | 4q | HELD |
| Ausdal Financial Partners, Inc. | $225.4K | 8,844 | 0.01% | 6q | +0.6%+$1.3K |
| Creative Planning | $222.7K | 8,737 | 0.00% | new | NEW |
| Advisory Services Network, LLC | $220.8K | 8,664 | 0.00% | 7q | HELD |
| WealthTrust Asset Management, LLC | $218.9K | 8,588 | 0.12% | 2q | HELD |
| Kestra Advisory Services, LLC | $217.6K | 8,535 | 0.00% | new | NEW |
| Todd Wealth Management, LLC | $215.4K | 8,449 | 0.16% | 3q | HELD |
| WELLINGTON-ALTUS USA INC. | $193.5K | 7,810 | 0.14% | 3q | HELD |
| NewEdge Advisors, LLC | $133.8K | 5,249 | 0.00% | 15q | HELD |
| Allworth Financial LP | $107.6K | 4,223 | 0.00% | 9q | +0.7% |
| LANARK FINANCIAL, INC. | $102.6K | 4,025 | 0.01% | 12q | HELD |
| Rockefeller Capital Management L.P. | $87.7K | 3,442 | 0.00% | 4q | +41.4%+$25.7K |
| FIFTH THIRD BANCORP | $81.6K | 3,200 | 0.00% | 2q | HELD |
| PNC Financial Services Group, Inc. | $71.2K | 2,794 | 0.00% | 31q | +214.6%+$48.6K |
| FIRST HORIZON CORP | $63.0K | 2,470 | 0.00% | 8q | HELD |
| PRIVATE TRUST CO NA | $51.0K | 2,000 | 0.00% | 17q | HELD |
| ST GERMAIN D J CO INC | $48.9K | 1,917 | 0.00% | 13q | HELD |
| Global Retirement Partners, LLC | $42.5K | 1,667 | 0.00% | 13q | -1.7% |
| OAKWORTH CAPITAL, INC. | $38.2K | 1,500 | 0.00% | 13q | HELD |
| North Star Investment Management Corp. | $25.5K | 1,000 | 0.00% | 28q | HELD |
| BAYBAN | $24.2K | 948 | 0.02% | 3q | HELD |
| Axiom Investment Management LLC | $23.4K | 919 | 0.02% | 2q | HELD |
| ASSETMARK, INC | $17.4K | 682 | 0.00% | 4q | -44.2%-$13.8K |
| CREATIVE FINANCIAL DESIGNS INC /ADV | $15.3K | 600 | 0.00% | 11q | HELD |
| HARBOUR INVESTMENTS, INC. | $12.7K | 500 | 0.00% | 2q | HELD |
| AMERIFLEX GROUP, INC. | $12.7K | 500 | 0.01% | 7q | HELD |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $7.6K | 300 | 0.00% | 3q | HELD |
| Farther Finance Advisors, LLC | $7.2K | 282 | 0.00% | 5q | +1.1% |
| Arax Advisory Partners | $5.1K | 201 | 0.00% | 4q | -90.4%-$48.2K |
| Kennebec Savings Bank | $5.1K | 200 | 0.00% | 8q | HELD |
| HIGHLINE WEALTH PARTNERS LLC | $3.2K | 125 | 0.00% | 3q | HELD |
| JFS WEALTH ADVISORS, LLC | $1.7K | 66 | 0.00% | new | NEW |
| JPMORGAN CHASE & CO | $1.1K | 42 | 0.00% | 8q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 24 | $11.8M | 531,611 | 2 | 8 | 4 | 0.0% |
| Q2 2026 | 95 | $156.3M | 6,131,459 | 9 | 34 | 14 | 0.0% |
| Q1 2026 | 95 | $147.5M | 5,953,653 | 10 | 27 | 28 | 0.0% |
| Q4 2025 | 96 | $141.5M | 5,981,690 | 10 | 27 | 24 | 0.0% |
| Q3 2025 | 97 | $146.9M | 5,923,224 | 10 | 27 | 23 | 0.0% |
| Q2 2025 | 96 | $148.0M | 6,325,651 | 11 | 20 | 28 | 0.0% |
| Q1 2025 | 83 | $142.7M | 5,965,615 | 8 | 23 | 23 | 0.0% |
| Q4 2024 | 93 | $131.6M | 5,976,281 | 12 | 26 | 17 | 0.0% |
| Q3 2024 | 92 | $130.2M | 5,601,024 | 11 | 25 | 26 | 0.0% |
| Q2 2024 | 90 | $111.7M | 5,523,130 | 12 | 24 | 27 | 0.0% |
| Q1 2024 | 86 | $118.5M | 6,027,477 | 10 | 28 | 26 | 0.0% |
| Q4 2023 | 88 | $101.6M | 5,355,074 | 12 | 18 | 29 | 0.0% |
| Q3 2023 | 83 | $86.9M | 4,891,843 | 8 | 25 | 22 | 0.0% |
| Q2 2023 | 83 | $97.3M | 4,771,547 | 12 | 16 | 20 | 0.0% |
| Q1 2023 | 81 | $102.2M | 4,794,956 | 9 | 21 | 21 | 0.0% |
| Q4 2022 | 91 | $110.7M | 4,841,194 | 18 | 27 | 12 | 0.0% |
| Q3 2022 | 80 | $101.4M | 4,835,779 | 6 | 25 | 15 | 0.0% |
| Q2 2022 | 85 | $112.7M | 4,912,234 | 6 | 24 | 12 | 0.0% |
| Q1 2022 | 89 | $268.3M | 10,496,449 | 11 | 27 | 18 | 0.0% |
| Q4 2021 | 88 | $275.1M | 10,522,014 | 10 | 23 | 18 | 0.0% |
| Q3 2021 | 88 | $239.2M | 10,452,764 | 10 | 28 | 17 | 0.0% |
| Q2 2021 | 85 | $125.3M | 5,030,662 | 4 | 31 | 18 | 0.0% |
| Q1 2021 | 87 | $126.0M | 5,358,806 | 10 | 21 | 23 | 0.0% |
| Q4 2020 | 85 | $117.1M | 5,565,897 | 7 | 21 | 27 | 0.0% |
| Q3 2020 | 84 | $106.5M | 5,577,420 | 7 | 19 | 29 | 0.0% |
| Q2 2020 | 84 | $111.7M | 5,811,202 | 8 | 23 | 22 | 0.0% |
| Q1 2020 | 86 | $104.8M | 5,978,387 | 11 | 23 | 22 | 0.0% |
| Q4 2019 | 90 | $424.8M | 15,538,046 | 3 | 26 | 17 | 0.0% |
| Q3 2019 | 88 | $438.2M | 15,410,940 | 14 | 30 | 13 | 0.0% |
| Q2 2019 | 82 | $379.1M | 14,922,828 | 7 | 23 | 18 | 0.0% |
| Q1 2019 | 82 | $426.5M | 17,196,729 | 8 | 24 | 19 | 0.0% |
| Q4 2018 | 84 | $113.1M | 5,536,132 | 0 | 3 | 0 | 0.0% |